REG - Barclays PLC Capital & Counties - Form8.5(EPT/NON-RI)Capital&Counties Properties plc

BarclaysAnnouncement

08/11/2022 11:30

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RNS Number : 7020F  Barclays PLC  08 November 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    07 November 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                9,714,832           1.14%               6,126,168      0.72%

 (2)          Cash-settled derivatives:
                                                                6,126,862           0.72%               9,413,773      1.10%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0              0.00%

              TOTAL:                                            15,841,694          1.86%               15,539,941     1.82%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 25p ordinary                Purchase              68,267                          1.1115 GBP              1.1034 GBP
 25p ordinary                Sale                  214,635                         1.1141 GBP              1.1029 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 25p ordinary        SWAP                 Decreasing Long               463         22.1744 ZAR
 25p ordinary        SWAP                 Decreasing Long               4,931       22.6246 ZAR
 25p ordinary        SWAP                 Decreasing Long               8,792       22.4675 ZAR
 25p ordinary        SWAP                 Decreasing Long               11,436      22.6409 ZAR
 25p ordinary        CFD                  Decreasing Short              3           1.1100 GBP
 25p ordinary        CFD                  Decreasing Short              35          22.6791 ZAR
 25p ordinary        SWAP                 Decreasing Short              463         22.1744 ZAR
 25p ordinary        CFD                  Decreasing Short              568         22.5943 ZAR
 25p ordinary        CFD                  Decreasing Short              691         22.6509 ZAR
 25p ordinary        SWAP                 Decreasing Short              799         1.1133 GBP
 25p ordinary        SWAP                 Decreasing Short              806         1.1084 GBP
 25p ordinary        CFD                  Decreasing Short              1,744       22.5962 ZAR
 25p ordinary        SWAP                 Decreasing Short              2,605       1.1024 GBP
 25p ordinary        SWAP                 Decreasing Short              2,928       1.1141 GBP
 25p ordinary        SWAP                 Decreasing Short              4,931       22.6246 ZAR
 25p ordinary        CFD                  Decreasing Short              5,350       22.5190 ZAR
 25p ordinary        SWAP                 Decreasing Short              5,414       1.1081 GBP
 25p ordinary        CFD                  Decreasing Short              8,117       1.1033 GBP
 25p ordinary        CFD                  Decreasing Short              8,792       22.4607 ZAR
 25p ordinary        SWAP                 Decreasing Short              8,811       1.1107 GBP
 25p ordinary        SWAP                 Decreasing Short              10,427      1.1075 GBP
 25p ordinary        CFD                  Decreasing Short              10,880      1.1117 GBP
 25p ordinary        CFD                  Decreasing Short              10,888      1.1055 GBP
 25p ordinary        CFD                  Decreasing Short              11,436      22.6477 ZAR
 25p ordinary        SWAP                 Increasing Long               10,796      1.1046 GBP
 25p ordinary        SWAP                 Increasing Long               12,379      22.5100 ZAR
 25p ordinary        SWAP                 Increasing Long               17,263      1.1085 GBP
 25p ordinary        SWAP                 Increasing Long               37,873      1.1102 GBP
 25p ordinary        SWAP                 Increasing Long               63,350      1.1099 GBP
 25p ordinary        SWAP                 Increasing Short              1,303       1.1055 GBP
 25p ordinary        SWAP                 Increasing Short              4,000       1.1115 GBP
 25p ordinary        SWAP                 Opening Short                 7,029       22.5100 ZAR

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  8 Nov 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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