REG - Barclays PLC Capital & Counties - Form8.5(EPT/NON-RI)Capital&Counties Properties plc

BarclaysAnnouncement

28/10/2022 11:00

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RNS Number : 5031E  Barclays PLC  28 October 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    27 October 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                9,643,438           1.13%               3,613,105      0.42%

 (2)          Cash-settled derivatives:
                                                                4,044,034           0.48%               9,689,878      1.14%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0              0.00%

              TOTAL:                                            13,687,472          1.61%               13,302,983     1.56%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 25p ordinary                Purchase              491,234                         1.0870 GBP              1.0652 GBP
 25p ordinary                Sale                  278,188                         1.0880 GBP              1.071 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 25p ordinary        SWAP                 Decreasing Long               6,710       22.4493 ZAR
 25p ordinary        SWAP                 Decreasing Long               10,811      22.6356 ZAR
 25p ordinary        SWAP                 Decreasing Long               244,187     22.5623 ZAR
 25p ordinary        SWAP                 Decreasing Short              76          1.0858 GBP
 25p ordinary        SWAP                 Decreasing Short              10,811      22.6356 ZAR
 25p ordinary        SWAP                 Increasing Long               12,938      1.0708 GBP
 25p ordinary        SWAP                 Increasing Long               31,545      1.0710 GBP
 25p ordinary        SWAP                 Increasing Long               34,381      1.0793 GBP
 25p ordinary        SWAP                 Increasing Long               52,663      1.0652 GBP
 25p ordinary        SWAP                 Increasing Long               57,791      1.0799 GBP
 25p ordinary        SWAP                 Increasing Long               80,813      1.0746 GBP
 25p ordinary        SWAP                 Increasing Short              500         1.0731 GBP
 25p ordinary        CFD                  Increasing Short              708         1.0710 GBP
 25p ordinary        CFD                  Increasing Short              708         1.0652 GBP
 25p ordinary        SWAP                 Increasing Short              775         1.0737 GBP
 25p ordinary        SWAP                 Increasing Short              1,563       22.4770 ZAR
 25p ordinary        CFD                  Increasing Short              2,139       22.5945 ZAR
 25p ordinary        CFD                  Increasing Short              2,608       1.0738 GBP
 25p ordinary        SWAP                 Increasing Short              2,760       22.6600 ZAR
 25p ordinary        CFD                  Increasing Short              5,268       1.0773 GBP
 25p ordinary        CFD                  Increasing Short              6,710       22.4560 ZAR
 25p ordinary        CFD                  Increasing Short              17,004      22.6773 ZAR
 25p ordinary        CFD                  Increasing Short              20,426      1.0710 GBP
 25p ordinary        SWAP                 Increasing Short              21,219      1.0750 GBP
 25p ordinary        CFD                  Increasing Short              23,538      22.1849 ZAR
 25p ordinary        SWAP                 Increasing Short              24,000      1.0802 GBP
 25p ordinary        SWAP                 Increasing Short              24,451      1.0723 GBP
 25p ordinary        CFD                  Increasing Short              242,688     1.0802 GBP
 25p ordinary        CFD                  Increasing Short              244,187     22.5555 ZAR
 25p ordinary        SWAP                 Opening Long                  1,563       22.4770 ZAR
 25p ordinary        SWAP                 Opening Long                  2,760       22.6600 ZAR

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  28 Oct 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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