REG-BARCLAYS PLC Form 8.3 - AVAST PLC - Amendment
02/11/2021 15:50
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Form 8.3 - AVAST PLC - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 29 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,654,274 1.80% 11,994,786 1.16%
(2) Cash-settled derivatives:
310,323 0.03% 13,163,226 1.27%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,964,597 1.83% 25,158,012 2.43%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 55 5.6040 GBP
10p ordinary Purchase 64 5.6036 GBP
10p ordinary Purchase 152 5.5520 GBP
10p ordinary Purchase 341 5.5965 GBP
10p ordinary Purchase 488 5.6020 GBP
10p ordinary Purchase 519 5.5940 GBP
10p ordinary Purchase 540 5.5820 GBP
10p ordinary Purchase 922 5.5800 GBP
10p ordinary Purchase 937 5.5754 GBP
10p ordinary Purchase 1,097 5.5660 GBP
10p ordinary Purchase 1,339 5.5946 GBP
10p ordinary Purchase 1,370 5.5860 GBP
10p ordinary Purchase 1,386 5.5650 GBP
10p ordinary Purchase 1,517 5.5900 GBP
10p ordinary Purchase 1,966 5.5666 GBP
10p ordinary Purchase 2,429 5.5760 GBP
10p ordinary Purchase 2,633 5.5855 GBP
10p ordinary Purchase 2,936 5.5868 GBP
10p ordinary Purchase 3,034 5.5920 GBP
10p ordinary Purchase 3,443 5.5713 GBP
10p ordinary Purchase 3,722 5.5780 GBP
10p ordinary Purchase 3,953 5.5672 GBP
10p ordinary Purchase 6,277 169.0166 CZK
10p ordinary Purchase 6,619 5.5878 GBP
10p ordinary Purchase 6,764 5.5680 GBP
10p ordinary Purchase 7,272 5.5710 GBP
10p ordinary Purchase 8,502 5.5941 GBP
10p ordinary Purchase 12,000 5.5796 GBP
10p ordinary Purchase 16,800 5.5957 GBP
10p ordinary Purchase 32,519 5.5675 GBP
10p ordinary Purchase 53,050 5.5698 GBP
10p ordinary Purchase 94,114 5.5958 GBP
10p ordinary Purchase 116,990 5.5960 GBP
10p ordinary Purchase 176,476 5.5845 GBP
10p ordinary Sale 54 5.5840 GBP
10p ordinary Sale 488 5.6020 GBP
10p ordinary Sale 519 5.5940 GBP
10p ordinary Sale 540 5.5820 GBP
10p ordinary Sale 657 5.5800 GBP
10p ordinary Sale 764 5.5660 GBP
10p ordinary Sale 800 5.5911 GBP
10p ordinary Sale 1,305 5.5925 GBP
10p ordinary Sale 1,340 5.5650 GBP
10p ordinary Sale 1,370 5.5860 GBP
10p ordinary Sale 1,825 5.5896 GBP
10p ordinary Sale 1,871 5.5760 GBP
10p ordinary Sale 2,286 5.5680 GBP
10p ordinary Sale 2,371 5.5864 GBP
10p ordinary Sale 2,555 5.5900 GBP
10p ordinary Sale 3,034 5.5920 GBP
10p ordinary Sale 3,682 5.5784 GBP
10p ordinary Sale 6,051 5.5954 GBP
10p ordinary Sale 7,999 5.5980 GBP
10p ordinary Sale 10,218 5.5946 GBP
10p ordinary Sale 11,830 5.5880 GBP
10p ordinary Sale 15,714 5.5909 GBP
10p ordinary Sale 16,075 169.1228 CZK
10p ordinary Sale 34,822 5.5606 GBP
10p ordinary Sale 40,747 5.5960 GBP
10p ordinary Sale 69,267 5.5968 GBP
10p ordinary Sale 173,900 5.5952 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 2,014 5.5754 GBP
10p ordinary CFD Long 5,988 5.5874 GBP
10p ordinary SWAP Long 9,819 5.5946 GBP
10p ordinary SWAP Long 10,611 5.6087 GBP
10p ordinary CFD Long 16,075 169.0044 CZK
10p ordinary CFD Long 26,711 5.5863 GBP
10p ordinary CFD Long 200,000 168.5500 CZK
10p ordinary CFD Short 269 169.6296 CZK
10p ordinary SWAP Short 922 5.5800 GBP
10p ordinary SWAP Short 954 5.5564 GBP
10p ordinary SWAP Short 5,298 5.5890 GBP
10p ordinary CFD Short 6,008 169.1133 CZK
10p ordinary SWAP Short 6,029 5.5876 GBP
10p ordinary SWAP Short 6,309 5.5959 GBP
10p ordinary CFD Short 10,356 5.5965 GBP
10p ordinary CFD Short 16,075 5.5683 GBP
10p ordinary SWAP Short 25,626 5.5953 GBP
10p ordinary SWAP Short 40,475 5.5893 GBP
10p ordinary SWAP Short 56,448 5.5898 GBP
10p ordinary CFD Short 200,000 5.5446 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 2 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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