REG-BARCLAYS PLC Form 8.3 - Avast Plc - Amendment
13/10/2021 12:10
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211013:nBw2Gh501a&default-theme=true
Form 8.3 - Avast Plc - Amendment
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 11 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,179,277 1.76% 13,449,313 1.30%
(2) Cash-settled derivatives:
204,560 0.02% 13,250,963 1.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,383,837 1.78% 26,700,276 2.58%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 293 5.6620 GBP
10p ordinary Purchase 693 5.6540 GBP
10p ordinary Purchase 751 5.6498 GBP
10p ordinary Purchase 806 5.6516 GBP
10p ordinary Purchase 974 5.6494 GBP
10p ordinary Purchase 1,532 5.6460 GBP
10p ordinary Purchase 1,877 5.6564 GBP
10p ordinary Purchase 1,932 5.6475 GBP
10p ordinary Purchase 3,000 169.8333 CZK
10p ordinary Purchase 4,000 5.6533 GBP
10p ordinary Purchase 4,788 5.6482 GBP
10p ordinary Purchase 10,085 168.8352 CZK
10p ordinary Purchase 26,362 5.6526 GBP
10p ordinary Purchase 36,000 5.6500 GBP
10p ordinary Purchase 51,231 5.6491 GBP
10p ordinary Purchase 60,704 5.6563 GBP
10p ordinary Sale 96 5.6440 GBP
10p ordinary Sale 126 5.6580 GBP
10p ordinary Sale 710 5.6508 GBP
10p ordinary Sale 716 5.6541 GBP
10p ordinary Sale 930 5.6620 GBP
10p ordinary Sale 2,152 5.6260 GBP
10p ordinary Sale 3,558 169.7026 CZK
10p ordinary Sale 4,573 5.6530 GBP
10p ordinary Sale 5,116 5.6535 GBP
10p ordinary Sale 7,276 5.6454 GBP
10p ordinary Sale 7,973 5.6481 GBP
10p ordinary Sale 10,085 168.8352 CZK
10p ordinary Sale 10,877 5.6496 GBP
10p ordinary Sale 13,043 5.6510 GBP
10p ordinary Sale 24,563 5.6502 GBP
10p ordinary Sale 84,217 5.6500 GBP
10p ordinary Sale 224,615 5.6499 GBP
10p ordinary Sale 340,375 5.6533 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 558 168.8707 CZK
10p ordinary CFD Long 659 5.6491 GBP
10p ordinary SWAP Long 1,863 5.6533 GBP
10p ordinary SWAP Long 2,885 5.6553 GBP
10p ordinary SWAP Long 5,888 5.6500 GBP
10p ordinary CFD Long 9,970 5.6525 GBP
10p ordinary SWAP Long 10,877 5.6496 GBP
10p ordinary SWAP Long 12,429 5.6510 GBP
10p ordinary SWAP Long 57,076 5.6512 GBP
10p ordinary SWAP Long 99,588 5.6518 GBP
10p ordinary SWAP Long 121,693 5.6531 GBP
10p ordinary CFD Long 224,615 5.6498 GBP
10p ordinary SWAP Short 36 5.6100 GBP
10p ordinary SWAP Short 751 5.6500 GBP
10p ordinary CFD Short 2,937 5.6624 GBP
10p ordinary CFD Short 6,371 5.6510 GBP
10p ordinary SWAP Short 21,694 5.6519 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52508252&newsitemid=20211013005597&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=393acdf0ded598e56141dc2d314ba0ee)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211013005597/en/
(https://www.businesswire.com/news/home/20211013005597/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Inter-American Dev - Issue of Debt
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
AnnouncementREG - Barclays PLC Kitwave Group PLC - Form 8.3 KITWAVE GROUP PLC
Announcement