REG - Barclays PLC Capital & Counties - Form 8.5 (EPT/NON-RI) CAPITAL & COUNTIES PROPERTIE
18/10/2022 10:30
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RNS Number : 2660D Barclays PLC 18 October 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CAPITAL & COUNTIES PROPERTIES PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Capital & Counties Properties plc
principal trader is connected
(d) Date position held/dealing undertaken: 17 October 2022
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? SHAFTESBURY PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,592,328 1.13% 5,282,686 0.62%
(2) Cash-settled derivatives:
4,942,770 0.58% 8,907,722 1.05%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 14,535,098 1.71% 14,190,408 1.67%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 490,494 1.0190 GBP 0.972 GBP
25p ordinary Sale 525,154 1.0190 GBP 0.9708 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Decreasing Long 203 20.7500 ZAR
25p ordinary SWAP Decreasing Long 14,123 0.9890 GBP
25p ordinary SWAP Decreasing Long 23,817 1.0068 GBP
25p ordinary SWAP Decreasing Long 24,845 1.0190 GBP
25p ordinary SWAP Decreasing Long 28,622 1.0056 GBP
25p ordinary SWAP Decreasing Long 29,836 1.0188 GBP
25p ordinary SWAP Decreasing Long 63,433 0.9975 GBP
25p ordinary SWAP Decreasing Short 2,936 0.9924 GBP
25p ordinary SWAP Decreasing Short 16,303 20.7500 ZAR
25p ordinary CFD Increasing Long 6,832 19.8835 ZAR
25p ordinary CFD Increasing Long 9,360 20.3837 ZAR
25p ordinary CFD Increasing Long 10,784 20.7558 ZAR
25p ordinary CFD Increasing Long 22,748 1.0084 GBP
25p ordinary CFD Increasing Long 23,392 0.9956 GBP
25p ordinary CFD Increasing Long 24,000 1.0091 GBP
25p ordinary CFD Increasing Long 26,628 1.0110 GBP
25p ordinary CFD Increasing Long 28,772 20.7406 ZAR
25p ordinary CFD Increasing Long 60,204 0.9708 GBP
25p ordinary CFD Increasing Long 64,400 20.7583 ZAR
25p ordinary SWAP Increasing Long 72,439 20.3300 ZAR
25p ordinary CFD Increasing Long 254,968 1.0189 GBP
25p ordinary SWAP Increasing Long 256,289 20.6857 ZAR
25p ordinary CFD Increasing Long 276,492 0.9917 GBP
25p ordinary CFD Increasing Long 289,756 20.3239 ZAR
25p ordinary CFD Increasing Long 1,011,892 1.0091 GBP
25p ordinary CFD Increasing Long 1,025,156 20.6919 ZAR
25p ordinary SWAP Increasing Short 1,250 0.9723 GBP
25p ordinary SWAP Increasing Short 1,392 0.9901 GBP
25p ordinary CFD Increasing Short 6,832 19.8835 ZAR
25p ordinary CFD Increasing Short 9,360 20.3837 ZAR
25p ordinary CFD Increasing Short 10,784 20.7558 ZAR
25p ordinary CFD Increasing Short 22,748 1.0084 GBP
25p ordinary CFD Increasing Short 23,392 0.9956 GBP
25p ordinary CFD Increasing Short 24,000 1.0091 GBP
25p ordinary CFD Increasing Short 26,628 1.0110 GBP
25p ordinary CFD Increasing Short 28,772 20.7406 ZAR
25p ordinary SWAP Increasing Short 48,788 1.0011 GBP
25p ordinary CFD Increasing Short 60,204 0.9708 GBP
25p ordinary CFD Increasing Short 64,400 20.7583 ZAR
25p ordinary SWAP Increasing Short 88,000 1.0084 GBP
25p ordinary CFD Increasing Short 254,968 1.0189 GBP
25p ordinary CFD Increasing Short 276,492 0.9917 GBP
25p ordinary CFD Increasing Short 289,756 20.3239 ZAR
25p ordinary CFD Increasing Short 1,011,892 1.0091 GBP
25p ordinary CFD Increasing Short 1,025,156 20.6919 ZAR
25p ordinary CFD Opening Long 6,832 19.8835 ZAR
25p ordinary CFD Opening Long 9,360 20.3837 ZAR
25p ordinary CFD Opening Long 10,784 20.7558 ZAR
25p ordinary CFD Opening Long 22,748 1.0084 GBP
25p ordinary CFD Opening Long 23,392 0.9956 GBP
25p ordinary CFD Opening Long 24,000 1.0091 GBP
25p ordinary CFD Opening Long 26,628 1.0110 GBP
25p ordinary CFD Opening Long 28,772 20.7406 ZAR
25p ordinary CFD Opening Long 60,204 0.9708 GBP
25p ordinary CFD Opening Long 64,400 20.7583 ZAR
25p ordinary CFD Opening Long 254,968 1.0189 GBP
25p ordinary CFD Opening Long 276,492 0.9917 GBP
25p ordinary CFD Opening Long 289,756 20.3239 ZAR
25p ordinary CFD Opening Long 1,011,892 1.0091 GBP
25p ordinary CFD Opening Long 1,025,156 20.6919 ZAR
25p ordinary CFD Opening Short 6,832 19.8835 ZAR
25p ordinary CFD Opening Short 9,360 20.3837 ZAR
25p ordinary CFD Opening Short 10,784 20.7558 ZAR
25p ordinary CFD Opening Short 22,748 1.0084 GBP
25p ordinary CFD Opening Short 23,392 0.9956 GBP
25p ordinary CFD Opening Short 24,000 1.0091 GBP
25p ordinary SWAP Opening Short 24,712 0.9996 GBP
25p ordinary CFD Opening Short 26,628 1.0110 GBP
25p ordinary CFD Opening Short 28,772 20.7406 ZAR
25p ordinary CFD Opening Short 60,204 0.9708 GBP
25p ordinary CFD Opening Short 64,400 20.7583 ZAR
25p ordinary CFD Opening Short 254,968 1.0189 GBP
25p ordinary CFD Opening Short 276,492 0.9917 GBP
25p ordinary CFD Opening Short 289,756 20.3239 ZAR
25p ordinary CFD Opening Short 1,011,892 1.0091 GBP
25p ordinary CFD Opening Short 1,025,156 20.6919 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Oct 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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