REG-BARCLAYS PLC Form 8.3 - AVAST PLC
22/07/2021 12:55
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 21 July 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,106,294 1.27% 11,896,913 1.15%
(2) Cash-settled derivatives:
370,384 0.04% 9,897,979 0.96%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 13,476,678 1.31% 21,794,892 2.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 22 5.7774 GBP
10p ordinary Purchase 97 5.7917 GBP
10p ordinary Purchase 315 5.8880 GBP
10p ordinary Purchase 346 5.7800 GBP
10p ordinary Purchase 452 5.8720 GBP
10p ordinary Purchase 467 5.8119 GBP
10p ordinary Purchase 480 5.8640 GBP
10p ordinary Purchase 486 5.8820 GBP
10p ordinary Purchase 493 5.8800 GBP
10p ordinary Purchase 557 5.8100 GBP
10p ordinary Purchase 590 5.8860 GBP
10p ordinary Purchase 610 5.8780 GBP
10p ordinary Purchase 673 5.8432 GBP
10p ordinary Purchase 695 5.8650 GBP
10p ordinary Purchase 737 5.8300 GBP
10p ordinary Purchase 746 5.7780 GBP
10p ordinary Purchase 768 5.8282 GBP
10p ordinary Purchase 776 5.8889 GBP
10p ordinary Purchase 844 5.8460 GBP
10p ordinary Purchase 871 5.8600 GBP
10p ordinary Purchase 914 5.8163 GBP
10p ordinary Purchase 1,046 5.8048 GBP
10p ordinary Purchase 1,468 5.8120 GBP
10p ordinary Purchase 1,489 5.7760 GBP
10p ordinary Purchase 1,556 5.8125 GBP
10p ordinary Purchase 1,707 5.8399 GBP
10p ordinary Purchase 2,102 5.7929 GBP
10p ordinary Purchase 2,142 5.8273 GBP
10p ordinary Purchase 2,284 5.8660 GBP
10p ordinary Purchase 2,666 5.8666 GBP
10p ordinary Purchase 3,513 5.7754 GBP
10p ordinary Purchase 3,974 5.8497 GBP
10p ordinary Purchase 4,439 5.7916 GBP
10p ordinary Purchase 4,822 5.7767 GBP
10p ordinary Purchase 5,250 5.7914 GBP
10p ordinary Purchase 5,300 5.8189 GBP
10p ordinary Purchase 5,344 5.7772 GBP
10p ordinary Purchase 5,610 5.7920 GBP
10p ordinary Purchase 8,199 5.8162 GBP
10p ordinary Purchase 8,657 5.8035 GBP
10p ordinary Purchase 8,705 5.7784 GBP
10p ordinary Purchase 12,882 5.8059 GBP
10p ordinary Purchase 15,170 5.7915 GBP
10p ordinary Purchase 16,945 5.8140 GBP
10p ordinary Purchase 20,944 5.8112 GBP
10p ordinary Purchase 22,826 5.8160 GBP
10p ordinary Purchase 24,300 5.7999 GBP
10p ordinary Purchase 24,924 5.7771 GBP
10p ordinary Purchase 30,398 5.7822 GBP
10p ordinary Purchase 31,512 5.7918 GBP
10p ordinary Purchase 37,008 5.8463 GBP
10p ordinary Purchase 37,331 5.7763 GBP
10p ordinary Purchase 38,639 5.8128 GBP
10p ordinary Purchase 40,500 5.7960 GBP
10p ordinary Purchase 85,000 5.7778 GBP
10p ordinary Purchase 85,735 5.8256 GBP
10p ordinary Purchase 98,954 5.8308 GBP
10p ordinary Purchase 176,896 5.8310 GBP
10p ordinary Purchase 186,966 5.7990 GBP
10p ordinary Purchase 193,477 171.5487 CZK
10p ordinary Sale 45 5.7660 GBP
10p ordinary Sale 256 5.8000 GBP
10p ordinary Sale 315 5.8880 GBP
10p ordinary Sale 452 5.8720 GBP
10p ordinary Sale 474 5.8780 GBP
10p ordinary Sale 480 5.8640 GBP
10p ordinary Sale 486 5.8820 GBP
10p ordinary Sale 493 5.8800 GBP
10p ordinary Sale 590 5.8860 GBP
10p ordinary Sale 725 5.8121 GBP
10p ordinary Sale 737 5.8300 GBP
10p ordinary Sale 746 5.7780 GBP
10p ordinary Sale 746 5.7765 GBP
10p ordinary Sale 770 5.7806 GBP
10p ordinary Sale 871 5.8600 GBP
