REG - Barclays PLC Capital & Counties - Form8.5(EPT/NON-RI)Capital&Counties Properties plc

BarclaysAnnouncement

02/11/2022 11:15

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RNS Number : 0876F  Barclays PLC  02 November 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    01 November 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                9,991,851           1.17%               5,350,655      0.63%

 (2)          Cash-settled derivatives:
                                                                5,232,565           0.61%               9,530,136      1.12%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0              0.00%

              TOTAL:                                            15,224,416          1.79%               14,880,791     1.75%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 25p ordinary                Purchase              314,138                         1.1020 GBP              1.083 GBP
 25p ordinary                Sale                  788,782                         1.1049 GBP              1.083 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 25p ordinary        SWAP                 Decreasing Short              10          1.1044 GBP
 25p ordinary        SWAP                 Decreasing Short              69          1.0907 GBP
 25p ordinary        CFD                  Decreasing Short              99          1.0981 GBP
 25p ordinary        SWAP                 Decreasing Short              221         1.0900 GBP
 25p ordinary        SWAP                 Decreasing Short              305         1.1050 GBP
 25p ordinary        SWAP                 Decreasing Short              341         1.0973 GBP
 25p ordinary        CFD                  Decreasing Short              399         23.0191 ZAR
 25p ordinary        SWAP                 Decreasing Short              588         1.0948 GBP
 25p ordinary        CFD                  Decreasing Short              777         1.1000 GBP
 25p ordinary        SWAP                 Decreasing Short              806         22.8877 ZAR
 25p ordinary        CFD                  Decreasing Short              1,138       22.8835 ZAR
 25p ordinary        CFD                  Decreasing Short              1,333       1.0960 GBP
 25p ordinary        SWAP                 Decreasing Short              1,542       1.0909 GBP
 25p ordinary        SWAP                 Decreasing Short              1,572       1.0992 GBP
 25p ordinary        SWAP                 Decreasing Short              2,446       1.0972 GBP
 25p ordinary        SWAP                 Decreasing Short              2,703       1.0908 GBP
 25p ordinary        SWAP                 Decreasing Short              2,937       1.0872 GBP
 25p ordinary        SWAP                 Decreasing Short              4,114       1.0947 GBP
 25p ordinary        SWAP                 Decreasing Short              4,180       22.9812 ZAR
 25p ordinary        SWAP                 Decreasing Short              4,625       1.0975 GBP
 25p ordinary        SWAP                 Decreasing Short              11,677      1.0957 GBP
 25p ordinary        SWAP                 Decreasing Short              13,686      1.0971 GBP
 25p ordinary        SWAP                 Decreasing Short              14,209      1.0977 GBP
 25p ordinary        SWAP                 Decreasing Short              21,304      1.0999 GBP
 25p ordinary        CFD                  Decreasing Short              23,712      1.0999 GBP
 25p ordinary        CFD                  Decreasing Short              28,437      1.0942 GBP
 25p ordinary        CFD                  Decreasing Short              31,023      1.0988 GBP
 25p ordinary        CFD                  Decreasing Short              34,365      23.0166 ZAR
 25p ordinary        CFD                  Decreasing Short              164,193     1.0977 GBP
 25p ordinary        CFD                  Decreasing Short              167,632     22.9625 ZAR
 25p ordinary        SWAP                 Increasing Long               769         22.9300 ZAR
 25p ordinary        SWAP                 Increasing Long               806         22.8877 ZAR
 25p ordinary        SWAP                 Increasing Long               1,279       22.9349 ZAR
 25p ordinary        SWAP                 Increasing Long               1,874       22.8900 ZAR
 25p ordinary        SWAP                 Increasing Long               4,180       22.9812 ZAR
 25p ordinary        SWAP                 Increasing Long               34,365      23.0235 ZAR
 25p ordinary        SWAP                 Increasing Long               41,028      1.0947 GBP
 25p ordinary        SWAP                 Increasing Long               54,331      1.0950 GBP
 25p ordinary        SWAP                 Increasing Long               131,281     1.0986 GBP
 25p ordinary        SWAP                 Increasing Long               132,862     1.0979 GBP
 25p ordinary        SWAP                 Increasing Long               167,632     22.9556 ZAR
 25p ordinary        SWAP                 Increasing Short              769         22.9300 ZAR
 25p ordinary        SWAP                 Increasing Short              1,279       22.9349 ZAR
 25p ordinary        SWAP                 Increasing Short              1,720       1.0936 GBP
 25p ordinary        SWAP                 Increasing Short              1,874       22.8900 ZAR
 25p ordinary        SWAP                 Increasing Short              5,000       1.0879 GBP
 25p ordinary        SWAP                 Increasing Short              79,193      1.0961 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  2 Nov 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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