REG - Barclays PLC Capital & Counties - Form 8.5 (EPT/NON-RI)CAPITAL & COUNTIES PROPERTIES
30/09/2022 10:45
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RNS Number : 3535B Barclays PLC 30 September 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CAPITAL & COUNTIES PROPERTIES PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt CAPITAL & COUNTIES PROPERTIES PLC
principal trader is connected
(d) Date position held/dealing undertaken: 29 September 2022
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? SHAFTESBURY PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 8,864,857 1.04% 4,897,186 0.58%
(2) Cash-settled derivatives:
4,441,497 0.52% 8,054,969 0.95%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 13,306,354 1.56% 12,952,155 1.52%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 553,936 1.0350 GBP 1.0169 GBP
25p ordinary Sale 243,893 1.0365 GBP 1.017 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Decreasing Long 34,656 1.0347 GBP
25p ordinary SWAP Decreasing Long 65,415 1.0294 GBP
25p ordinary SWAP Decreasing Long 100,988 1.0202 GBP
25p ordinary SWAP Decreasing Long 237,369 1.0213 GBP
25p ordinary SWAP Decreasing Short 195 1.0180 GBP
25p ordinary SWAP Decreasing Short 1,000 1.0351 GBP
25p ordinary SWAP Decreasing Short 2,250 1.0335 GBP
25p ordinary SWAP Decreasing Short 24,113 20.2996 ZAR
25p ordinary SWAP Decreasing Short 42,050 1.0313 GBP
25p ordinary CFD Increasing Long 7,084 20.4142 ZAR
25p ordinary CFD Increasing Long 17,052 1.0278 GBP
25p ordinary SWAP Increasing Long 24,113 20.2996 ZAR
25p ordinary SWAP Increasing Long 29,929 20.2708 ZAR
25p ordinary SWAP Increasing Long 96,216 20.3347 ZAR
25p ordinary CFD Increasing Long 100,984 1.0397 GBP
25p ordinary CFD Increasing Long 119,716 20.2647 ZAR
25p ordinary CFD Increasing Long 120,052 1.0360 GBP
25p ordinary CFD Increasing Long 140,500 20.3529 ZAR
25p ordinary CFD Increasing Long 197,204 1.0170 GBP
25p ordinary CFD Increasing Long 366,056 1.0381 GBP
25p ordinary CFD Increasing Long 384,864 20.3408 ZAR
25p ordinary CFD Increasing Short 7,084 20.4142 ZAR
25p ordinary CFD Increasing Short 17,052 1.0278 GBP
25p ordinary SWAP Increasing Short 48,498 1.0285 GBP
25p ordinary CFD Increasing Short 100,984 1.0397 GBP
25p ordinary CFD Increasing Short 119,716 20.2647 ZAR
25p ordinary CFD Increasing Short 120,052 1.0360 GBP
25p ordinary CFD Increasing Short 140,500 20.3529 ZAR
25p ordinary CFD Increasing Short 197,204 1.0170 GBP
25p ordinary CFD Increasing Short 366,056 1.0381 GBP
25p ordinary CFD Increasing Short 384,864 20.3408 ZAR
25p ordinary CFD Opening Long 7,084 20.4142 ZAR
25p ordinary CFD Opening Long 17,052 1.0278 GBP
25p ordinary CFD Opening Long 100,984 1.0397 GBP
25p ordinary CFD Opening Long 119,716 20.2647 ZAR
25p ordinary CFD Opening Long 120,052 1.0360 GBP
25p ordinary CFD Opening Long 140,500 20.3529 ZAR
25p ordinary CFD Opening Long 197,204 1.0170 GBP
25p ordinary CFD Opening Long 366,056 1.0381 GBP
25p ordinary CFD Opening Long 384,864 20.3408 ZAR
25p ordinary CFD Opening Short 7,084 20.4142 ZAR
25p ordinary CFD Opening Short 17,052 1.0278 GBP
25p ordinary CFD Opening Short 100,984 1.0397 GBP
25p ordinary CFD Opening Short 119,716 20.2647 ZAR
25p ordinary CFD Opening Short 120,052 1.0360 GBP
25p ordinary CFD Opening Short 140,500 20.3529 ZAR
25p ordinary CFD Opening Short 197,204 1.0170 GBP
25p ordinary CFD Opening Short 366,056 1.0381 GBP
25p ordinary CFD Opening Short 384,864 20.3408 ZAR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 30 Sep 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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