10p ordinary Sale 1,095 5.8016 GBP
10p ordinary Sale 1,468 5.8120 GBP
10p ordinary Sale 1,489 5.7760 GBP
10p ordinary Sale 1,624 5.7996 GBP
10p ordinary Sale 1,775 5.7909 GBP
10p ordinary Sale 2,284 5.8660 GBP
10p ordinary Sale 2,500 5.8500 GBP
10p ordinary Sale 4,000 5.7900 GBP
10p ordinary Sale 4,968 5.7903 GBP
10p ordinary Sale 9,596 173.3411 CZK
10p ordinary Sale 11,893 5.7824 GBP
10p ordinary Sale 14,762 5.7750 GBP
10p ordinary Sale 15,858 5.7991 GBP
10p ordinary Sale 16,753 5.8137 GBP
10p ordinary Sale 21,920 5.7955 GBP
10p ordinary Sale 22,604 5.7957 GBP
10p ordinary Sale 38,869 5.7961 GBP
10p ordinary Sale 64,824 5.8140 GBP
10p ordinary Sale 102,000 5.7775 GBP
10p ordinary Sale 165,000 5.8393 GBP
10p ordinary Sale 211,437 5.8020 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 527 5.7751 GBP
10p ordinary CFD Long 950 172.8176 CZK
10p ordinary SWAP Long 1,601 5.7754 GBP
10p ordinary SWAP Long 1,624 5.7996 GBP
10p ordinary SWAP Long 1,732 5.7783 GBP
10p ordinary SWAP Long 1,775 5.7909 GBP
10p ordinary SWAP Long 3,779 5.8748 GBP
10p ordinary SWAP Long 4,000 5.7900 GBP
10p ordinary CFD Long 5,345 5.8135 GBP
10p ordinary CFD Long 8,646 173.2627 CZK
10p ordinary SWAP Long 11,893 5.7824 GBP
10p ordinary SWAP Long 14,762 5.7750 GBP
10p ordinary CFD Long 23,043 5.7911 GBP
10p ordinary SWAP Long 41,198 5.8134 GBP
10p ordinary SWAP Long 45,949 5.7920 GBP
10p ordinary CFD Long 64,824 5.8140 GBP
10p ordinary CFD Long 193,421 5.7997 GBP
10p ordinary CFD Long 475,000 172.7000 CZK
10p ordinary SWAP Short 4 5.8150 GBP
10p ordinary SWAP Short 412 5.8262 GBP
10p ordinary CFD Short 527 5.7751 GBP
10p ordinary SWAP Short 914 5.8163 GBP
10p ordinary SWAP Short 1,030 5.7920 GBP
10p ordinary SWAP Short 1,046 5.8048 GBP
10p ordinary CFD Short 2,001 5.8504 GBP
10p ordinary SWAP Short 2,969 5.7989 GBP
10p ordinary SWAP Short 5,300 5.8189 GBP
10p ordinary SWAP Short 7,702 5.7975 GBP
10p ordinary SWAP Short 7,966 5.8139 GBP
10p ordinary SWAP Short 8,199 5.8161 GBP
10p ordinary CFD Short 8,590 5.8300 GBP
10p ordinary SWAP Short 8,657 5.8035 GBP
10p ordinary CFD Short 14,390 5.8140 GBP
10p ordinary SWAP Short 19,047 5.8128 GBP
10p ordinary SWAP Short 20,944 5.8112 GBP
10p ordinary SWAP Short 22,826 5.8160 GBP
10p ordinary SWAP Short 24,300 5.7999 GBP
10p ordinary SWAP Short 30,398 5.7822 GBP
10p ordinary SWAP Short 40,500 5.7960 GBP
10p ordinary SWAP Short 40,632 5.8212 GBP
10p ordinary SWAP Short 66,746 5.7910 GBP
10p ordinary SWAP Short 85,000 5.7778 GBP
10p ordinary SWAP Short 98,954 5.8308 GBP
10p ordinary SWAP Short 121,152 5.7899 GBP
10p ordinary CFD Short 193,477 171.6688 CZK
10p ordinary CFD Short 475,000 5.8183 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 22 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52464483&newsitemid=20210722005560&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=ad3863ef09a7f6806ea8f4af3535ace6)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 231,733 4.9967 European 13 Aug 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52464483&newsitemid=20210722005560&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=d47efcb7a737db1c3409ca1deeddebcd)
.
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