REG - Barclays PLC Capital & Counties - Form 8.5 (EPT/NON-RI)Capital & Counties Prop Amend

BarclaysAnnouncement

30/09/2022 15:45

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RNS Number : 4107B  Barclays PLC  30 September 2022

 FORM 8.5 (EPT/NON-RI) Amendment to Sale
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    28 September 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                8,826,369           1.04%               5,168,741      0.61%

 (2)          Cash-settled derivatives:
                                                                4,717,196           0.55%               8,044,298      0.94%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0              0.00%

              TOTAL:                                            13,543,565          1.59%               13,213,039     1.55%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 25p ordinary                Purchase              854,499                         1.0500 GBP              0.9769 GBP
 25p ordinary                Sale                  965,780                         1.0500 GBP              0.9815 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product              Nature of dealing             Number of   Price per
 relevant           description                                        reference   unit
 security                                                              securities
 25p ordinary        CFD                 Increasing Long               4           1.0100 GBP
 25p ordinary        CFD                 Increasing Long               192         0.9770 GBP
 25p ordinary        CFD                 Increasing Long               976         1.0500 GBP
 25p ordinary        CFD                 Increasing Long               19,776      19.3617 ZAR
 25p ordinary        SWAP                Increasing Long               31,780      1.0117 GBP
 25p ordinary        SWAP                Increasing Long               45,408      1.0500 GBP
 25p ordinary        SWAP                Increasing Long               50,736      1.0170 GBP
 25p ordinary        CFD                 Increasing Long               67,160      19.4686 ZAR
 25p ordinary        SWAP                Increasing Long               78,898      1.0042 GBP
 25p ordinary        CFD                 Increasing Long               83,768      1.0134 GBP
 25p ordinary        SWAP                Increasing Long               89,907      1.0488 GBP
 25p ordinary        SWAP                Increasing Long               105,902     1.0089 GBP
 25p ordinary        SWAP                Increasing Long               177,886     19.3036 ZAR
 25p ordinary        CFD                 Increasing Long               250,296     19.9920 ZAR
 25p ordinary        SWAP                Increasing Long               278,603     19.8687 ZAR
 25p ordinary        CFD                 Increasing Long               390,192     0.9896 GBP
 25p ordinary        CFD                 Increasing Long               469,776     1.0406 GBP
 25p ordinary        CFD                 Increasing Long               681,300     0.9991 GBP
 25p ordinary        CFD                 Increasing Long               711,544     19.2978 ZAR
 25p ordinary        CFD                 Increasing Long               1,084,168   1.0316 GBP
 25p ordinary        CFD                 Increasing Long               1,114,412   19.8747 ZAR
 25p ordinary        CFD                 Increasing Short              4           1.0100 GBP
 25p ordinary        CFD                 Increasing Short              192         0.9770 GBP
 25p ordinary        SWAP                Increasing Short              500         1.0071 GBP
 25p ordinary        CFD                 Increasing Short              976         1.0500 GBP
 25p ordinary        SWAP                Increasing Short              1,186       0.9982 GBP
 25p ordinary        SWAP                Increasing Short              13,000      1.0022 GBP
 25p ordinary        CFD                 Increasing Short              19,776      19.3617 ZAR
 25p ordinary        SWAP                Increasing Short              28,348      0.9960 GBP
 25p ordinary        SWAP                Increasing Short              62,574      20.0000 ZAR
 25p ordinary        CFD                 Increasing Short              67,160      19.4686 ZAR
 25p ordinary        CFD                 Increasing Short              83,768      1.0134 GBP
 25p ordinary        CFD                 Increasing Short              250,296     19.9920 ZAR
 25p ordinary        CFD                 Increasing Short              390,192     0.9896 GBP
 25p ordinary        CFD                 Increasing Short              469,776     1.0406 GBP
 25p ordinary        CFD                 Increasing Short              681,300     0.9991 GBP
 25p ordinary        CFD                 Increasing Short              711,544     19.2978 ZAR
 25p ordinary        CFD                 Increasing Short              1,084,168   1.0316 GBP
 25p ordinary        CFD                 Increasing Short              1,114,412   19.8747 ZAR
 25p ordinary        CFD                 Opening Long                  4           1.0100 GBP
 25p ordinary        CFD                 Opening Long                  192         0.9770 GBP
 25p ordinary        CFD                 Opening Long                  976         1.0500 GBP
 25p ordinary        CFD                 Opening Long                  19,776      19.3617 ZAR
 25p ordinary        CFD                 Opening Long                  67,160      19.4686 ZAR
 25p ordinary        CFD                 Opening Long                  83,768      1.0134 GBP
 25p ordinary        CFD                 Opening Long                  250,296     19.9920 ZAR
 25p ordinary        CFD                 Opening Long                  390,192     0.9896 GBP
 25p ordinary        CFD                 Opening Long                  469,776     1.0406 GBP
 25p ordinary        CFD                 Opening Long                  681,300     0.9991 GBP
 25p ordinary        CFD                 Opening Long                  711,544     19.2978 ZAR
 25p ordinary        CFD                 Opening Long                  1,084,168   1.0316 GBP
 25p ordinary        CFD                 Opening Long                  1,114,412   19.8747 ZAR
 25p ordinary        CFD                 Opening Short                 4           1.0100 GBP
 25p ordinary        CFD                 Opening Short                 192         0.9770 GBP
 25p ordinary        CFD                 Opening Short                 976         1.0500 GBP
 25p ordinary        CFD                 Opening Short                 19,776      19.3617 ZAR
 25p ordinary        CFD                 Opening Short                 67,160      19.4686 ZAR
 25p ordinary        CFD                 Opening Short                 83,768      1.0134 GBP
 25p ordinary        CFD                 Opening Short                 250,296     19.9920 ZAR
 25p ordinary        CFD                 Opening Short                 390,192     0.9896 GBP
 25p ordinary        CFD                 Opening Short                 469,776     1.0406 GBP
 25p ordinary        CFD                 Opening Short                 681,300     0.9991 GBP
 25p ordinary        CFD                 Opening Short                 711,544     19.2978 ZAR
 25p ordinary        CFD                 Opening Short                 1,084,168   1.0316 GBP
 25p ordinary        CFD                 Opening Short                 1,114,412   19.8747 ZAR
 25p ordinary        SWAP                Opening Long                  460         0.9964 GBP
 25p ordinary        SWAP                Opening Long                  1,368       1.0483 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  30 Sep 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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