REG - Barclays PLC Clinigen Group plc - Form 8.5 (EPT/NON-RI) Clinigen Group plc

BarclaysAnnouncement

16/03/2022 10:45

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RNS Number : 9677E  Barclays PLC  16 March 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")

 

 1.                                        KEY INFORMATION
 (a)  Name of exempt principal trader:                                          BARCLAYS CAPITAL SECURITIES LTD
 (b)  Name of offeror/offeree in relation to whose                              CLINIGEN GROUP PLC
      relevant securities this form relates:
 (c)  Name of the party to the offer with which exempt                          Triley Bidco Limited (a newly-formed company indirectly owned by Triton Funds)
      principal trader is connected
 (d)  Date position held/dealing undertaken:                                    15 March 2022
 (e)  In addition to the company in 1(b) above, is the exempt principal         NO
      trader making disclosures in respect of any other party to the offer?

 

 2.                                                                           POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)         Interests and short positions in the relevant securities of the offeror or
             offeree
             to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                   0.1p ordinary
                                                               Interests                     Short Positions
                                                               Number         (%)            Number         (%)
 (1)         Relevant securities owned
             and/or controlled:                                933,343        0.70%          158,330        0.12%

 (2)         Cash-settled derivatives:
                                                               22,913         0.02%          409,963        0.31%

 (3)         Stock-settled derivatives (including options)
             and agreements to purchase/sell:                  0              0.00%          0              0.00%

             TOTAL:                                            956,256        0.72%          568,293        0.43%

 

 (b)          Rights to subscribe for new securities (including directors and other
              executive
              options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                   DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant              Purchase/sale         Total number of                 Highest price per unit  Lowest price per unit
 security                                             securities                      paid/received           paid/received
 0.1p ordinary                  Purchase              104,304                         9.2072 GBP              9.2021 GBP
 0.1p ordinary                  Sale                  83,969                          9.2150 GBP              9.1997 GBP

 

 (b)       Cash-settled derivative transactions
 Class of              Product                  Nature of dealing             Number of   Price per
 relevant              description                                            reference   unit
 security                                                                     securities
 0.1p ordinary          SWAP                    Decreasing Short              3,018       9.1997 GBP
 0.1p ordinary          SWAP                    Decreasing Short              6,747       9.2090 GBP
 0.1p ordinary          CFD                     Increasing Short              1,951       9.2065 GBP
 0.1p ordinary          CFD                     Increasing Short              9,061       9.2060 GBP
 0.1p ordinary          SWAP                    Opening Short                 441         9.2038 GBP
 0.1p ordinary          SWAP                    Opening Short                 3,780       9.2150 GBP
 0.1p ordinary          SWAP                    Opening Short                 5,191       9.2050 GBP
 0.1p ordinary          SWAP                    Opening Short                 14,809      9.2070 GBP
 0.1p ordinary          SWAP                    Opening Short                 14,954      9.2057 GBP

 

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product          Writing,            Number         Exercise         Type             Expiry              Option
 of                 description      purchasing,         of             price                             date                money
 relevant                            selling,            securities     per unit                                              paid/
 security                            varying etc         to which                                                             received
                                                         option                                                               per unit
                                                         relates

 (ii)               Exercising
 Class of relevant                   Product description                Exercising/ exercised against     Number of           Exercise price per
 security                                                                                securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                   Nature of Dealings                 Details                           Price per unit (if
 security                                                                                applicable)

 4.                                                                     OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                    NO
 Date of disclosure:                                                    16 Mar 2022
 Contact name:                                                          Large Holdings Regulatory Operations
 Telephone number:                                                      020 3134 7213

 

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