REG - Barclays PLC Capital & Counties - Form 8.5 (EPT/NON-RI) CAPITAL & COUNTIES

BarclaysAnnouncement

03/10/2022 10:15

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20221003:nRSC5431Ba&default-theme=true

RNS Number : 5431B  Barclays PLC  03 October 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                       KEY INFORMATION
 (a)                Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)                Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
                    relevant securities this form relates:
 (c)                Name of the party to the offer with which exempt                                          CAPITAL & COUNTIES PROPERTIES PLC
                    principal trader is connected
 (d)                Date position held/dealing undertaken:                                                    30 September 2022
 (e)                In addition to the company in 1(b) above, is the exempt principal                         YES:
                    trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                       POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)                Interests and short positions in the relevant securities of the offeror or
                    offeree
                    to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                          25p ordinary
                                                                      Interests                               Short Positions
                                                                      Number              (%)                 Number           (%)
 (1)                Relevant securities owned
                    and/or controlled:                                8,960,459           1.05%               4,802,715        0.56%

 (2)                Cash-settled derivatives:
                                                                      4,348,892           0.51%               8,139,748        0.96%

 (3)                Stock-settled derivatives (including options)
                    and agreements to purchase/sell:                  0                   0.00%               0                0.00%

                    TOTAL:                                            13,309,351          1.56%               12,942,463       1.52%

 (b)                Rights to subscribe for new securities (including directors and other
                    executive
                    options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:
 3.                                                                                       DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant                           Purchase/sale                                Total number of                      Highest price per unit  Lowest price per unit
 security                                                                                 securities                           paid/received           paid/received
 25p ordinary                                Purchase                                     670,014                              1.0631 GBP              1.0402 GBP
 25p ordinary                                Sale                                         479,941                              1.0630 GBP              1.0413 GBP

