REG-BARCLAYS PLC Form 8.3 - Avast plc - Amendment
06/12/2021 13:20
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Form 8.3 - Avast plc - Amendment
FORM 8.3 - Amendment to Sale and Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 December 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 21,811,022 2.11% 11,951,243 1.15%
(2) Cash-settled derivatives:
427,945 0.04% 12,017,085 1.16%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 22,238,967 2.15% 23,968,328 2.31%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 474 6.0140 GBP
10p ordinary Purchase 491 6.0298 GBP
10p ordinary Purchase 523 6.0320 GBP
10p ordinary Purchase 697 6.0240 GBP
10p ordinary Purchase 749 6.0300 GBP
10p ordinary Purchase 791 6.0160 GBP
10p ordinary Purchase 807 6.0231 GBP
10p ordinary Purchase 903 6.0243 GBP
10p ordinary Purchase 942 6.0274 GBP
10p ordinary Purchase 968 6.0180 GBP
10p ordinary Purchase 988 6.0280 GBP
10p ordinary Purchase 1,214 6.0250 GBP
10p ordinary Purchase 1,406 6.0260 GBP
10p ordinary Purchase 1,643 6.0186 GBP
10p ordinary Purchase 1,886 6.0248 GBP
10p ordinary Purchase 4,117 6.0161 GBP
10p ordinary Purchase 5,293 179.5001 CZK
10p ordinary Purchase 8,933 6.0228 GBP
10p ordinary Purchase 9,128 6.0287 GBP
10p ordinary Purchase 11,208 6.0220 GBP
10p ordinary Purchase 14,240 6.0168 GBP
10p ordinary Purchase 41,023 6.0249 GBP
10p ordinary Purchase 63,216 6.0230 GBP
10p ordinary Purchase 13,924,636 6.0200 GBP
10p ordinary Sale 12 6.0156 GBP
10p ordinary Sale 387 6.0284 GBP
10p ordinary Sale 474 6.0140 GBP
10p ordinary Sale 489 6.0180 GBP
10p ordinary Sale 498 6.0260 GBP
10p ordinary Sale 518 6.0267 GBP
10p ordinary Sale 524 6.0280 GBP
10p ordinary Sale 923 6.0358 GBP
10p ordinary Sale 1,006 6.0220 GBP
10p ordinary Sale 1,379 6.0230 GBP
10p ordinary Sale 1,501 6.0236 GBP
10p ordinary Sale 1,831 180.1549 CZK
10p ordinary Sale 2,068 6.0216 GBP
10p ordinary Sale 3,184 6.0264 GBP
10p ordinary Sale 6,946 6.0270 GBP
10p ordinary Sale 7,083 6.0245 GBP
10p ordinary Sale 13,855 6.0199 GBP
10p ordinary Sale 18,537 6.0250 GBP
10p ordinary Sale 28,099 6.0203 GBP
10p ordinary Sale 30,868 6.0201 GBP
10p ordinary Sale 30,956 6.0188 GBP
10p ordinary Sale 193,054 6.0163 GBP
10p ordinary Sale 203,363 6.0208 GBP
10p ordinary Sale 8,901,084 6.0200 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 2 6.0250 GBP
10p ordinary SWAP Long 923 6.0358 GBP
10p ordinary SWAP Long 1,010 6.0231 GBP
10p ordinary CFD Long 1,831 180.0288 CZK
10p ordinary CFD Long 5,159 6.0211 GBP
10p ordinary SWAP Long 6,946 6.0270 GBP
10p ordinary CFD Long 9,658 6.0272 GBP
10p ordinary CFD Long 16,764 6.0241 GBP
10p ordinary SWAP Long 48,277 6.0216 GBP
10p ordinary SWAP Long 64,698 6.0197 GBP
10p ordinary SWAP Long 119,174 6.0200 GBP
10p ordinary SWAP Long 193,054 6.0163 GBP
10p ordinary CFD Short 134 179.5372 CZK
10p ordinary SWAP Short 791 6.0160 GBP
10p ordinary SWAP Short 898 6.0236 GBP
10p ordinary SWAP Short 1,108 6.0284 GBP
10p ordinary SWAP Short 1,120 6.0244 GBP
10p ordinary CFD Short 1,831 6.0264 GBP
10p ordinary CFD Short 3,138 6.0248 GBP
10p ordinary CFD Short 5,159 179.6283 CZK
10p ordinary SWAP Short 7,695 6.0301 GBP
10p ordinary SWAP Short 7,827 6.0200 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 6 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
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