REG - Barclays PLC Capital & Counties Shaftesbury PLC - Form8.5(EPT/NON-RI)Capital&Counties Properties plc
13/05/2022 11:00
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RNS Number : 4533L Barclays PLC 13 May 2022
FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose CAPITAL & COUNTIES PROPERTIES PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt Capital & Counties Properties plc
principal trader is connected
(d) Date position held/dealing undertaken: 12 May 2022
(e) In addition to the company in 1(b) above, is the exempt principal YES:
trader making disclosures in respect of any other party to the offer? SHAFTESBURY PLC
2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a) Interests and short positions in the relevant securities of the offeror or
offeree
to which the disclosure relates following the dealing (if any)
Class of relevant security: 25p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 4,011,861 0.47% 5,518,737 0.65%
(2) Cash-settled derivatives:
22,495,758 2.64% 3,109,387 0.37%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 26,507,619 3.11% 8,628,124 1.01%
(b) Rights to subscribe for new securities (including directors and other
executive
options)
Class of relevant security in relation to
which subscription right exists
Details, including nature of the rights
concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a) Purchases and sales
Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
25p ordinary Purchase 777,017 1.5958 GBP 1.5798 GBP
25p ordinary Sale 353,555 1.5990 GBP 1.5792 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
25p ordinary SWAP Decreasing Long 372 1.5815 GBP
25p ordinary SWAP Decreasing Long 1,935 1.5812 GBP
25p ordinary SWAP Decreasing Long 2,000 1.5810 GBP
25p ordinary SWAP Decreasing Long 3,822 1.5837 GBP
25p ordinary SWAP Decreasing Long 6,205 1.5831 GBP
25p ordinary SWAP Decreasing Long 8,974 1.5873 GBP
25p ordinary SWAP Decreasing Long 14,029 1.5854 GBP
25p ordinary SWAP Decreasing Long 68,592 1.5839 GBP
25p ordinary SWAP Decreasing Long 507,399 1.5890 GBP
25p ordinary CFD Decreasing Short 2,712 31.3700 ZAR
25p ordinary CFD Decreasing Short 2,712 31.3700 ZAR
25p ordinary SWAP Decreasing Short 3,489 1.5962 GBP
25p ordinary SWAP Decreasing Short 3,728 1.5877 GBP
25p ordinary CFD Decreasing Short 3,984 31.1185 ZAR
25p ordinary SWAP Decreasing Short 6,173 1.5947 GBP
25p ordinary SWAP Decreasing Short 8,342 1.5889 GBP
25p ordinary SWAP Decreasing Short 12,728 31.3053 ZAR
25p ordinary SWAP Decreasing Short 16,066 1.5893 GBP
25p ordinary CFD Decreasing Short 16,132 31.2225 ZAR
25p ordinary SWAP Decreasing Short 18,438 1.5823 GBP
25p ordinary CFD Decreasing Short 19,356 31.3121 ZAR
25p ordinary SWAP Decreasing Short 19,373 1.5852 GBP
25p ordinary SWAP Decreasing Short 26,552 1.5792 GBP
25p ordinary CFD Decreasing Short 35,492 1.5888 GBP
25p ordinary CFD Decreasing Short 46,208 1.5841 GBP
25p ordinary CFD Decreasing Short 73,084 1.5953 GBP
25p ordinary CFD Decreasing Short 78,352 31.5449 ZAR
25p ordinary CFD Decreasing Short 90,148 31.2820 ZAR
25p ordinary CFD Decreasing Short 131,268 1.5855 GBP
25p ordinary CFD Decreasing Short 140,232 1.5806 GBP
25p ordinary CFD Decreasing Short 145,500 31.2115 ZAR
25p ordinary CFD Decreasing Short 275,212 1.5879 GBP
25p ordinary SWAP Increasing Long 539 31.3700 ZAR
25p ordinary CFD Increasing Long 2,712 31.3700 ZAR
25p ordinary CFD Increasing Long 2,712 31.3700 ZAR
25p ordinary CFD Increasing Long 3,984 31.1185 ZAR
25p ordinary SWAP Increasing Long 12,728 31.3053 ZAR
25p ordinary CFD Increasing Long 16,132 31.2225 ZAR
25p ordinary CFD Increasing Long 19,356 31.3121 ZAR
