REG - Barclays PLC Biffa plc - Form 8.5 (EPT/NON-RI) Biffa plc

BarclaysAnnouncement

11/11/2022 11:30

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RNS Number : 1695G  Barclays PLC  11 November 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                           KEY INFORMATION
 (a)  Name of exempt principal trader:                                             BARCLAYS CAPITAL SECURITIES LTD
 (b)  Name of offeror/offeree in relation to whose                                 BIFFA PLC
      relevant securities this form relates:
 (c)  Name of the party to the offer with which exempt                             Energy Capital Partners, LLC
      principal trader is connected
 (d)  Date position held/dealing undertaken:                                       10 November 2022
 (e)  In addition to the company in 1(b) above, is the exempt principal            NO
      trader making disclosures in respect of any other party to the offer?

 

 2.                                                                               POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)             Interests and short positions in the relevant securities of the offeror or
                 offeree
                 to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                       1p ordinary
                                                                   Interests                     Short Positions
                                                                   Number         (%)            Number         (%)
 (1)             Relevant securities owned
                 and/or controlled:                                7,910,852      2.58%          2,527,424      0.83%

 (2)             Cash-settled derivatives:
                                                                   2,445,594      0.80%          7,826,681      2.56%

 (3)             Stock-settled derivatives (including options)
                 and agreements to purchase/sell:                  0              0.00%          0              0.00%

                 TOTAL:                                            10,356,446     3.38%          10,354,105     3.38%

 (b)             Rights to subscribe for new securities (including directors and other
                 executive
                 options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                                   DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant                 Purchase/sale                      Total number of                     Highest price per unit  Lowest price per unit
 security                                                             securities                          paid/received           paid/received
 1p ordinary                       Purchase                           720,524                             4.1697 GBP              4.1067 GBP
 1p ordinary                       Sale                               237,052                             4.1693 GBP              4.1114 GBP

 (b)                Cash-settled derivative transactions
 Class of                          Product                            Nature of dealing                   Number of               Price per
 relevant                          description                                                            reference               unit
 security                                                                                                 securities
 1p ordinary                        SWAP                              Decreasing Long                     219                     4.1702 GBP
 1p ordinary                        SWAP                              Decreasing Long                     1,061                   4.1488 GBP
 1p ordinary                        SWAP                              Decreasing Long                     4,267                   4.1366 GBP
 1p ordinary                        SWAP                              Decreasing Long                     6,096                   4.1506 GBP
 1p ordinary                        SWAP                              Decreasing Long                     8,610                   4.1284 GBP
 1p ordinary                        SWAP                              Decreasing Long                     30,191                  4.1504 GBP
 1p ordinary                        SWAP                              Decreasing Long                     31,670                  4.1542 GBP
 1p ordinary                        SWAP                              Decreasing Long                     59,478                  4.1440 GBP
 1p ordinary                        SWAP                              Decreasing Long                     60,516                  4.1693 GBP
 1p ordinary                        SWAP                              Decreasing Long                     66,411                  4.1467 GBP
 1p ordinary                        SWAP                              Decreasing Long                     78,479                  4.1586 GBP
 1p ordinary                        CFD                               Decreasing Short                    10,469                  4.1691 GBP
 1p ordinary                        SWAP                              Increasing Short                    3                       4.1380 GBP
 1p ordinary                        SWAP                              Increasing Short                    7                       4.1294 GBP
 1p ordinary                        SWAP                              Increasing Short                    7                       4.1465 GBP
 1p ordinary                        SWAP                              Increasing Short                    8                       4.1550 GBP
 1p ordinary                        SWAP                              Increasing Short                    295                     4.1254 GBP
 1p ordinary                        SWAP                              Increasing Short                    1,426                   4.1447 GBP
 1p ordinary                        SWAP                              Increasing Short                    1,853                   4.1142 GBP
 1p ordinary                        SWAP                              Increasing Short                    2,941                   4.1532 GBP
 1p ordinary                        SWAP                              Increasing Short                    4,267                   4.1366 GBP
 1p ordinary                        SWAP                              Increasing Short                    7,843                   4.1459 GBP
 1p ordinary                        SWAP                              Increasing Short                    8,068                   4.1460 GBP
 1p ordinary                        SWAP                              Increasing Short                    10,667                  4.1110 GBP
 1p ordinary                        SWAP                              Increasing Short                    12,332                  4.1694 GBP
 1p ordinary                        SWAP                              Increasing Short                    17,545                  4.1699 GBP
 1p ordinary                        SWAP                              Increasing Short                    41,228                  4.1584 GBP
 1p ordinary                        SWAP                              Increasing Short                    47,332                  4.1432 GBP
 1p ordinary                        SWAP                              Increasing Short                    49,065                  4.1490 GBP
 1p ordinary                        SWAP                              Increasing Short                    94,330                  4.1472 GBP
 1p ordinary                        SWAP                              Increasing Short                    111,760                 4.1119 GBP
 1p ordinary                        SWAP                              Increasing Short                    120,237                 4.1420 GBP

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise           Type             Expiry                  Option
 of                 description    purchasing,         of             price                               date                    money
 relevant                          selling,            securities     per unit                                                    paid/
 security                          varying etc         to which                                                                   received
                                                       option                                                                     per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against       Number of               Exercise price per
 security                                                                                securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                             Price per unit (if
 security                                                                                applicable)

 

 4.                                                                OTHER INFORMATION
 (a)                   Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                   Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                   Attachments
 Is a Supplemental Form 8 (Open Positions) attached?               NO
 Date of disclosure:                                               11 Nov 2022
 Contact name:                                                     Large Holdings Regulatory Operations
 Telephone number:                                                 020 3134 7213

 

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