 (b)                Cash-settled derivative transactions
 Class of                                    Product                                      Nature of dealing                    Number of               Price per
 relevant                                    description                                                                       reference               unit
 security                                                                                                                      securities
 25p ordinary                                 CFD                                         Decreasing Long                      92                      1.0404 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      1,744                   20.7458 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      7,956                   21.2500 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      7,956                   21.2500 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      13,812                  21.1273 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      30,380                  20.9450 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      42,136                  1.0635 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      82,652                  1.0383 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      254,156                 1.0463 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      276,668                 20.9002 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      486,040                 1.0583 GBP
 25p ordinary                                 CFD                                         Decreasing Long                      508,552                 21.1427 ZAR
 25p ordinary                                 CFD                                         Decreasing Long                      818,992                 1.0630 GBP
 25p ordinary                                 SWAP                                        Decreasing Short                     35,741                  21.1047 ZAR
 25p ordinary                                 SWAP                                        Increasing Long                      28,106                  1.0629 GBP
 25p ordinary                                 SWAP                                        Increasing Long                      35,741                  21.1047 ZAR
 25p ordinary                                 SWAP                                        Increasing Long                      56,206                  1.0523 GBP
 25p ordinary                                 SWAP                                        Increasing Long                      65,266                  1.0605 GBP
 25p ordinary                                 SWAP                                        Increasing Long                      66,280                  1.0529 GBP
 25p ordinary                                 SWAP                                        Increasing Long                      69,167                  20.9065 ZAR
 25p ordinary                                 SWAP                                        Increasing Long                      82,694                  1.0383 GBP
 25p ordinary                                 SWAP                                        Increasing Long                      95,674                  1.0562 GBP
 25p ordinary                                 SWAP                                        Increasing Long                      127,138                 21.1364 ZAR
 25p ordinary                                 CFD                                         Increasing Short                     92                      1.0404 GBP
 25p ordinary                                 SWAP                                        Increasing Short                     500                     1.0711 GBP
 25p ordinary                                 CFD                                         Increasing Short                     1,744                   20.7458 ZAR
 25p ordinary                                 SWAP                                        Increasing Short                     3,835                   1.0332 GBP
 25p ordinary                                 CFD                                         Increasing Short                     7,956                   21.2500 ZAR
 25p ordinary                                 CFD                                         Increasing Short                     7,956                   21.2500 ZAR
 25p ordinary                                 CFD                                         Increasing Short                     13,812                  21.1273 ZAR
 25p ordinary                                 SWAP                                        Increasing Short                     21,994                  1.0547 GBP
 25p ordinary                                 CFD                                         Increasing Short                     30,380                  20.9450 ZAR
 25p ordinary                                 CFD                                         Increasing Short                     42,136                  1.0635 GBP
 25p ordinary                                 SWAP                                        Increasing Short                     54,502                  1.0621 GBP
 25p ordinary                                 CFD                                         Increasing Short                     82,652                  1.0383 GBP
 25p ordinary                                 CFD                                         Increasing Short                     254,156                 1.0463 GBP
 25p ordinary                                 CFD                                         Increasing Short                     276,668                 20.9002 ZAR
 25p ordinary                                 CFD                                         Increasing Short                     486,040                 1.0583 GBP
 25p ordinary                                 CFD                                         Increasing Short                     508,552                 21.1427 ZAR
 25p ordinary                                 CFD                                         Increasing Short                     818,992                 1.0630 GBP
 25p ordinary                                 CFD                                         Opening Long                         92                      1.0404 GBP
 25p ordinary                                 CFD                                         Opening Long                         1,744                   20.7458 ZAR
 25p ordinary                                 CFD                                         Opening Long                         7,956                   21.2500 ZAR
 25p ordinary                                 CFD                                         Opening Long                         7,956                   21.2500 ZAR
 25p ordinary                                 CFD                                         Opening Long                         13,812                  21.1273 ZAR
 25p ordinary                                 CFD                                         Opening Long                         30,380                  20.9450 ZAR
 25p ordinary                                 CFD                                         Opening Long                         42,136                  1.0635 GBP
 25p ordinary                                 CFD                                         Opening Long                         82,652                  1.0383 GBP
 25p ordinary                                 CFD                                         Opening Long                         254,156                 1.0463 GBP
 25p ordinary                                 CFD                                         Opening Long                         276,668                 20.9002 ZAR
 25p ordinary                                 CFD                                         Opening Long                         486,040                 1.0583 GBP
 25p ordinary                                 CFD                                         Opening Long                         508,552                 21.1427 ZAR
 25p ordinary                                 CFD                                         Opening Long                         818,992                 1.0630 GBP
 25p ordinary                                 CFD                                         Opening Short                        92                      1.0404 GBP
 25p ordinary                                 CFD                                         Opening Short                        1,744                   20.7458 ZAR
 25p ordinary                                 CFD                                         Opening Short                        7,956                   21.2500 ZAR
 25p ordinary                                 CFD                                         Opening Short                        7,956                   21.2500 ZAR
 25p ordinary                                 CFD                                         Opening Short                        13,812                  21.1273 ZAR
 25p ordinary                                 CFD                                         Opening Short                        30,380                  20.9450 ZAR
 25p ordinary                                 CFD                                         Opening Short                        42,136                  1.0635 GBP
 25p ordinary                                 CFD                                         Opening Short                        82,652                  1.0383 GBP
 25p ordinary                                 CFD                                         Opening Short                        254,156                 1.0463 GBP
 25p ordinary                                 CFD                                         Opening Short                        276,668                 20.9002 ZAR
 25p ordinary                                 CFD                                         Opening Short                        486,040                 1.0583 GBP
 25p ordinary                                 CFD                                         Opening Short                        508,552                 21.1427 ZAR
 25p ordinary                                 CFD                                         Opening Short                        818,992                 1.0630 GBP

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product                  Writing,                 Number              Exercise            Type             Expiry                  Option
 of                 description              purchasing,              of                  price                                date                    money
 relevant                                    selling,                 securities          per unit                                                     paid/
 security                                    varying etc              to which                                                                         received
                                                                      option                                                                           per unit
                                                                      relates

 (ii)               Exercising
 Class of relevant                           Product description                          Exercising/ exercised against        Number of               Exercise price per
 security                                                                                                     securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                           Nature of Dealings                           Details                              Price per unit (if
 security                                                                                                     applicable)

 4.                                                                                       OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                                      NO
 Date of disclosure:                                                                      3 Oct 2022
 Contact name:                                                                            Large Holdings Regulatory Operations
 Telephone number:                                                                        020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FEOFSASADEESEIS