REG - Barclays PLC Capital & Counties - Form8.5(EPT/NON-RI)Capital&Counties Properties plc

BarclaysAnnouncement

09/11/2022 18:00

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RNS Number : 8961F  Barclays PLC  09 November 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    08 November 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                9,738,739           1.14%               6,204,659      0.73%

 (2)          Cash-settled derivatives:
                                                                6,164,740           0.72%               9,401,552      1.10%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0              0.00%

              TOTAL:                                            15,903,479          1.86%               15,606,211     1.83%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 25p ordinary                Purchase              994,616                         1.1140 GBP              1.1014 GBP
 25p ordinary                Sale                  1,049,200                       1.1140 GBP              1.0978 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 25p ordinary        SWAP                 Decreasing Long               1,135       22.5214 ZAR
 25p ordinary        SWAP                 Decreasing Long               4,639       22.3903 ZAR
 25p ordinary        SWAP                 Decreasing Long               53,033      22.5694 ZAR
 25p ordinary        CFD                  Decreasing Short              26          1.1088 GBP
 25p ordinary        CFD                  Decreasing Short              26          1.1138 GBP
 25p ordinary        SWAP                 Decreasing Short              219         1.1079 GBP
 25p ordinary        SWAP                 Decreasing Short              299         1.0978 GBP
 25p ordinary        SWAP                 Decreasing Short              360         1.1055 GBP
 25p ordinary        SWAP                 Decreasing Short              514         1.1139 GBP
 25p ordinary        CFD                  Decreasing Short              1,193       22.4830 ZAR
 25p ordinary        SWAP                 Decreasing Short              1,205       1.1019 GBP
 25p ordinary        SWAP                 Decreasing Short              1,386       1.1039 GBP
 25p ordinary        CFD                  Decreasing Short              2,226       22.5032 ZAR
 25p ordinary        CFD                  Decreasing Short              2,818       22.5061 ZAR
 25p ordinary        CFD                  Decreasing Short              3,494       1.0990 GBP
 25p ordinary        CFD                  Decreasing Short              4,639       22.3970 ZAR
 25p ordinary        SWAP                 Decreasing Short              29,740      1.1054 GBP
 25p ordinary        CFD                  Decreasing Short              51,841      1.1050 GBP
 25p ordinary        CFD                  Decreasing Short              53,033      22.5627 ZAR
 25p ordinary        SWAP                 Increasing Long               2,059       1.1042 GBP
 25p ordinary        SWAP                 Increasing Long               15,994      22.5000 ZAR
 25p ordinary        SWAP                 Increasing Long               22,153      1.1067 GBP
 25p ordinary        SWAP                 Increasing Long               24,557      1.1095 GBP
 25p ordinary        SWAP                 Increasing Long               26,762      1.1045 GBP
 25p ordinary        SWAP                 Increasing Short              519         1.1046 GBP
 25p ordinary        SWAP                 Increasing Short              4,000       1.1110 GBP
 25p ordinary        SWAP                 Increasing Short              15,994      22.5000 ZAR
 25p ordinary        SWAP                 Opening Long                  1,135       22.5214 ZAR

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  9 Nov 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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