REG - Barclays PLC Clinigen Group plc - Form 8.5 (EPT/NON-RI) CLINIGEN GROUP PLC

BarclaysAnnouncement

10/03/2022 10:30

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RNS Number : 3473E  Barclays PLC  10 March 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")

 

 1.                                        KEY INFORMATION
 (a)                   Name of exempt principal trader:                                                BARCLAYS CAPITAL SECURITIES LTD
 (b)                   Name of offeror/offeree in relation to whose                                    CLINIGEN GROUP PLC
                       relevant securities this form relates:
 (c)                   Name of the party to the offer with which exempt                                Triley Bidco Limited (a newly-formed company indirectly owned by Triton Funds)
                       principal trader is connected
 (d)                   Date position held/dealing undertaken:                                          09 March 2022
 (e)                   In addition to the company in 1(b) above, is the exempt principal               NO
                       trader making disclosures in respect of any other party to the offer?
 2.                                                                                                                  POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)     Interests and short positions in the relevant securities of the offeror or
         offeree
         to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                                       0.1p ordinary
                                                                                   Interests                                       Short Positions
                                                                                   Number                            (%)           Number                      (%)
 (1)     Relevant securities owned
         and/or controlled:                                                        1,082,263                         0.81%         221,721                     0.17%

 (2)     Cash-settled derivatives:
                                                                                   75,058                            0.06%         406,127                     0.30%

 (3)     Stock-settled derivatives (including options)
         and agreements to purchase/sell:                                          0                                 0.00%         0                           0.00%

         TOTAL:                                                                    1,157,321                         0.87%         627,848                     0.47%

 

 (b)             Rights to subscribe for new securities (including directors and other
                 executive
                 options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                  DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant           Purchase/sale           Total number of                 Highest price per unit  Lowest price per unit
 security                                            securities                      paid/received           paid/received
 0.1p ordinary               Purchase                32,736                          9.2014 GBP              9.195 GBP
 0.1p ordinary               Sale                    57,845                          9.2250 GBP              9.1905 GBP

 

 (b)       Cash-settled derivative transactions
 Class of              Product                  Nature of dealing             Number of   Price per
 relevant              description                                            reference   unit
 security                                                                     securities
 0.1p ordinary          SWAP                    Decreasing Long               540         9.1925 GBP
 0.1p ordinary          SWAP                    Decreasing Long               4,618       9.2020 GBP
 0.1p ordinary          SWAP                    Decreasing Long               4,991       9.1956 GBP
 0.1p ordinary          SWAP                    Decreasing Long               5,365       9.1905 GBP
 0.1p ordinary          SWAP                    Decreasing Long               5,739       9.1950 GBP
 0.1p ordinary          SWAP                    Decreasing Long               10,115      9.1914 GBP
 0.1p ordinary          SWAP                    Decreasing Long               21,204      9.2007 GBP
 0.1p ordinary          SWAP                    Decreasing Short              6           9.1971 GBP
 0.1p ordinary          SWAP                    Decreasing Short              37          9.1921 GBP
 0.1p ordinary          SWAP                    Decreasing Short              46          9.1952 GBP
 0.1p ordinary          SWAP                    Decreasing Short              58          9.1915 GBP
 0.1p ordinary          SWAP                    Decreasing Short              73          9.1945 GBP
 0.1p ordinary          SWAP                    Decreasing Short              89          9.1941 GBP
 0.1p ordinary          SWAP                    Decreasing Short              131         9.1990 GBP
 0.1p ordinary          SWAP                    Decreasing Short              346         9.1950 GBP
 0.1p ordinary          SWAP                    Decreasing Short              1,434       9.1947 GBP
 0.1p ordinary          CFD                     Decreasing Short              3,414       9.1915 GBP
 0.1p ordinary          SWAP                    Increasing Short              21,204      9.2007 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product        Writing,            Number         Exercise         Type             Expiry              Option
 of                 description    purchasing,         of             price                             date                money
 relevant                          selling,            securities     per unit                                              paid/
 security                          varying etc         to which                                                             received
                                                       option                                                               per unit
                                                       relates

 (ii)               Exercising
 Class of relevant                 Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                              securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                 Nature of Dealings                 Details                           Price per unit (if
 security                                                                              applicable)

 4.                                                                   OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                  NO
 Date of disclosure:                                                  10 Mar 2022
 Contact name:                                                        Large Holdings Regulatory Operations
 Telephone number:                                                    020 3134 7213

 

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