25p ordinary SWAP Increasing Long 19,588 31.5543 ZAR
25p ordinary SWAP Increasing Long 26,552 1.5792 GBP
25p ordinary CFD Increasing Long 35,492 1.5888 GBP
25p ordinary SWAP Increasing Long 36,375 31.2021 ZAR
25p ordinary CFD Increasing Long 46,208 1.5841 GBP
25p ordinary CFD Increasing Long 73,084 1.5953 GBP
25p ordinary CFD Increasing Long 78,352 31.5449 ZAR
25p ordinary CFD Increasing Long 90,148 31.2820 ZAR
25p ordinary CFD Increasing Long 131,268 1.5855 GBP
25p ordinary CFD Increasing Long 140,232 1.5806 GBP
25p ordinary CFD Increasing Long 145,500 31.2115 ZAR
25p ordinary CFD Increasing Long 275,212 1.5879 GBP
25p ordinary SWAP Increasing Short 539 31.3700 ZAR
25p ordinary SWAP Increasing Short 700 1.5876 GBP
25p ordinary CFD Increasing Short 1,361 1.5840 GBP
25p ordinary CFD Opening Long 2,712 31.3700 ZAR
25p ordinary CFD Opening Long 2,712 31.3700 ZAR
25p ordinary CFD Opening Long 3,984 31.1185 ZAR
25p ordinary CFD Opening Long 16,132 31.2225 ZAR
25p ordinary CFD Opening Long 19,356 31.3121 ZAR
25p ordinary CFD Opening Long 35,492 1.5888 GBP
25p ordinary CFD Opening Long 46,208 1.5841 GBP
25p ordinary CFD Opening Long 73,084 1.5953 GBP
25p ordinary CFD Opening Long 78,352 31.5449 ZAR
25p ordinary CFD Opening Long 90,148 31.2820 ZAR
25p ordinary CFD Opening Long 131,268 1.5855 GBP
25p ordinary CFD Opening Long 140,232 1.5806 GBP
25p ordinary CFD Opening Long 145,500 31.2115 ZAR
25p ordinary CFD Opening Long 275,212 1.5879 GBP
25p ordinary SWAP Opening Short 1,250 1.6101 GBP
25p ordinary CFD Opening Short 2,712 31.3700 ZAR
25p ordinary CFD Opening Short 2,712 31.3700 ZAR
25p ordinary CFD Opening Short 3,984 31.1185 ZAR
25p ordinary CFD Opening Short 16,132 31.2225 ZAR
25p ordinary CFD Opening Short 19,356 31.3121 ZAR
25p ordinary CFD Opening Short 35,492 1.5888 GBP
25p ordinary CFD Opening Short 46,208 1.5841 GBP
25p ordinary CFD Opening Short 73,084 1.5953 GBP
25p ordinary CFD Opening Short 78,352 31.5449 ZAR
25p ordinary CFD Opening Short 90,148 31.2820 ZAR
25p ordinary CFD Opening Short 131,268 1.5855 GBP
25p ordinary CFD Opening Short 140,232 1.5806 GBP
25p ordinary CFD Opening Short 145,500 31.2115 ZAR
25p ordinary CFD Opening Short 275,212 1.5879 GBP
25p ordinary SWAP Opening Short 507,399 1.5890 GBP
25p ordinary SWAP Opening Long 1,250 1.5988 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class Product Writing, Number Exercise Type Expiry Option
of description purchasing, of price date money
relevant selling, securities per unit paid/
security varying etc to which received
option per unit
relates
(ii) Exercising
Class of relevant Product description Exercising/ exercised against Number of Exercise price per
security securities unit
(d) Other dealings (including subscribing for new securities)
Class of relevant Nature of Dealings Details Price per unit (if
security applicable)
4. OTHER INFORMATION
(a) Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding,
formal or informal, relating to relevant securities which may be an inducement
to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party
to the offer or any person acting in concert with a party to the offer:
NONE
(b) Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between
the exempt principal trader making the disclosure and any other person
relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights of future acquisition or disposal of any relevant
securities to which
any derivative is referenced:
NONE
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 May 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
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