REG - Barclays PLC Biffa plc - Form 8.5 (EPT/NON-RI) - Biffa plc

BarclaysAnnouncement

05/10/2022 09:32

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RNS Number : 8622B  Barclays PLC  05 October 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              BIFFA PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Energy Capital Partners, LLC
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    03 October 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         NO
              trader making disclosures in respect of any other party to the offer?
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    1p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number       (%)
 (1)          Relevant securities owned
              and/or controlled:                                15,357,984          5.02%               3,196,514    1.04%

 (2)          Cash-settled derivatives:
                                                                2,985,836           0.98%               15,266,399   4.99%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0            0.00%

              TOTAL:                                            18,343,820          5.99%               18,462,913   6.03%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                               DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant          Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                         securities                      paid/received           paid/received
 1p ordinary                Purchase              646,843                         4.1730 GBP              4.0993 GBP
 1p ordinary                Sale                  171,197                         4.1870 GBP              4.0999 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 1p ordinary         SWAP                 Decreasing Long               67          4.1107 GBP
 1p ordinary         SWAP                 Decreasing Long               125         4.1060 GBP
 1p ordinary         SWAP                 Decreasing Long               1,180       4.1143 GBP
 1p ordinary         SWAP                 Decreasing Short              7,808       4.1539 GBP
 1p ordinary         SWAP                 Increasing Long               342         4.1116 GBP
 1p ordinary         SWAP                 Increasing Long               3,541       4.1171 GBP
 1p ordinary         SWAP                 Increasing Long               5,193       4.1194 GBP
 1p ordinary         SWAP                 Increasing Long               7,601       4.1509 GBP
 1p ordinary         SWAP                 Increasing Long               11,041      4.1075 GBP
 1p ordinary         SWAP                 Increasing Long               11,993      4.1011 GBP
 1p ordinary         SWAP                 Increasing Long               12,263      4.1058 GBP
 1p ordinary         SWAP                 Increasing Long               14,126      4.1085 GBP
 1p ordinary         SWAP                 Increasing Short              49          4.1285 GBP
 1p ordinary         SWAP                 Increasing Short              125         4.1060 GBP
 1p ordinary         SWAP                 Increasing Short              200         4.1270 GBP
 1p ordinary         SWAP                 Increasing Short              333         4.1259 GBP
 1p ordinary         SWAP                 Increasing Short              430         4.0999 GBP
 1p ordinary         SWAP                 Increasing Short              777         4.1046 GBP
 1p ordinary         SWAP                 Increasing Short              837         4.1730 GBP
 1p ordinary         SWAP                 Increasing Short              1,791       4.1146 GBP
 1p ordinary         SWAP                 Increasing Short              1,877       4.1319 GBP
 1p ordinary         CFD                  Increasing Short              3,068       4.1145 GBP
 1p ordinary         SWAP                 Increasing Short              3,290       4.1105 GBP
 1p ordinary         SWAP                 Increasing Short              3,322       4.1140 GBP
 1p ordinary         SWAP                 Increasing Short              5,044       4.1019 GBP
 1p ordinary         SWAP                 Increasing Short              6,889       4.1115 GBP
 1p ordinary         SWAP                 Increasing Short              7,659       4.1138 GBP
 1p ordinary         SWAP                 Increasing Short              9,921       4.1128 GBP
 1p ordinary         SWAP                 Increasing Short              10,565      4.1468 GBP
 1p ordinary         SWAP                 Increasing Short              10,924      4.1097 GBP
 1p ordinary         SWAP                 Increasing Short              12,783      4.1187 GBP
 1p ordinary         SWAP                 Increasing Short              13,660      4.1242 GBP
 1p ordinary         CFD                  Increasing Short              14,036      4.1214 GBP
 1p ordinary         SWAP                 Increasing Short              16,327      4.1212 GBP
 1p ordinary         SWAP                 Increasing Short              16,994      4.1164 GBP
 1p ordinary         SWAP                 Increasing Short              18,738      4.1111 GBP
 1p ordinary         SWAP                 Increasing Short              21,678      4.1158 GBP
 1p ordinary         SWAP                 Increasing Short              26,474      4.1080 GBP
 1p ordinary         SWAP                 Increasing Short              29,859      4.1020 GBP
 1p ordinary         SWAP                 Increasing Short              49,480      4.1030 GBP
 1p ordinary         SWAP                 Increasing Short              84,475      4.1211 GBP
 1p ordinary         SWAP                 Increasing Short              99,606      4.1191 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  5 Oct 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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