REG-BARCLAYS PLC FORM 8.3 - AVAST PLC - AMENDMENT
04/01/2022 14:55
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FORM 8.3 - AVAST PLC - AMENDMENT
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 30 December 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,415,695 2.64% 11,831,626 1.14%
(2) Cash-settled derivatives:
232,435 0.02% 13,372,118 1.29%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,648,130 2.67% 25,203,744 2.43%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 387 6.1080 GBP
10p ordinary Purchase 452 6.1200 GBP
10p ordinary Purchase 489 6.1020 GBP
10p ordinary Purchase 563 6.1120 GBP
10p ordinary Purchase 656 6.0880 GBP
10p ordinary Purchase 1,107 6.1106 GBP
10p ordinary Purchase 1,218 6.0872 GBP
10p ordinary Purchase 1,299 6.1140 GBP
10p ordinary Purchase 1,520 6.1091 GBP
10p ordinary Purchase 1,680 6.1025 GBP
10p ordinary Purchase 1,889 6.1160 GBP
10p ordinary Purchase 1,930 6.1047 GBP
10p ordinary Purchase 2,035 6.1052 GBP
10p ordinary Purchase 2,080 6.1075 GBP
10p ordinary Purchase 3,298 6.1068 GBP
10p ordinary Purchase 3,547 6.1039 GBP
10p ordinary Purchase 3,847 6.0876 GBP
10p ordinary Purchase 3,902 6.1100 GBP
10p ordinary Purchase 4,998 6.1060 GBP
10p ordinary Purchase 5,050 181.2736 CZK
10p ordinary Purchase 5,598 6.1101 GBP
10p ordinary Purchase 6,044 6.1043 GBP
10p ordinary Purchase 7,575 6.1008 GBP
10p ordinary Purchase 9,046 6.0943 GBP
10p ordinary Purchase 11,027 6.1018 GBP
10p ordinary Purchase 11,432 6.1027 GBP
10p ordinary Purchase 32,544 6.0904 GBP
10p ordinary Purchase 65,011 6.1041 GBP
10p ordinary Purchase 93,648 6.0960 GBP
10p ordinary Purchase 620,043 6.1022 GBP
10p ordinary Sale 181 6.1080 GBP
10p ordinary Sale 318 6.1000 GBP
10p ordinary Sale 563 6.1120 GBP
10p ordinary Sale 698 6.1072 GBP
10p ordinary Sale 1,000 6.1034 GBP
10p ordinary Sale 1,093 6.1054 GBP
10p ordinary Sale 1,214 6.1014 GBP
10p ordinary Sale 1,469 6.1070 GBP
10p ordinary Sale 1,657 6.1040 GBP
10p ordinary Sale 2,051 6.1140 GBP
10p ordinary Sale 2,432 6.1160 GBP
10p ordinary Sale 2,766 6.1108 GBP
10p ordinary Sale 2,895 6.1100 GBP
10p ordinary Sale 3,699 6.1060 GBP
10p ordinary Sale 3,976 6.1141 GBP
10p ordinary Sale 4,170 6.1152 GBP
10p ordinary Sale 4,749 6.1153 GBP
10p ordinary Sale 5,125 6.1081 GBP
10p ordinary Sale 5,269 6.1107 GBP
10p ordinary Sale 5,794 6.0889 GBP
10p ordinary Sale 7,231 6.1146 GBP
10p ordinary Sale 7,384 6.1050 GBP
10p ordinary Sale 11,867 6.1036 GBP
10p ordinary Sale 17,641 6.1046 GBP
10p ordinary Sale 24,365 6.0880 GBP
10p ordinary Sale 28,164 6.1008 GBP
10p ordinary Sale 42,448 6.1020 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 1,054 6.0966 GBP
10p ordinary SWAP Long 1,596 6.1113 GBP
10p ordinary SWAP Long 2,050 6.1020 GBP
10p ordinary SWAP Long 3,219 6.0971 GBP
10p ordinary CFD Long 5,050 6.1040 GBP
10p ordinary CFD Long 7,495 6.1055 GBP
10p ordinary CFD Long 8,056 6.1054 GBP
10p ordinary SWAP Long 11,867 6.1036 GBP
10p ordinary SWAP Short 1,182 6.1104 GBP
10p ordinary CFD Short 1,705 6.0959 GBP
10p ordinary SWAP Short 1,877 6.1060 GBP
10p ordinary SWAP Short 2,191 6.1057 GBP
10p ordinary CFD Short 5,050 181.4005 CZK
10p ordinary SWAP Short 6,312 6.0880 GBP
10p ordinary SWAP Short 13,766 6.1012 GBP
10p ordinary SWAP Short 14,021 6.1072 GBP
10p ordinary SWAP Short 17,082 6.1017 GBP
10p ordinary SWAP Short 18,089 6.0981 GBP
10p ordinary CFD Short 20,741 6.0885 GBP
10p ordinary SWAP Short 37,362 6.0975 GBP
10p ordinary SWAP Short 615,814 11.1378 USD
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 4 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52557400&newsitemid=20220104005668&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=dea0082c157ef0daf9d96634f22ce731)
.
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