REG - Barclays PLC Clinigen Group plc - Form 8.5 (EPT/NON-RI)-CLINIGEN GROUP PLC

BarclaysAnnouncement

01/04/2022 11:00

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RNS Number : 9617G  Barclays PLC  01 April 2022

 FORM 8.5 (EPT/NON-RI)
 PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
 EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
 (OR WHERE RI STATUS IS NOT APPLICABLE)
 Rule 8.5 of the Takeover Code (the "Code")
 1.                                           KEY INFORMATION
 (a)  Name of exempt principal trader:                                             BARCLAYS CAPITAL SECURITIES LTD
 (b)  Name of offeror/offeree in relation to whose                                 CLINIGEN GROUP PLC
      relevant securities this form relates:
 (c)  Name of the party to the offer with which exempt                             Triley Bidco Limited (a newly-formed company indirectly owned by Triton Funds)
      principal trader is connected
 (d)  Date position held/dealing undertaken:                                       31 March 2022
 (e)  In addition to the company in 1(b) above, is the exempt principal            NO
      trader making disclosures in respect of any other party to the offer?

 

 2.                                                                           POSITIONS OF THE EXEMPT PRINCIPAL TRADER
 (a)         Interests and short positions in the relevant securities of the offeror or
             offeree
             to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                   0.1p ordinary
                                                               Interests                     Short Positions
                                                               Number         (%)            Number         (%)
 (1)         Relevant securities owned
             and/or controlled:                                1,316,994      0.99%          541,332        0.41%

 (2)         Cash-settled derivatives:
                                                               541,332        0.41%          1,309,835      0.98%

 (3)         Stock-settled derivatives (including options)
             and agreements to purchase/sell:                  0              0.00%          0              0.00%

             TOTAL:                                            1,858,326      1.39%          1,851,167      1.39%

 

 (b)             Rights to subscribe for new securities (including directors and other
                 executive
                 options)
 Class of relevant security in relation to
 which subscription right exists
 Details, including nature of the rights
 concerned and relevant percentages:

 

 3.                                                                     DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
 (a)                Purchases and sales
 Class of relevant                  Purchase/sale                       Total number of                     Highest price per unit  Lowest price per unit
 security                                                               securities                          paid/received           paid/received
 0.1p ordinary                      Purchase                            19,875                              9.2395 GBP              9.215 GBP
 0.1p ordinary                      Sale                                69,547                              9.2450 GBP              9.2214 GBP

 (b)                Cash-settled derivative transactions
 Class of                           Product                             Nature of dealing                   Number of               Price per
 relevant                           description                                                             reference               unit
 security                                                                                                   securities
 0.1p ordinary                       SWAP                               Decreasing Short                    430                     9.2400 GBP
 0.1p ordinary                       SWAP                               Decreasing Short                    4,572                   9.2200 GBP
 0.1p ordinary                       SWAP                               Decreasing Short                    12,535                  9.2400 GBP
 0.1p ordinary                       SWAP                               Decreasing Short                    17,134                  9.2364 GBP
 0.1p ordinary                       SWAP                               Decreasing Short                    25,005                  9.2390 GBP

 (c)                Stock-settled derivative transactions (including options)
 (i)                Writing, selling, purchasing or varying
 Class              Product         Writing,            Number          Exercise           Type             Expiry                  Option
 of                 description     purchasing,         of              price                               date                    money
 relevant                           selling,            securities      per unit                                                    paid/
 security                           varying etc         to which                                                                    received
                                                        option                                                                      per unit
                                                        relates

 (ii)               Exercising
 Class of relevant                  Product description                 Exercising/ exercised against       Number of               Exercise price per
 security                                                                                  securities       unit

 (d)                Other dealings (including subscribing for new securities)
 Class of relevant                  Nature of Dealings                  Details                             Price per unit (if
 security                                                                                  applicable)

 4.                                                                     OTHER INFORMATION
 (a)                Indemnity and other dealings arrangements
 Details of any indemnity or option arrangement, or any agreement or
 understanding,
 formal or informal, relating to relevant securities which may be an inducement
 to deal
 or refrain from dealing entered into by the exempt principal trader making the
 disclosure and any party
 to the offer or any person acting in concert with a party to the offer:
 NONE
 (b)                Agreements, arrangements or understandings relating to options or derivatives
 Details of any agreement, arrangement or understanding, formal or informal,
 between
 the exempt principal trader making the disclosure and any other person
 relating to:
 (i)   the voting rights of any relevant securities under any option; or
 (ii)   the voting rights of future acquisition or disposal of any relevant
 securities to which
 any derivative is referenced:
 NONE
 (c)                Attachments
 Is a Supplemental Form 8 (Open Positions) attached?                    NO
 Date of disclosure:                                                    1 Apr 2022
 Contact name:                                                          Large Holdings Regulatory Operations
 Telephone number:                                                      020 3134 7213

 

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