REG-BARCLAYS PLC Form 8.3 - AVAST PLC - Amendment
03/02/2022 17:15
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Form 8.3 - AVAST PLC - Amendment
FORM 8.3 - Amendment to Sale
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 01 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 42,693,685 4.11% 11,974,496 1.15%
(2) Cash-settled derivatives:
57,092 0.01% 19,594,700 1.89%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 42,750,777 4.12% 31,569,196 3.04%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 457 6.1140 GBP
10p ordinary Purchase 510 6.1100 GBP
10p ordinary Purchase 624 6.1020 GBP
10p ordinary Purchase 972 6.1040 GBP
10p ordinary Purchase 1,116 6.1060 GBP
10p ordinary Purchase 1,330 6.1000 GBP
10p ordinary Purchase 1,525 6.1004 GBP
10p ordinary Purchase 2,037 6.1087 GBP
10p ordinary Purchase 2,500 5.9940 GBP
10p ordinary Purchase 3,307 6.1093 GBP
10p ordinary Purchase 3,378 6.1076 GBP
10p ordinary Purchase 5,860 6.1008 GBP
10p ordinary Purchase 6,834 6.1042 GBP
10p ordinary Purchase 7,850 6.1054 GBP
10p ordinary Purchase 8,095 6.1002 GBP
10p ordinary Purchase 8,305 6.1016 GBP
10p ordinary Purchase 9,453 6.1161 GBP
10p ordinary Purchase 10,597 6.0921 GBP
10p ordinary Purchase 14,182 6.1022 GBP
10p ordinary Purchase 14,929 6.1010 GBP
10p ordinary Purchase 21,998 6.1080 GBP
10p ordinary Purchase 50,730 177.2834 CZK
10p ordinary Purchase 96,181 6.1063 GBP
10p ordinary Purchase 100,917 6.0979 GBP
10p ordinary Purchase 8,900,000 5.9780 GBP
10p ordinary Sale 176 6.1060 GBP
10p ordinary Sale 510 6.1100 GBP
10p ordinary Sale 519 6.1300 GBP
10p ordinary Sale 1,081 6.1007 GBP
10p ordinary Sale 1,246 6.1088 GBP
10p ordinary Sale 2,144 6.1496 GBP
10p ordinary Sale 2,270 6.1040 GBP
10p ordinary Sale 2,500 5.9940 GBP
10p ordinary Sale 2,772 177.7626 CZK
10p ordinary Sale 3,835 6.1061 GBP
10p ordinary Sale 4,451 6.1151 GBP
10p ordinary Sale 5,555 6.1109 GBP
10p ordinary Sale 5,891 6.1020 GBP
10p ordinary Sale 6,741 6.1000 GBP
10p ordinary Sale 9,563 6.1014 GBP
10p ordinary Sale 11,592 6.0534 GBP
10p ordinary Sale 17,876 6.1080 GBP
10p ordinary Sale 27,149 6.1044 GBP
10p ordinary Sale 41,842 6.1009 GBP
10p ordinary Sale 121,875 6.1042 GBP
10p ordinary Sale 541,712 6.1018 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 1,006 6.1100 GBP
10p ordinary CFD Long 1,613 6.1079 GBP
10p ordinary CFD Long 2,772 177.6381 CZK
10p ordinary SWAP Long 15,431 6.1080 GBP
10p ordinary CFD Long 20,173 6.1002 GBP
10p ordinary SWAP Long 25,598 6.1015 GBP
10p ordinary SWAP Long 27,149 6.1044 GBP
10p ordinary CFD Long 50,710 6.1006 GBP
10p ordinary SWAP Long 62,765 6.1031 GBP
10p ordinary SWAP Short 940 6.1060 GBP
10p ordinary CFD Short 1,734 6.1168 GBP
10p ordinary CFD Short 2,564 6.1084 GBP
10p ordinary CFD Short 2,643 6.1083 GBP
10p ordinary CFD Short 2,752 6.0319 GBP
10p ordinary SWAP Short 6,285 6.1080 GBP
10p ordinary SWAP Short 6,715 6.1083 GBP
10p ordinary CFD Short 7,019 6.1079 GBP
10p ordinary SWAP Short 28,881 6.1052 GBP
10p ordinary SWAP Short 32,674 6.1038 GBP
10p ordinary SWAP Short 44,381 6.1039 GBP
10p ordinary CFD Short 50,730 177.4075 CZK
10p ordinary SWAP Short 73,099 6.1042 GBP
10p ordinary SWAP Short 73,175 6.1044 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52573941&newsitemid=20220203005784&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=4c4160bb6644e85203d73bf4b9bb3b8c)
.
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