REG - Barclays PLC Capital & Counties - Form8.5(EPT/NON-RI)Capital&Counties Properties plc

BarclaysAnnouncement

10/11/2022 17:00

For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20221110:nRSJ0482Ga&default-theme=true

RNS Number : 0482G  Barclays PLC  10 November 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              CAPITAL & COUNTIES PROPERTIES PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Capital & Counties Properties plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    09 November 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     SHAFTESBURY PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    25p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number         (%)
 (1)          Relevant securities owned
              and/or controlled:                                9,711,700           1.14%               6,243,887      0.73%

 (2)          Cash-settled derivatives:
                                                                6,153,230           0.72%               9,322,059      1.09%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0              0.00%

              TOTAL:                                            15,864,930          1.86%               15,565,946     1.83%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                          securities                      paid/received           paid/received
 25p ordinary                Purchase              215,474                         1.0970 GBP              1.0866 GBP
 25p ordinary                Sale                  281,741                         1.0928 GBP              1.082 GBP

 

 (b)       Cash-settled derivative transactions
 Class of           Product               Nature of dealing             Number of   Price per
 relevant           description                                         reference   unit
 security                                                               securities
 25p ordinary        SWAP                 Decreasing Long               2,244       1.0874 GBP
 25p ordinary        SWAP                 Decreasing Long               5,336       22.0709 ZAR
 25p ordinary        SWAP                 Decreasing Long               11,638      1.0896 GBP
 25p ordinary        SWAP                 Decreasing Long               13,289      1.0889 GBP
 25p ordinary        SWAP                 Decreasing Long               13,363      22.0973 ZAR
 25p ordinary        SWAP                 Decreasing Long               25,318      1.0923 GBP
 25p ordinary        SWAP                 Decreasing Long               51,575      1.0900 GBP
 25p ordinary        SWAP                 Decreasing Short              843         1.0928 GBP
 25p ordinary        SWAP                 Decreasing Short              898         1.0845 GBP
 25p ordinary        SWAP                 Decreasing Short              980         1.0860 GBP
 25p ordinary        CFD                  Decreasing Short              1,018       1.0961 GBP
 25p ordinary        SWAP                 Decreasing Short              1,417       1.0909 GBP
 25p ordinary        CFD                  Decreasing Short              1,716       22.0912 ZAR
 25p ordinary        SWAP                 Decreasing Short              2,862       1.0880 GBP
 25p ordinary        CFD                  Decreasing Short              5,336       22.0775 ZAR
 25p ordinary        CFD                  Decreasing Short              8,774       1.0866 GBP
 25p ordinary        CFD                  Decreasing Short              13,363      22.0907 ZAR
 25p ordinary        SWAP                 Decreasing Short              15,827      1.0834 GBP
 25p ordinary        SWAP                 Decreasing Short              19,171      1.0921 GBP
 25p ordinary        CFD                  Decreasing Short              33,387      1.0900 GBP
 25p ordinary        CFD                  Decreasing Short              99,877      1.0886 GBP
 25p ordinary        SWAP                 Increasing Long               91          22.0500 ZAR
 25p ordinary        SWAP                 Increasing Short              91          22.0500 ZAR
 25p ordinary        SWAP                 Increasing Short              1,417       1.0858 GBP
 25p ordinary        SWAP                 Increasing Short              23,750      1.0929 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  10 Nov 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com (mailto:rns@lseg.com)
 or visit
www.rns.com (http://www.rns.com/)
.

RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy (https://www.lseg.com/privacy-and-cookie-policy)
.   END  FEOBKKBQABDDADD