REG - Barclays PLC Capricorn Energy PLC - Form 8.5 (EPT/NON-RI) Capricorn Energy plc

BarclaysAnnouncement

25/07/2022 10:30

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RNS Number : 6032T  Barclays PLC  25 July 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                                                                 KEY INFORMATION
 (a)          Name of exempt principal trader:                                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)          Name of offeror/offeree in relation to whose                                              CAPRICORN ENERGY PLC
              relevant securities this form relates:
 (c)          Name of the party to the offer with which exempt                                          Tullow Oil plc
              principal trader is connected
 (d)          Date position held/dealing undertaken:                                                    22 July 2022
 (e)          In addition to the company in 1(b) above, is the exempt principal                         YES:
              trader making disclosures in respect of any other party to the offer?                     TULLOW OIL PLC
 2.                                                                                 POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)          Interests and short positions in the relevant securities of the offeror or
              offeree
              to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                    21/13p ordinary
                                                                Interests                               Short Positions
                                                                Number              (%)                 Number       (%)
 (1)          Relevant securities owned
              and/or controlled:                                7,551,039           2.40%               670,021      0.21%

 (2)          Cash-settled derivatives:
                                                                458,764             0.15%               7,527,841    2.39%

 (3)          Stock-settled derivatives (including options)
              and agreements to purchase/sell:                  0                   0.00%               0            0.00%

              TOTAL:                                            8,009,803           2.54%               8,197,862    2.60%

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                 DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant            Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                           securities                      paid/received           paid/received
 21/13p ordinary              Purchase              49,157                          2.1660 GBP              2.1511 GBP
 21/13p ordinary              Sale                  30,741                          2.1640 GBP              2.158 GBP

 

 (b)       Cash-settled derivative transactions
 Class of            Product               Nature of dealing             Number of   Price per
 relevant            description                                         reference   unit
 security                                                                securities
 21/13p ordinary      SWAP                 Decreasing Long               2,569       2.1574 GBP
 21/13p ordinary      SWAP                 Decreasing Long               21,431      2.1633 GBP
 21/13p ordinary      SWAP                 Decreasing Short              12          2.1580 GBP
 21/13p ordinary      SWAP                 Decreasing Short              1,538       2.1600 GBP
 21/13p ordinary      SWAP                 Decreasing Short              2,228       2.1559 GBP
 21/13p ordinary      SWAP                 Decreasing Short              3,239       2.1536 GBP
 21/13p ordinary      CFD                  Decreasing Short              3,597       2.1622 GBP
 21/13p ordinary      SWAP                 Decreasing Short              3,749       2.1580 GBP
 21/13p ordinary      SWAP                 Decreasing Short              4,356       2.1652 GBP
 21/13p ordinary      CFD                  Decreasing Short              6,431       2.1613 GBP
 21/13p ordinary      SWAP                 Decreasing Short              10,146      2.1608 GBP
 21/13p ordinary      SWAP                 Increasing Short              511         2.1661 GBP
 21/13p ordinary      SWAP                 Increasing Short              1,530       2.1561 GBP
 21/13p ordinary      SWAP                 Increasing Short              3,563       2.1604 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  25 Jul 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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