REG - Barclays PLC Capital & Counties - Form 8.5 (EPT/NON-RI)CAPITAL & COUNTIES PROPERTIES
13/10/2022 11:45
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RNS Number : 8220C Barclays PLC 13 October 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CAPITAL & COUNTIES PROPERTIES PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Capital & Counties Properties plc
principal trader is connected
(d) Date position held/dealing undertaken: 12 October 2022
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? SHAFTESBURY PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 9,573,893 1.12% 6,603,508 0.78%
(2) Cash-settled derivatives:
6,330,151 0.74% 8,957,389 1.05%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 15,904,044 1.87% 15,560,897 1.83%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 728,746 0.9755 GBP 0.9516 GBP
25p ordinary Sale 533,407 0.9770 GBP 0.95 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Decreasing Long 23,997 19.3226 ZAR
25p ordinary SWAP Decreasing Long 34,930 19.1175 ZAR
25p ordinary SWAP Decreasing Long 75,736 19.3379 ZAR
25p ordinary CFD Decreasing Short 3,280 19.3977 ZAR
25p ordinary SWAP Decreasing Short 3,304 0.9572 GBP
25p ordinary CFD Decreasing Short 3,376 19.2111 ZAR
25p ordinary SWAP Decreasing Short 3,681 19.1945 ZAR
25p ordinary CFD Decreasing Short 6,620 0.9519 GBP
25p ordinary SWAP Decreasing Short 8,395 0.9618 GBP
25p ordinary SWAP Decreasing Short 8,884 0.9690 GBP
25p ordinary CFD Decreasing Short 10,328 19.3300 ZAR
25p ordinary CFD Decreasing Short 10,328 19.3300 ZAR
25p ordinary CFD Decreasing Short 12,052 0.9481 GBP
25p ordinary CFD Decreasing Short 13,224 0.9498 GBP
25p ordinary SWAP Decreasing Short 15,027 19.2797 ZAR
25p ordinary CFD Decreasing Short 23,724 19.2871 ZAR
25p ordinary CFD Decreasing Short 40,736 0.9528 GBP
25p ordinary CFD Decreasing Short 85,916 19.4501 ZAR
25p ordinary CFD Decreasing Short 129,512 0.9530 GBP
25p ordinary CFD Decreasing Short 139,720 19.1232 ZAR
25p ordinary CFD Decreasing Short 165,152 0.9644 GBP
25p ordinary CFD Decreasing Short 293,216 0.9627 GBP
25p ordinary CFD Decreasing Short 302,944 19.3321 ZAR
25p ordinary CFD Decreasing Short 320,424 0.9523 GBP
25p ordinary SWAP Increasing Long 4 0.9590 GBP
25p ordinary CFD Increasing Long 3,280 19.3977 ZAR
25p ordinary CFD Increasing Long 3,376 19.2111 ZAR
25p ordinary CFD Increasing Long 6,620 0.9519 GBP
25p ordinary CFD Increasing Long 10,328 19.3300 ZAR
25p ordinary CFD Increasing Long 10,328 19.3300 ZAR
25p ordinary CFD Increasing Long 12,052 0.9481 GBP
25p ordinary CFD Increasing Long 13,224 0.9498 GBP
25p ordinary CFD Increasing Long 23,724 19.2871 ZAR
25p ordinary CFD Increasing Long 40,736 0.9528 GBP
25p ordinary SWAP Increasing Long 64,403 0.9584 GBP
25p ordinary SWAP Increasing Long 83,957 0.9555 GBP
25p ordinary CFD Increasing Long 85,916 19.4501 ZAR
25p ordinary SWAP Increasing Long 91,957 0.9641 GBP
25p ordinary SWAP Increasing Long 117,175 0.9611 GBP
25p ordinary CFD Increasing Long 129,512 0.9530 GBP
25p ordinary CFD Increasing Long 139,720 19.1232 ZAR
25p ordinary CFD Increasing Long 165,152 0.9644 GBP
25p ordinary CFD Increasing Long 293,216 0.9627 GBP
25p ordinary CFD Increasing Long 302,944 19.3321 ZAR
25p ordinary CFD Increasing Long 320,424 0.9523 GBP
25p ordinary SWAP Increasing Short 1,745 0.9581 GBP
25p ordinary SWAP Increasing Short 3,681 19.1945 ZAR
25p ordinary SWAP Increasing Short 13,000 0.9592 GBP
25p ordinary SWAP Increasing Short 15,027 19.2797 ZAR
25p ordinary SWAP Increasing Short 22,544 0.9612 GBP
25p ordinary SWAP Increasing Short 23,997 19.3226 ZAR
25p ordinary SWAP Increasing Short 26,947 0.9516 GBP
25p ordinary SWAP Increasing Short 27,232 0.9560 GBP
25p ordinary SWAP Increasing Short 31,092 0.9576 GBP
25p ordinary SWAP Increasing Short 37,016 0.9643 GBP
25p ordinary SWAP Increasing Short 62,060 0.9604 GBP
25p ordinary SWAP Increasing Short 72,800 0.9645 GBP
25p ordinary SWAP Increasing Short 114,589 0.9571 GBP
25p ordinary SWAP Increasing Short 118,667 0.9567 GBP
25p ordinary CFD Opening Long 3,280 19.3977 ZAR
25p ordinary CFD Opening Long 3,376 19.2111 ZAR
25p ordinary CFD Opening Long 6,620 0.9519 GBP
25p ordinary CFD Opening Long 10,328 19.3300 ZAR
25p ordinary CFD Opening Long 10,328 19.3300 ZAR
25p ordinary CFD Opening Long 12,052 0.9481 GBP
25p ordinary CFD Opening Long 13,224 0.9498 GBP
25p ordinary CFD Opening Long 23,724 19.2871 ZAR
25p ordinary CFD Opening Long 40,736 0.9528 GBP
25p ordinary CFD Opening Long 85,916 19.4501 ZAR
25p ordinary CFD Opening Long 129,512 0.9530 GBP
25p ordinary CFD Opening Long 139,720 19.1232 ZAR
25p ordinary CFD Opening Long 165,152 0.9644 GBP
25p ordinary CFD Opening Long 293,216 0.9627 GBP
25p ordinary CFD Opening Long 302,944 19.3321 ZAR
25p ordinary CFD Opening Long 320,424 0.9523 GBP
25p ordinary CFD Opening Short 3,280 19.3977 ZAR
25p ordinary CFD Opening Short 3,376 19.2111 ZAR
25p ordinary CFD Opening Short 6,620 0.9519 GBP
25p ordinary CFD Opening Short 10,328 19.3300 ZAR
25p ordinary CFD Opening Short 10,328 19.3300 ZAR
25p ordinary CFD Opening Short 12,052 0.9481 GBP
25p ordinary CFD Opening Short 13,224 0.9498 GBP
25p ordinary CFD Opening Short 23,724 19.2871 ZAR
25p ordinary CFD Opening Short 40,736 0.9528 GBP
25p ordinary SWAP Opening Short 62,060 0.9604 GBP
25p ordinary CFD Opening Short 85,916 19.4501 ZAR
25p ordinary CFD Opening Short 129,512 0.9530 GBP
25p ordinary CFD Opening Short 139,720 19.1232 ZAR
25p ordinary CFD Opening Short 165,152 0.9644 GBP
25p ordinary CFD Opening Short 293,216 0.9627 GBP
25p ordinary CFD Opening Short 302,944 19.3321 ZAR
25p ordinary CFD Opening Short 320,424 0.9523 GBP
25p ordinary SWAP Opening Long 11,500 0.9489 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Oct 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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