REG - Barclays PLC Capital & Counties - Form8.5(EPT/NON-RI)CAPITAL&COUNTIES PROPERTIES PLC

BarclaysAnnouncement

04/11/2022 11:30

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20221104:nRSD3808Fa&default-theme=true

RNS Number : 3808F  Barclays PLC  04 November 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                        KEY INFORMATION
 (a)  Name of exempt principal trader:                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)  Name of offeror/offeree in relation to whose                              CAPITAL & COUNTIES PROPERTIES PLC
      relevant securities this form relates:
 (c)  Name of the party to the offer with which exempt                          Capital & Counties Properties plc
      principal trader is connected
 (d)  Date position held/dealing undertaken:                                    03 November 2022
 (e)  In addition to the company in 1(b) above, is the exempt principal         YES:
      trader making disclosures in respect of any other party to the offer?     SHAFTESBURY PLC

 

 2.                                                                            POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                     Short Positions
                                                                Number         (%)            Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                9,759,781      1.15%          6,049,595      0.71%

 (2)          Cash-settled derivatives:
                                                                6,013,933      0.71%          9,417,732      1.11%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0              0.00%          0              0.00%

              TOTAL:                                            15,773,714     1.85%          15,467,327     1.82%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                                   DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant                 Purchase/sale                      Total number of                     Highest price per unit  Lowest price per unit
 security                                                             securities                          paid/received           paid/received
 25p ordinary                      Purchase                           78,643                              1.0733 GBP              1.0692 GBP
 25p ordinary                      Sale                               171,599                             1.0850 GBP              1.063 GBP

 (b)                Cash-settled derivative transactions
 Class of                          Product                            Nature of dealing                   Number of               Price per
 relevant                          description                                                            reference               unit
 security                                                                                                 securities
 25p ordinary                       SWAP                              Decreasing Long                     5,220                   22.1000 ZAR
 25p ordinary                       CFD                               Decreasing Short                    7                       21.9614 ZAR
 25p ordinary                       SWAP                              Decreasing Short                    250                     1.0791 GBP
 25p ordinary                       SWAP                              Decreasing Short                    1,250                   1.0750 GBP
 25p ordinary                       CFD                               Decreasing Short                    1,838                   22.1771 ZAR
 25p ordinary                       CFD                               Decreasing Short                    3,959                   1.0721 GBP
 25p ordinary                       CFD                               Decreasing Short                    4,115                   22.0171 ZAR
 25p ordinary                       SWAP                              Decreasing Short                    7,643                   22.0952 ZAR
 25p ordinary                       CFD                               Decreasing Short                    9,612                   1.0720 GBP
 25p ordinary                       CFD                               Decreasing Short                    13,560                  1.0738 GBP
 25p ordinary                       CFD                               Decreasing Short                    15,208                  22.2337 ZAR
 25p ordinary                       CFD                               Decreasing Short                    23,510                  1.0706 GBP
 25p ordinary                       CFD                               Decreasing Short                    24,502                  1.0682 GBP
 25p ordinary                       CFD                               Decreasing Short                    26,451                  22.1384 ZAR
 25p ordinary                       SWAP                              Increasing Long                     7,502                   1.0744 GBP
 25p ordinary                       SWAP                              Increasing Long                     7,643                   22.0952 ZAR
 25p ordinary                       SWAP                              Increasing Long                     15,208                  22.2404 ZAR
 25p ordinary                       SWAP                              Increasing Long                     15,646                  1.0699 GBP
 25p ordinary                       SWAP                              Increasing Long                     20,759                  1.0714 GBP
 25p ordinary                       SWAP                              Increasing Long                     25,811                  1.0755 GBP
 25p ordinary                       SWAP                              Increasing Long                     26,451                  22.1318 ZAR
 25p ordinary                       SWAP                              Increasing Short                    1,565                   1.0741 GBP
 25p ordinary                       SWAP                              Increasing Short                    2,560                   1.0684 GBP
 25p ordinary                       SWAP                              Increasing Short                    2,900                   1.0715 GBP
 25p ordinary                       SWAP                              Increasing Short                    11,000                  1.0757 GBP
 25p ordinary                       SWAP                              Increasing Short                    14,000                  1.0655 GBP
 25p ordinary                       SWAP                              Opening Long                        5,220                   22.1000 ZAR

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise           Type             Expiry                  Option
 of                 description    purchasing,         of             price                               date                    money
 relevant                          selling,            securities     per unit                                                    paid/
 security                          varying etc         to which                                                                   received
                                                       option                                                                     per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against       Number of               Exercise price per
 security                                                                                securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                             Price per unit (if
 security                                                                                applicable)

 

 4.                                                          OTHER INFORMATION
 (a)                 Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                 Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                 Attachments
 Is a Supplemental Form 8 (Open Positions) attached?         NO
 Date of disclosure:                                         4 Nov 2022
 Contact name:                                               Large Holdings Regulatory Operations
 Telephone number:                                           020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FEOBKQBDDBDDQDK