REG-BARCLAYS PLC Form 8.3 - Avast Plc - Amendment
02/12/2021 16:40
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Form 8.3 - Avast Plc - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 30 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 17,299,236 1.67% 12,121,564 1.17%
(2) Cash-settled derivatives:
468,043 0.05% 12,439,986 1.20%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 17,767,279 1.72% 24,561,550 2.37%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 39 6.0620 GBP
10p ordinary Purchase 85 6.0514 GBP
10p ordinary Purchase 177 6.0200 GBP
10p ordinary Purchase 487 6.0260 GBP
10p ordinary Purchase 500 6.0760 GBP
10p ordinary Purchase 509 6.0240 GBP
10p ordinary Purchase 536 6.0180 GBP
10p ordinary Purchase 611 6.0271 GBP
10p ordinary Purchase 632 6.0440 GBP
10p ordinary Purchase 632 6.0438 GBP
10p ordinary Purchase 671 6.0151 GBP
10p ordinary Purchase 706 6.0600 GBP
10p ordinary Purchase 842 6.0160 GBP
10p ordinary Purchase 1,049 6.0207 GBP
10p ordinary Purchase 2,088 6.0391 GBP
10p ordinary Purchase 2,095 6.0267 GBP
10p ordinary Purchase 3,463 6.0425 GBP
10p ordinary Purchase 3,759 6.0339 GBP
10p ordinary Purchase 4,296 6.0156 GBP
10p ordinary Purchase 4,699 6.0287 GBP
10p ordinary Purchase 5,522 181.5354 CZK
10p ordinary Purchase 5,786 6.0426 GBP
10p ordinary Purchase 6,752 6.0444 GBP
10p ordinary Purchase 15,219 6.0404 GBP
10p ordinary Purchase 20,122 6.0564 GBP
10p ordinary Purchase 118,115 6.0400 GBP
10p ordinary Purchase 124,700 6.0100 GBP
10p ordinary Purchase 161,449 6.0220 GBP
10p ordinary Purchase 556,350 6.0580 GBP
10p ordinary Sale 1 6.0380 GBP
10p ordinary Sale 39 6.0620 GBP
10p ordinary Sale 152 6.0550 GBP
10p ordinary Sale 247 6.0185 GBP
10p ordinary Sale 492 6.0218 GBP
10p ordinary Sale 537 6.0180 GBP
10p ordinary Sale 632 6.0440 GBP
10p ordinary Sale 1,182 6.0259 GBP
10p ordinary Sale 1,317 6.0220 GBP
10p ordinary Sale 1,518 6.0526 GBP
10p ordinary Sale 2,858 6.0473 GBP
10p ordinary Sale 4,067 6.0479 GBP
10p ordinary Sale 4,988 181.8544 CZK
10p ordinary Sale 5,087 6.0539 GBP
10p ordinary Sale 10,143 6.0600 GBP
10p ordinary Sale 17,051 6.0583 GBP
10p ordinary Sale 40,836 6.0270 GBP
10p ordinary Sale 46,691 6.0580 GBP
10p ordinary Sale 51,045 6.0256 GBP
10p ordinary Sale 135,243 6.0520 GBP
10p ordinary Sale 294,400 6.0228 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 6 6.0466 GBP
10p ordinary SWAP Long 152 6.0550 GBP
10p ordinary SWAP Long 247 6.0185 GBP
10p ordinary SWAP Long 492 6.0218 GBP
10p ordinary SWAP Long 1,853 6.0208 GBP
10p ordinary CFD Long 1,987 181.7108 CZK
10p ordinary SWAP Long 2,858 6.0473 GBP
10p ordinary CFD Long 3,001 181.7300 CZK
10p ordinary CFD Long 4,656 6.0469 GBP
10p ordinary CFD Long 7,122 6.0151 GBP
10p ordinary SWAP Long 24,515 6.0592 GBP
10p ordinary SWAP Long 44,815 6.0578 GBP
10p ordinary SWAP Long 51,045 6.0256 GBP
10p ordinary SWAP Long 65,904 6.0490 GBP
10p ordinary CFD Long 239,000 180.3500 CZK
10p ordinary SWAP Short 141 6.0362 GBP
10p ordinary CFD Short 825 180.3878 CZK
10p ordinary SWAP Short 1,043 6.0227 GBP
10p ordinary SWAP Short 1,049 6.0212 GBP
10p ordinary SWAP Short 1,338 6.0524 GBP
10p ordinary CFD Short 2,902 6.0205 GBP
10p ordinary SWAP Short 4,296 6.0156 GBP
10p ordinary SWAP Short 4,546 6.0459 GBP
10p ordinary CFD Short 4,697 181.8884 CZK
10p ordinary SWAP Short 19,301 6.0476 GBP
10p ordinary CFD Short 23,968 6.0579 GBP
10p ordinary SWAP Short 35,732 6.0580 GBP
10p ordinary SWAP Short 72,049 6.0303 GBP
10p ordinary CFD Short 239,000 5.9706 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 2 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52544235&newsitemid=20211202005756&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=f007786f4f84e9ec12286f0e3096dcdc)
.
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