REG-BARCLAYS PLC Form 8.3 - Avast Plc - Amendment
01/02/2022 13:50
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Form 8.3 - Avast Plc - Amendment
FORM 8.3 - Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 26 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 34,068,066 3.28% 12,028,882 1.16%
(2) Cash-settled derivatives:
9,003 0.00% 13,096,102 1.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 34,077,069 3.28% 25,124,984 2.42%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 56 6.0290 GBP
10p ordinary Purchase 191 6.0280 GBP
10p ordinary Purchase 219 6.0190 GBP
10p ordinary Purchase 503 6.0300 GBP
10p ordinary Purchase 523 6.0120 GBP
10p ordinary Purchase 548 6.0420 GBP
10p ordinary Purchase 701 6.0200 GBP
10p ordinary Purchase 731 6.0320 GBP
10p ordinary Purchase 755 6.0364 GBP
10p ordinary Purchase 824 6.0140 GBP
10p ordinary Purchase 964 6.0240 GBP
10p ordinary Purchase 994 6.0231 GBP
10p ordinary Purchase 1,146 6.0303 GBP
10p ordinary Purchase 1,428 6.0142 GBP
10p ordinary Purchase 1,468 6.0205 GBP
10p ordinary Purchase 1,525 6.0400 GBP
10p ordinary Purchase 1,576 6.0269 GBP
10p ordinary Purchase 1,832 6.0440 GBP
10p ordinary Purchase 1,891 6.0207 GBP
10p ordinary Purchase 2,186 6.0237 GBP
10p ordinary Purchase 2,574 6.0144 GBP
10p ordinary Purchase 2,671 6.0392 GBP
10p ordinary Purchase 2,836 6.0147 GBP
10p ordinary Purchase 6,400 176.8445 CZK
10p ordinary Purchase 8,867 6.0385 GBP
10p ordinary Purchase 8,939 6.0218 GBP
10p ordinary Purchase 9,920 6.0214 GBP
10p ordinary Purchase 11,497 6.0176 GBP
10p ordinary Purchase 13,324 6.0245 GBP
10p ordinary Purchase 14,832 6.0345 GBP
10p ordinary Purchase 20,888 6.0180 GBP
10p ordinary Purchase 27,554 6.0350 GBP
10p ordinary Purchase 43,523 6.0220 GBP
10p ordinary Sale 333 6.0361 GBP
10p ordinary Sale 381 6.0242 GBP
10p ordinary Sale 458 6.0240 GBP
10p ordinary Sale 481 6.0320 GBP
10p ordinary Sale 496 6.0400 GBP
10p ordinary Sale 503 6.0300 GBP
10p ordinary Sale 523 6.0120 GBP
10p ordinary Sale 548 6.0420 GBP
10p ordinary Sale 756 6.0280 GBP
10p ordinary Sale 928 6.0123 GBP
10p ordinary Sale 1,038 6.0304 GBP
10p ordinary Sale 1,146 6.0310 GBP
10p ordinary Sale 3,525 6.0233 GBP
10p ordinary Sale 4,613 6.0239 GBP
10p ordinary Sale 5,519 6.0251 GBP
10p ordinary Sale 6,201 6.0260 GBP
10p ordinary Sale 6,356 6.0203 GBP
10p ordinary Sale 19,685 6.0258 GBP
10p ordinary Sale 22,800 6.0191 GBP
10p ordinary Sale 35,540 6.0399 GBP
10p ordinary Sale 100,095 6.0213 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 827 6.0251 GBP
10p ordinary SWAP Long 955 6.0268 GBP
10p ordinary SWAP Long 1,175 6.0304 GBP
10p ordinary CFD Long 6,370 6.0369 GBP
10p ordinary CFD Long 6,698 6.0191 GBP
10p ordinary SWAP Long 12,901 6.0180 GBP
10p ordinary CFD Long 16,445 6.0181 GBP
10p ordinary SWAP Long 66,083 6.0186 GBP
10p ordinary SWAP Short 94 6.0279 GBP
10p ordinary SWAP Short 824 6.0140 GBP
10p ordinary SWAP Short 2,595 6.0244 GBP
10p ordinary SWAP Short 2,855 6.0212 GBP
10p ordinary SWAP Short 5,583 6.0294 GBP
10p ordinary CFD Short 6,400 176.9683 CZK
10p ordinary SWAP Short 6,499 6.0264 GBP
10p ordinary CFD Short 6,698 6.0436 GBP
10p ordinary CFD Short 8,753 6.0179 GBP
10p ordinary SWAP Short 9,920 6.0214 GBP
10p ordinary SWAP Short 11,421 6.0246 GBP
10p ordinary SWAP Short 15,700 6.0222 GBP
10p ordinary SWAP Short 47,323 6.0275 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52571994&newsitemid=20220201005789&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=d4c21a8d6a4b52e4678071ceaf6fe6bf)
.
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