REG - Barclays PLC Capital & Counties Shaftesbury PLC - Form 8.5 (EPT/NON-RI) CAPITAL & COUNTIES
11/05/2022 12:00
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RNS Number : 1265L Barclays PLC 11 May 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CAPITAL & COUNTIES PROPERTIES PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Capital & Counties Properties plc
principal trader is connected
(d) Date position held/dealing undertaken: 10 May 2022
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? SHAFTESBURY PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 0 0.00% 0 0.00%
(2) Cash-settled derivatives:
20,914,017 2.46% 2,993,717 0.35%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 20,914,017 2.46% 2,993,717 0.35%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Decreasing Long 1,309 1.5410 GBP
25p ordinary SWAP Decreasing Long 1,439 31.1007 ZAR
25p ordinary SWAP Decreasing Long 2,847 1.5764 GBP
25p ordinary SWAP Decreasing Long 3,072 1.5644 GBP
25p ordinary CFD Decreasing Long 3,308 31.1258 ZAR
25p ordinary SWAP Decreasing Long 3,368 31.0453 ZAR
25p ordinary SWAP Decreasing Long 3,780 31.1200 ZAR
25p ordinary CFD Decreasing Long 3,812 31.1200 ZAR
25p ordinary CFD Decreasing Long 3,812 31.1200 ZAR
25p ordinary SWAP Decreasing Long 4,061 1.5579 GBP
25p ordinary SWAP Decreasing Long 4,831 1.5654 GBP
25p ordinary CFD Decreasing Long 6,032 30.7558 ZAR
25p ordinary SWAP Decreasing Long 9,879 1.5765 GBP
25p ordinary SWAP Decreasing Long 13,390 1.5601 GBP
25p ordinary CFD Decreasing Long 16,492 1.5654 GBP
25p ordinary CFD Decreasing Long 18,136 31.0594 ZAR
25p ordinary CFD Decreasing Long 25,920 31.1276 ZAR
25p ordinary SWAP Decreasing Long 29,704 1.5692 GBP
25p ordinary SWAP Decreasing Long 37,919 1.5575 GBP
25p ordinary CFD Decreasing Long 41,644 31.0638 ZAR
25p ordinary CFD Decreasing Long 74,580 31.0015 ZAR
25p ordinary CFD Decreasing Long 224,796 1.5622 GBP
25p ordinary CFD Decreasing Long 234,148 30.9836 ZAR
25p ordinary CFD Decreasing Long 343,748 1.5411 GBP
25p ordinary SWAP Decreasing Short 1,250 1.5651 GBP
25p ordinary SWAP Decreasing Short 1,439 31.1007 ZAR
25p ordinary SWAP Decreasing Short 2,402 1.5567 GBP
25p ordinary SWAP Decreasing Short 2,500 1.5678 GBP
25p ordinary SWAP Decreasing Short 3,368 31.0453 ZAR
25p ordinary SWAP Decreasing Short 3,780 31.1200 ZAR
25p ordinary SWAP Increasing Long 6,480 31.1369 ZAR
25p ordinary SWAP Increasing Long 58,537 30.9743 ZAR
25p ordinary SWAP Increasing Short 3,078 1.5626 GBP
25p ordinary CFD Increasing Short 3,308 31.1258 ZAR
25p ordinary CFD Increasing Short 3,812 31.1200 ZAR
25p ordinary CFD Increasing Short 3,812 31.1200 ZAR
25p ordinary CFD Increasing Short 6,032 30.7558 ZAR
25p ordinary CFD Increasing Short 16,492 1.5654 GBP
25p ordinary CFD Increasing Short 18,136 31.0594 ZAR
25p ordinary SWAP Increasing Short 23,900 1.5677 GBP
25p ordinary CFD Increasing Short 25,920 31.1276 ZAR
25p ordinary CFD Increasing Short 41,644 31.0638 ZAR
25p ordinary CFD Increasing Short 74,580 31.0015 ZAR
25p ordinary CFD Increasing Short 224,796 1.5622 GBP
25p ordinary CFD Increasing Short 234,148 30.9836 ZAR
25p ordinary CFD Increasing Short 343,748 1.5411 GBP
25p ordinary SWAP Opening Long 1,261 1.5658 GBP
25p ordinary CFD Opening Long 3,308 31.1258 ZAR
25p ordinary CFD Opening Long 3,812 31.1200 ZAR
25p ordinary CFD Opening Long 3,812 31.1200 ZAR
25p ordinary CFD Opening Long 6,032 30.7558 ZAR
25p ordinary CFD Opening Long 16,492 1.5654 GBP
25p ordinary CFD Opening Long 18,136 31.0594 ZAR
25p ordinary CFD Opening Long 25,920 31.1276 ZAR
25p ordinary CFD Opening Long 41,644 31.0638 ZAR
25p ordinary CFD Opening Long 74,580 31.0015 ZAR
25p ordinary SWAP Opening Long 108,061 1.5697 GBP
25p ordinary CFD Opening Long 224,796 1.5622 GBP
25p ordinary CFD Opening Long 234,148 30.9836 ZAR
25p ordinary CFD Opening Long 343,748 1.5411 GBP
25p ordinary CFD Opening Short 3,308 31.1258 ZAR
25p ordinary CFD Opening Short 3,812 31.1200 ZAR
25p ordinary CFD Opening Short 3,812 31.1200 ZAR
25p ordinary CFD Opening Short 6,032 30.7558 ZAR
25p ordinary SWAP Opening Short 16,243 1.5632 GBP
25p ordinary CFD Opening Short 16,492 1.5654 GBP
25p ordinary CFD Opening Short 18,136 31.0594 ZAR
25p ordinary SWAP Opening Short 22,410 1.5603 GBP
25p ordinary CFD Opening Short 25,920 31.1276 ZAR
25p ordinary CFD Opening Short 41,644 31.0638 ZAR
25p ordinary CFD Opening Short 74,580 31.0015 ZAR
25p ordinary SWAP Opening Short 82,416 1.5525 GBP
25p ordinary SWAP Opening Short 145,671 1.5537 GBP
25p ordinary CFD Opening Short 224,796 1.5622 GBP
25p ordinary CFD Opening Short 234,148 30.9836 ZAR
25p ordinary CFD Opening Short 343,748 1.5411 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 11 May 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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