REG-BARCLAYS PLC FORM 8.3 - AVAST PLC - AMENDMENT
25/11/2021 10:50
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FORM 8.3 - AVAST PLC - AMENDMENT
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 22 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,270,438 1.76% 12,586,685 1.22%
(2) Cash-settled derivatives:
489,071 0.05% 12,821,686 1.24%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,759,509 1.81% 25,408,371 2.45%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 339 5.9527 GBP
10p ordinary Purchase 617 5.9443 GBP
10p ordinary Purchase 758 5.9519 GBP
10p ordinary Purchase 817 5.9490 GBP
10p ordinary Purchase 885 5.9500 GBP
10p ordinary Purchase 1,386 5.9560 GBP
10p ordinary Purchase 1,645 5.9543 GBP
10p ordinary Purchase 3,372 5.9525 GBP
10p ordinary Purchase 3,739 5.9598 GBP
10p ordinary Purchase 4,664 5.9590 GBP
10p ordinary Purchase 5,872 5.9540 GBP
10p ordinary Purchase 6,529 5.9509 GBP
10p ordinary Purchase 11,879 5.9559 GBP
10p ordinary Purchase 28,490 5.9558 GBP
10p ordinary Purchase 35,848 5.9577 GBP
10p ordinary Purchase 57,560 5.9580 GBP
10p ordinary Purchase 87,215 5.9534 GBP
10p ordinary Purchase 169,055 179.8154 CZK
10p ordinary Purchase 193,596 5.9600 GBP
10p ordinary Sale 43 5.9495 GBP
10p ordinary Sale 133 5.9520 GBP
10p ordinary Sale 464 5.9440 GBP
10p ordinary Sale 472 5.9620 GBP
10p ordinary Sale 552 5.9540 GBP
10p ordinary Sale 560 5.9470 GBP
10p ordinary Sale 601 5.9460 GBP
10p ordinary Sale 709 5.9501 GBP
10p ordinary Sale 710 5.9438 GBP
10p ordinary Sale 817 5.9490 GBP
10p ordinary Sale 862 5.9500 GBP
10p ordinary Sale 921 5.9560 GBP
10p ordinary Sale 2,002 5.9561 GBP
10p ordinary Sale 2,222 5.9502 GBP
10p ordinary Sale 4,263 5.9483 GBP
10p ordinary Sale 19,596 5.9514 GBP
10p ordinary Sale 29,982 5.9526 GBP
10p ordinary Sale 36,883 5.9475 GBP
10p ordinary Sale 40,836 5.9508 GBP
10p ordinary Sale 56,104 5.9519 GBP
10p ordinary Sale 64,368 5.9580 GBP
10p ordinary Sale 70,415 5.9530 GBP
10p ordinary Sale 78,928 5.9504 GBP
10p ordinary Sale 250,000 5.9626 GBP
10p ordinary Sale 458,016 5.9536 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 1 5.9600 GBP
10p ordinary SWAP Long 43 5.9496 GBP
10p ordinary SWAP Long 709 5.9500 GBP
10p ordinary SWAP Long 921 5.9560 GBP
10p ordinary CFD Long 13,701 5.9580 GBP
10p ordinary CFD Long 78,928 5.9505 GBP
10p ordinary SWAP Long 84,231 5.9547 GBP
10p ordinary SWAP Long 104,156 5.9531 GBP
10p ordinary CFD Long 122,000 179.6000 CZK
10p ordinary CFD Long 168,899 5.9507 GBP
10p ordinary SWAP Long 233,427 5.9538 GBP
10p ordinary SWAP Short 370 5.9410 GBP
10p ordinary SWAP Short 515 5.9530 GBP
10p ordinary SWAP Short 758 5.9519 GBP
10p ordinary SWAP Short 11,802 5.9580 GBP
10p ordinary SWAP Short 47,448 5.9573 GBP
10p ordinary CFD Short 122,000 5.9421 GBP
10p ordinary CFD Short 169,055 179.9413 CZK
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 25 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52540275&newsitemid=20211125005933&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=2f63bdfe4367f6da32966f07053a3e42)
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