REG-BARCLAYS PLC Form 8.3 - Avast plc - Amendment
14/02/2022 14:30
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Form 8.3 - Avast plc - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 10 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 35,741,405 3.44% 846,149 0.08%
(2) Cash-settled derivatives:
445,337 0.04% 21,828,635 2.10%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 36,186,742 3.48% 22,674,784 2.18%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 6 180.6500 CZK
10p ordinary Purchase 25 6.2936 GBP
10p ordinary Purchase 308 6.2818 GBP
10p ordinary Purchase 521 6.3038 GBP
10p ordinary Purchase 667 6.2760 GBP
10p ordinary Purchase 725 6.2493 GBP
10p ordinary Purchase 725 6.2500 GBP
10p ordinary Purchase 904 6.3120 GBP
10p ordinary Purchase 955 6.2769 GBP
10p ordinary Purchase 976 6.2649 GBP
10p ordinary Purchase 1,377 6.2826 GBP
10p ordinary Purchase 1,525 6.3080 GBP
10p ordinary Purchase 1,558 6.2773 GBP
10p ordinary Purchase 1,703 6.3000 GBP
10p ordinary Purchase 1,825 6.3100 GBP
10p ordinary Purchase 2,315 6.2840 GBP
10p ordinary Purchase 2,371 6.3040 GBP
10p ordinary Purchase 2,626 6.2780 GBP
10p ordinary Purchase 2,836 6.2837 GBP
10p ordinary Purchase 2,967 6.2820 GBP
10p ordinary Purchase 2,978 6.2847 GBP
10p ordinary Purchase 3,000 6.2805 GBP
10p ordinary Purchase 3,129 6.2546 GBP
10p ordinary Purchase 3,496 6.2596 GBP
10p ordinary Purchase 3,562 6.2638 GBP
10p ordinary Purchase 3,878 6.2909 GBP
10p ordinary Purchase 4,456 6.2887 GBP
10p ordinary Purchase 4,734 6.2655 GBP
10p ordinary Purchase 5,496 6.2641 GBP
10p ordinary Purchase 6,501 6.2877 GBP
10p ordinary Purchase 7,913 6.2662 GBP
10p ordinary Purchase 10,000 6.2785 GBP
10p ordinary Purchase 10,272 6.2355 GBP
10p ordinary Purchase 10,459 6.2518 GBP
10p ordinary Purchase 13,213 6.2700 GBP
10p ordinary Purchase 15,019 6.2360 GBP
10p ordinary Purchase 24,597 6.2400 GBP
10p ordinary Purchase 49,431 6.2800 GBP
10p ordinary Purchase 50,000 6.2794 GBP
10p ordinary Purchase 50,667 6.2577 GBP
10p ordinary Purchase 60,863 6.2810 GBP
10p ordinary Purchase 172,431 179.9179 CZK
10p ordinary Purchase 232,019 6.2857 GBP
10p ordinary Purchase 270,567 6.2624 GBP
10p ordinary Purchase 500,000 6.2737 GBP
10p ordinary Sale 6 180.6500 CZK
10p ordinary Sale 200 6.2640 GBP
10p ordinary Sale 484 6.3040 GBP
10p ordinary Sale 531 6.3000 GBP
10p ordinary Sale 563 6.2800 GBP
10p ordinary Sale 725 6.2500 GBP
10p ordinary Sale 795 6.2420 GBP
10p ordinary Sale 904 6.3120 GBP
10p ordinary Sale 978 6.2780 GBP
10p ordinary Sale 1,178 6.2805 GBP
10p ordinary Sale 1,180 6.2760 GBP
10p ordinary Sale 1,376 6.2804 GBP
10p ordinary Sale 1,514 6.2778 GBP
10p ordinary Sale 1,525 6.3080 GBP
10p ordinary Sale 1,723 6.2600 GBP
10p ordinary Sale 1,825 6.3100 GBP
10p ordinary Sale 2,622 6.2620 GBP
10p ordinary Sale 2,967 6.2820 GBP
10p ordinary Sale 2,972 6.2626 GBP
10p ordinary Sale 7,237 6.2793 GBP
10p ordinary Sale 8,704 6.2789 GBP
10p ordinary Sale 11,842 6.2534 GBP
10p ordinary Sale 18,172 6.2400 GBP
10p ordinary Sale 20,805 6.2719 GBP
10p ordinary Sale 24,251 6.2690 GBP
10p ordinary Sale 24,644 6.2752 GBP
10p ordinary Sale 27,817 6.2791 GBP
10p ordinary Sale 27,846 6.2748 GBP
10p ordinary Sale 52,681 6.2798 GBP
10p ordinary Sale 300,000 6.2871 GBP
10p ordinary Sale 488,359 6.2741 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 793 6.2572 GBP
10p ordinary CFD Long 2,972 6.2626 GBP
10p ordinary SWAP Long 4,100 6.2400 GBP
10p ordinary SWAP Long 5,269 6.3082 GBP
10p ordinary SWAP Long 11,283 6.2675 GBP
10p ordinary SWAP Long 13,923 6.2617 GBP
10p ordinary CFD Long 14,194 6.2400 GBP
10p ordinary SWAP Long 60,246 6.2774 GBP
10p ordinary CFD Long 62,692 6.2701 GBP
10p ordinary SWAP Long 106,567 6.2847 GBP
10p ordinary CFD Long 147,000 179.8500 CZK
10p ordinary SWAP Long 152,111 6.2767 GBP
10p ordinary CFD Long 172,425 6.2659 GBP
10p ordinary CFD Short 6 180.6500 CZK
10p ordinary SWAP Short 542 6.3003 GBP
10p ordinary SWAP Short 773 6.2653 GBP
10p ordinary SWAP Short 1,435 6.2845 GBP
10p ordinary SWAP Short 1,528 6.2655 GBP
10p ordinary SWAP Short 2,056 6.2903 GBP
10p ordinary SWAP Short 2,130 6.2902 GBP
10p ordinary SWAP Short 2,542 6.2868 GBP
10p ordinary SWAP Short 3,000 6.2805 GBP
10p ordinary SWAP Short 3,291 6.2877 GBP
10p ordinary SWAP Short 5,066 6.2886 GBP
10p ordinary SWAP Short 10,459 6.2518 GBP
10p ordinary SWAP Short 19,516 6.2412 GBP
10p ordinary SWAP Short 24,280 6.2658 GBP
10p ordinary CFD Short 24,597 6.2400 GBP
10p ordinary SWAP Short 27,964 6.2931 GBP
10p ordinary SWAP Short 29,665 6.2914 GBP
10p ordinary CFD Short 50,000 6.2684 GBP
10p ordinary CFD Short 147,000 6.2448 GBP
10p ordinary CFD Short 172,425 180.0438 CZK
10p ordinary SWAP Short 500,000 6.2738 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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