REG-BARCLAYS PLC Form 8.3 - AVAST PLC - Amendment
01/02/2022 14:40
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Form 8.3 - AVAST PLC - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 34,273,474 3.30% 11,876,892 1.14%
(2) Cash-settled derivatives:
2,381 0.00% 13,091,373 1.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 34,275,855 3.30% 24,968,265 2.40%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 96 6.0720 GBP
10p ordinary Purchase 253 6.0750 GBP
10p ordinary Purchase 339 6.0820 GBP
10p ordinary Purchase 502 6.0760 GBP
10p ordinary Purchase 535 6.0970 GBP
10p ordinary Purchase 540 6.0790 GBP
10p ordinary Purchase 643 6.0660 GBP
10p ordinary Purchase 792 6.0680 GBP
10p ordinary Purchase 818 6.0600 GBP
10p ordinary Purchase 901 6.0587 GBP
10p ordinary Purchase 971 6.0735 GBP
10p ordinary Purchase 976 6.0780 GBP
10p ordinary Purchase 1,018 6.0882 GBP
10p ordinary Purchase 1,328 6.0700 GBP
10p ordinary Purchase 1,462 6.0819 GBP
10p ordinary Purchase 1,953 6.0622 GBP
10p ordinary Purchase 2,001 6.0799 GBP
10p ordinary Purchase 2,368 6.0757 GBP
10p ordinary Purchase 3,026 6.0740 GBP
10p ordinary Purchase 3,553 6.0671 GBP
10p ordinary Purchase 3,801 6.0667 GBP
10p ordinary Purchase 4,504 6.0791 GBP
10p ordinary Purchase 4,854 6.0763 GBP
10p ordinary Purchase 6,429 6.0569 GBP
10p ordinary Purchase 6,622 6.0842 GBP
10p ordinary Purchase 6,958 177.7010 CZK
10p ordinary Purchase 14,236 6.0727 GBP
10p ordinary Purchase 27,210 6.0867 GBP
10p ordinary Purchase 48,310 6.0642 GBP
10p ordinary Purchase 50,000 6.0753 GBP
10p ordinary Purchase 67,995 6.0880 GBP
10p ordinary Purchase 75,000 6.0838 GBP
10p ordinary Purchase 75,000 6.0777 GBP
10p ordinary Purchase 303,037 6.0785 GBP
10p ordinary Purchase 363,595 6.0920 GBP
10p ordinary Sale 106 6.0560 GBP
10p ordinary Sale 497 6.0600 GBP
10p ordinary Sale 506 6.0780 GBP
10p ordinary Sale 540 6.0790 GBP
10p ordinary Sale 643 6.0660 GBP
10p ordinary Sale 685 6.0700 GBP
10p ordinary Sale 703 6.0729 GBP
10p ordinary Sale 1,781 6.0715 GBP
10p ordinary Sale 2,556 6.0770 GBP
10p ordinary Sale 4,579 6.0664 GBP
10p ordinary Sale 4,768 6.0765 GBP
10p ordinary Sale 5,474 6.0704 GBP
10p ordinary Sale 7,688 6.0760 GBP
10p ordinary Sale 9,313 6.0740 GBP
10p ordinary Sale 12,458 6.0699 GBP
10p ordinary Sale 13,658 6.0772 GBP
10p ordinary Sale 13,793 6.0768 GBP
10p ordinary Sale 16,671 6.0298 GBP
10p ordinary Sale 17,175 6.0820 GBP
10p ordinary Sale 17,783 6.0663 GBP
10p ordinary Sale 21,735 6.0923 GBP
10p ordinary Sale 45,765 6.0920 GBP
10p ordinary Sale 72,539 6.0872 GBP
10p ordinary Sale 79,411 6.0283 GBP
10p ordinary Sale 120,152 6.0818 GBP
10p ordinary Sale 153,616 6.0750 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 643 6.0660 GBP
10p ordinary SWAP Long 953 6.0718 GBP
10p ordinary CFD Long 1,645 6.0751 GBP
10p ordinary CFD Long 6,958 6.0722 GBP
10p ordinary SWAP Long 11,438 6.0835 GBP
10p ordinary SWAP Long 40,284 6.0768 GBP
10p ordinary CFD Long 44,941 6.0919 GBP
10p ordinary SWAP Long 56,270 6.0729 GBP
10p ordinary SWAP Long 56,732 6.0742 GBP
10p ordinary CFD Long 140,000 177.2000 CZK
10p ordinary SWAP Short 66 5.9760 GBP
10p ordinary SWAP Short 321 6.0600 GBP
10p ordinary SWAP Short 1,475 6.0737 GBP
10p ordinary CFD Short 2,878 6.0928 GBP
10p ordinary SWAP Short 6,387 6.0736 GBP
10p ordinary SWAP Short 6,622 6.0842 GBP
10p ordinary SWAP Short 6,895 6.0745 GBP
10p ordinary CFD Short 6,958 177.8254 CZK
10p ordinary CFD Short 12,526 6.0798 GBP
10p ordinary SWAP Short 15,123 6.0690 GBP
10p ordinary CFD Short 46,994 6.0920 GBP
10p ordinary CFD Short 140,000 6.0376 GBP
10p ordinary SWAP Short 303,037 6.0785 GBP
10p ordinary SWAP Short 331,101 6.0920 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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