REG - Barclays PLC Capital & Counties Shaftesbury PLC - Form8.5(EPT/NON-RI)Capital & Counties Amendment
13/05/2022 16:30
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RNS Number : 5056L Barclays PLC 13 May 2022
FORM 8.5 (EPT/NON-RI) Amendment to section 2(a) 1 and Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CAPITAL & COUNTIES PROPERTIES PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Capital & Counties Properties plc
principal trader is connected
(d) Date position held/dealing undertaken: 09 May 2022
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? SHAFTESBURY PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,405,424 0.52% 5,534,536 0.65%
(2) Cash-settled derivatives:
20,979,102 2.46% 3,415,727 0.40%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 25,384,526 2.98% 8,950,263 1.05%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 944,083 1.521 GBP 1.6003 GBP
25p ordinary Sale 2,559,535 1.540 GBP 1.5983 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Opening Long 410 31.7749 ZAR
25p ordinary SWAP Opening Long 1,134 31.7744 ZAR
25p ordinary SWAP Opening Long 1,439 31.7741 ZAR
25p ordinary SWAP Opening Long 3,459 31.7743 ZAR
25p ordinary SWAP Opening Long 3,603 1.5424 GBP
25p ordinary SWAP Opening Long 4,684 1.5363 GBP
25p ordinary SWAP Opening Long 4,692 1.5943 GBP
25p ordinary SWAP Opening Long 6,000 1.6003 GBP
25p ordinary SWAP Opening Long 7,410 31.2213 ZAR
25p ordinary SWAP Opening Long 8,110 31.7739 ZAR
25p ordinary CFD Opening Long 8,756 31.1696 ZAR
25p ordinary CFD Opening Long 10,610 1.5931 GBP
25p ordinary CFD Opening Long 10,852 31.9934 ZAR
25p ordinary CFD Opening Long 14,240 1.5622 GBP
25p ordinary CFD Opening Long 14,820 31.2120 ZAR
25p ordinary SWAP Opening Long 14,972 31.2970 ZAR
25p ordinary SWAP Opening Long 17,822 31.7740 ZAR
25p ordinary SWAP Opening Long 17,862 1.5822 GBP
25p ordinary SWAP Opening Long 18,513 1.5926 GBP
25p ordinary SWAP Opening Long 22,575 1.5562 GBP
25p ordinary SWAP Opening Long 23,994 1.5801 GBP
25p ordinary CFD Opening Long 29,364 1.5648 GBP
25p ordinary CFD Opening Long 29,944 31.3064 ZAR
25p ordinary SWAP Opening Long 35,989 1.5399 GBP
25p ordinary SWAP Opening Long 40,907 1.5400 GBP
25p ordinary CFD Opening Long 58,522 1.5402 GBP
25p ordinary CFD Opening Long 64,356 1.5401 GBP
25p ordinary SWAP Opening Long 77,802 1.5841 GBP
25p ordinary SWAP Opening Long 110,195 1.5782 GBP
25p ordinary SWAP Opening Long 165,219 1.5799 GBP
25p ordinary CFD Opening Long 241,700 1.5794 GBP
25p ordinary CFD Opening Long 335,362 1.5784 GBP
25p ordinary CFD Opening Long 374,364 1.5840 GBP
25p ordinary SWAP Opening Short 410 31.7749 ZAR
25p ordinary SWAP Opening Short 1,134 31.7744 ZAR
25p ordinary SWAP Opening Short 1,439 31.7741 ZAR
25p ordinary SWAP Opening Short 3,459 31.7743 ZAR
25p ordinary SWAP Opening Short 7,000 1.5209 GBP
25p ordinary SWAP Opening Short 8,110 31.7739 ZAR
25p ordinary CFD Opening Short 8,756 31.1696 ZAR
25p ordinary CFD Opening Short 10,610 1.5931 GBP
25p ordinary CFD Opening Short 10,852 31.9934 ZAR
25p ordinary SWAP Opening Short 13,250 1.5823 GBP
25p ordinary CFD Opening Short 14,240 1.5622 GBP
25p ordinary CFD Opening Short 14,820 31.2120 ZAR
25p ordinary SWAP Opening Short 17,822 31.7740 ZAR
25p ordinary SWAP Opening Short 21,586 1.5400 GBP
25p ordinary CFD Opening Short 29,364 1.5648 GBP
25p ordinary CFD Opening Short 29,944 31.3064 ZAR
25p ordinary CFD Opening Short 58,522 1.5402 GBP
25p ordinary CFD Opening Short 64,356 1.5401 GBP
25p ordinary SWAP Opening Short 86,043 1.5785 GBP
25p ordinary SWAP Opening Short 115,000 1.6164 GBP
25p ordinary SWAP Opening Short 124,632 1.5752 GBP
25p ordinary SWAP Opening Short 151,000 1.5648 GBP
25p ordinary CFD Opening Short 241,700 1.5794 GBP
25p ordinary CFD Opening Short 335,362 1.5784 GBP
25p ordinary CFD Opening Short 374,364 1.5840 GBP
25p ordinary SWAP Opening Short 488,970 1.5718 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 May 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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