REG - Barclays PLC Biffa plc - Form 8.5 (EPT/NON-RI) Biffa plc Amendment

BarclaysAnnouncement

30/09/2022 15:45

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RNS Number : 4105B  Barclays PLC  30 September 2022

 FORM 8.5 (EPT/NON-RI) Amendment to Sale
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              BIFFA PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Energy Capital Partners, LLC
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    28 September 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         NO
              trader making disclosures in respect of any other party to the offer?
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    1p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number       (%)
 (1)          Relevant securities owned
              and/or controlled:                                14,582,785          4.76%               3,986,289    1.30%

 (2)          Cash-settled derivatives:
                                                                3,563,479           1.16%               15,169,416   4.96%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0            0.00%

              TOTAL:                                            18,146,264          5.93%               19,155,705   6.26%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                               DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant          Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                         securities                      paid/received           paid/received
 1p ordinary                Purchase              3,081,869                       4.1000 GBP              4.0631 GBP
 1p ordinary                Sale                  3,822,481                       4.1000 GBP              4.0631 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 1p ordinary         SWAP                 Decreasing Long               576         4.0840 GBP
 1p ordinary         SWAP                 Decreasing Long               3,096       4.0731 GBP
 1p ordinary         SWAP                 Decreasing Long               12,797      4.0806 GBP
 1p ordinary         SWAP                 Decreasing Long               22,745      4.0757 GBP
 1p ordinary         SWAP                 Decreasing Long               25,954      4.0756 GBP
 1p ordinary         SWAP                 Decreasing Long               26,226      4.0820 GBP
 1p ordinary         SWAP                 Decreasing Long               28,235      4.0785 GBP
 1p ordinary         SWAP                 Decreasing Long               28,859      4.0791 GBP
 1p ordinary         SWAP                 Decreasing Long               29,500      4.0762 GBP
 1p ordinary         SWAP                 Decreasing Long               32,348      4.0786 GBP
 1p ordinary         SWAP                 Decreasing Long               56,131      4.0843 GBP
 1p ordinary         SWAP                 Decreasing Long               77,675      4.0853 GBP
 1p ordinary         SWAP                 Decreasing Long               101,881     4.0809 GBP
 1p ordinary         SWAP                 Decreasing Long               216,941     4.0727 GBP
 1p ordinary         SWAP                 Decreasing Long               233,502     4.0706 GBP
 1p ordinary         SWAP                 Decreasing Long               236,250     4.0782 GBP
 1p ordinary         SWAP                 Decreasing Short              112         4.0737 GBP
 1p ordinary         SWAP                 Decreasing Short              1,661       4.0723 GBP
 1p ordinary         SWAP                 Decreasing Short              10,543      4.0695 GBP
 1p ordinary         SWAP                 Decreasing Short              24,475      4.0696 GBP
 1p ordinary         SWAP                 Decreasing Short              39,382      4.0738 GBP
 1p ordinary         SWAP                 Decreasing Short              349,044     4.0735 GBP
 1p ordinary         SWAP                 Decreasing Short              357,014     4.0684 GBP
 1p ordinary         SWAP                 Increasing Long               4,598       4.0722 GBP
 1p ordinary         SWAP                 Increasing Long               18,467      4.0759 GBP
 1p ordinary         SWAP                 Increasing Long               34,277      4.0995 GBP
 1p ordinary         SWAP                 Increasing Long               47,118      4.0922 GBP
 1p ordinary         SWAP                 Increasing Long               95,480      4.1000 GBP
 1p ordinary         SWAP                 Increasing Long               100,000     4.0720 GBP
 1p ordinary         SWAP                 Increasing Long               101,881     4.0809 GBP
 1p ordinary         SWAP                 Increasing Long               105,432     4.0874 GBP
 1p ordinary         CFD                  Increasing Short              903         4.0753 GBP
 1p ordinary         CFD                  Increasing Short              2,996       4.0892 GBP
 1p ordinary         CFD                  Increasing Short              3,079       4.0681 GBP
 1p ordinary         CFD                  Increasing Short              8,629       4.0891 GBP
 1p ordinary         CFD                  Increasing Short              22,059      4.0720 GBP
 1p ordinary         CFD                  Increasing Short              52,828      4.0641 GBP
 1p ordinary         CFD                  Increasing Short              241,643     4.0713 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  30 Sep 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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