REG - Barclays PLC Capital & Counties - Form 8.5 (EPT/NON-RI) CAPITAL & COUNTIES PROPERTIE

BarclaysAnnouncement

14/10/2022 11:15

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RNS Number : 9578C  Barclays PLC  14 October 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                       KEY INFORMATION
 (a)                Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
                    relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
                    principal trader is connected
 (d)                Date position held/dealing undertaken:                                                    13 October 2022
 (e)                In addition to the company in 1(b) above, is the exempt principal                         YES:
                    trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                       POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                          25p ordinary
                                                                      Interests                               Short Positions
                                                                      Number              (%)                 Number           (%)
 (1)                Relevant securities owned
                    and/or controlled:                                9,438,208           1.11%               5,935,198        0.70%

 (2)                Cash-settled derivatives:
                                                                      5,623,158           0.66%               8,776,371        1.03%

 (3)                Stock-settled derivatives (including options)
                    and agreements to purchase/sell:                  0                   0.00%               0                0.00%

                    TOTAL:                                            15,061,366          1.77%               14,711,569       1.73%

 (b)                Rights to subscribe for new securities (including directors and other
                    executive
                    options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:
 3.                                                                                       DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant                           Purchase/sale                                Total number of                      Highest price per unit  Lowest price per unit
 security                                                                                 securities                           paid/received           paid/received
 25p ordinary                                Purchase                                     833,288                              1.0177 GBP              0.9525 GBP
 25p ordinary                                Sale                                         300,663                              0.9942 GBP              0.9495 GBP

 (b)                Cash-settled derivative transactions
 Class of                                    Product                                      Nature of dealing                    Number of               Price per
 relevant                                    description                                                                       reference               unit
 security                                                                                                                      securities
 25p ordinary                                 CFD                                         Decreasing Long                      744                     0.9674 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      5,068                   19.7694 ZAR
 25p ordinary                                 SWAP                                        Decreasing Long                      7,090                   19.9917 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      8,512                   19.9829 ZAR
 25p ordinary                                 SWAP                                        Decreasing Long                      16,738                  0.9586 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      26,820                  0.9560 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      27,374                  0.9630 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      30,044                  19.8038 ZAR
 25p ordinary                                 SWAP                                        Decreasing Long                      36,654                  19.8054 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      38,484                  0.9555 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      86,810                  0.9713 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      88,495                  0.9721 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      127,428                 0.9599 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      128,012                 0.9657 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      146,616                 19.8114 ZAR
 25p ordinary                                 SWAP                                        Decreasing Long                      173,697                 0.9709 GBP
 25p ordinary                                 SWAP                                        Decreasing Long                      303,809                 20.0639 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      1,196,180               0.9737 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      1,215,236               20.0579 ZAR
 25p ordinary                                 SWAP                                        Decreasing Short                     200                     0.9630 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     600                     0.9619 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     744                     0.9674 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     1,589                   0.9687 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     1,712                   0.9637 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     2,527                   0.9938 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     3,891                   0.9627 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     5,068                   19.7694 ZAR
 25p ordinary                                 SWAP                                        Decreasing Short                     7,090                   19.9917 ZAR
 25p ordinary                                 CFD                                         Decreasing Short                     8,512                   19.9829 ZAR
 25p ordinary                                 CFD                                         Decreasing Short                     26,820                  0.9560 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     30,044                  19.8038 ZAR
 25p ordinary                                 CFD                                         Decreasing Short                     38,484                  0.9555 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     127,428                 0.9599 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     128,012                 0.9657 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     146,616                 19.8114 ZAR
 25p ordinary                                 CFD                                         Decreasing Short                     1,196,180               0.9737 GBP
 25p ordinary                                 CFD                                         Decreasing Short                     1,215,236               20.0579 ZAR
 25p ordinary                                 SWAP                                        Increasing Short                     550                     0.9555 GBP
 25p ordinary                                 SWAP                                        Increasing Short                     883                     19.3900 ZAR
 25p ordinary                                 SWAP                                        Increasing Short                     18,000                  0.9581 GBP
 25p ordinary                                 SWAP                                        Increasing Short                     60,039                  0.9692 GBP
 25p ordinary                                 CFD                                         Opening Long                         744                     0.9674 GBP
 25p ordinary                                 SWAP                                        Opening Long                         883                     19.3900 ZAR
 25p ordinary                                 CFD                                         Opening Long                         5,068                   19.7694 ZAR
 25p ordinary                                 CFD                                         Opening Long                         8,512                   19.9829 ZAR
 25p ordinary                                 CFD                                         Opening Long                         26,820                  0.9560 GBP
 25p ordinary                                 CFD                                         Opening Long                         30,044                  19.8038 ZAR
 25p ordinary                                 CFD                                         Opening Long                         38,484                  0.9555 GBP
 25p ordinary                                 CFD                                         Opening Long                         127,428                 0.9599 GBP
 25p ordinary                                 CFD                                         Opening Long                         128,012                 0.9657 GBP
 25p ordinary                                 CFD                                         Opening Long                         146,616                 19.8114 ZAR
 25p ordinary                                 CFD                                         Opening Long                         1,196,180               0.9737 GBP
 25p ordinary                                 CFD                                         Opening Long                         1,215,236               20.0579 ZAR
 25p ordinary                                 CFD                                         Opening Short                        744                     0.9674 GBP
 25p ordinary                                 SWAP                                        Opening Short                        1,250                   0.9584 GBP
 25p ordinary                                 CFD                                         Opening Short                        5,068                   19.7694 ZAR
 25p ordinary                                 CFD                                         Opening Short                        8,512                   19.9829 ZAR
 25p ordinary                                 SWAP                                        Opening Short                        11,750                  0.9688 GBP
 25p ordinary                                 SWAP                                        Opening Short                        18,432                  0.9631 GBP
 25p ordinary                                 CFD                                         Opening Short                        26,820                  0.9560 GBP
 25p ordinary                                 CFD                                         Opening Short                        30,044                  19.8038 ZAR
 25p ordinary                                 CFD                                         Opening Short                        38,484                  0.9555 GBP
 25p ordinary                                 CFD                                         Opening Short                        127,428                 0.9599 GBP
 25p ordinary                                 CFD                                         Opening Short                        128,012                 0.9657 GBP
 25p ordinary                                 CFD                                         Opening Short                        146,616                 19.8114 ZAR
 25p ordinary                                 CFD                                         Opening Short                        1,196,180               0.9737 GBP
 25p ordinary                                 CFD                                         Opening Short                        1,215,236               20.0579 ZAR

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                  Writing,                 Number              Exercise            Type             Expiry                  Option
 of                 description              purchasing,              of                  price                                date                    money
 relevant                                    selling,                 securities          per unit                                                     paid/
 security                                    varying etc              to which                                                                         received
                                                                      option                                                                           per unit
                                                                      relates

 (ii)               Exercising
 Class of relevant                           Product description                          Exercising/ exercised against        Number of               Exercise price per
 security                                                                                                     securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                           Nature of Dealings                           Details                              Price per unit (if
 security                                                                                                     applicable)

 4.                                                                                       OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                      NO
 Date of disclosure:                                                                      14 Oct 2022
 Contact name:                                                                            Large Holdings Regulatory Operations
 Telephone number:                                                                        020 3134 7213

 

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