REG-BARCLAYS PLC Form 8.3 - AVAST PLC
23/07/2021 12:45
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form AVAST PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 22 JULY 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES: NORTONLIFELOCK INC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,509,666 1.31% 12,342,172 1.20%
(2) Cash-settled derivatives:
735,367 0.07% 10,206,613 0.99%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 14,245,033 1.38% 22,548,785 2.19%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 435 5.8020 GBP
10p ordinary Purchase 443 5.7980 GBP
10p ordinary Purchase 458 5.7920 GBP
10p ordinary Purchase 472 5.7840 GBP
10p ordinary Purchase 497 5.7910 GBP
10p ordinary Purchase 808 5.7932 GBP
10p ordinary Purchase 921 5.7940 GBP
10p ordinary Purchase 968 5.7860 GBP
10p ordinary Purchase 1,129 5.8024 GBP
10p ordinary Purchase 4,474 5.7995 GBP
10p ordinary Purchase 4,898 5.7964 GBP
10p ordinary Purchase 5,491 5.7951 GBP
10p ordinary Purchase 6,879 5.7921 GBP
10p ordinary Purchase 8,146 5.7990 GBP
10p ordinary Purchase 11,088 5.7949 GBP
10p ordinary Purchase 12,605 5.7927 GBP
10p ordinary Purchase 34,119 5.8000 GBP
10p ordinary Purchase 35,059 5.7997 GBP
10p ordinary Purchase 38,940 5.7956 GBP
10p ordinary Purchase 50,730 5.7962 GBP
10p ordinary Purchase 125,501 172.1923 CZK
10p ordinary Purchase 240,668 5.7968 GBP
10p ordinary Sale 10 5.7997 GBP
10p ordinary Sale 443 5.7980 GBP
10p ordinary Sale 472 5.7840 GBP
10p ordinary Sale 474 5.7820 GBP
10p ordinary Sale 901 5.7996 GBP
10p ordinary Sale 921 5.7940 GBP
10p ordinary Sale 967 5.7899 GBP
10p ordinary Sale 968 5.7860 GBP
10p ordinary Sale 2,082 5.7893 GBP
10p ordinary Sale 2,412 5.7933 GBP
10p ordinary Sale 2,445 5.7924 GBP
10p ordinary Sale 3,000 5.8118 GBP
10p ordinary Sale 4,311 5.7954 GBP
10p ordinary Sale 5,355 173.1746 CZK
10p ordinary Sale 5,646 5.7945 GBP
10p ordinary Sale 6,066 5.7959 GBP
10p ordinary Sale 6,187 5.8000 GBP
10p ordinary Sale 8,259 5.7956 GBP
10p ordinary Sale 11,338 5.7998 GBP
10p ordinary Sale 12,358 5.7964 GBP
10p ordinary Sale 15,624 5.7926 GBP
10p ordinary Sale 16,779 5.7995 GBP
10p ordinary Sale 20,321 5.7817 GBP
10p ordinary Sale 20,485 5.7698 GBP
10p ordinary Sale 21,484 5.7694 GBP
10p ordinary Sale 80,761 5.7934 GBP
10p ordinary Sale 85,623 5.7960 GBP
10p ordinary Sale 87,690 5.7992 GBP
10p ordinary Sale 90,148 5.7920 GBP
10p ordinary Sale 113,086 5.7949 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 289 5.7995 GBP
10p ordinary SWAP Long 458 5.7920 GBP
10p ordinary SWAP Long 1,396 5.8129 GBP
10p ordinary CFD Long 1,985 5.7814 GBP
10p ordinary CFD Long 2,000 173.5284 CZK
10p ordinary CFD Long 2,528 5.7963 GBP
10p ordinary SWAP Long 3,000 5.8118 GBP
10p ordinary CFD Long 3,355 172.7589 CZK
10p ordinary SWAP Long 5,342 5.8000 GBP
10p ordinary SWAP Long 6,309 5.7800 GBP
10p ordinary SWAP Long 20,485 5.7698 GBP
10p ordinary SWAP Long 21,484 5.7694 GBP
10p ordinary SWAP Long 26,600 5.7860 GBP
10p ordinary SWAP Long 67,306 5.7962 GBP
10p ordinary SWAP Long 70,063 5.7934 GBP
10p ordinary SWAP Long 85,603 5.7960 GBP
10p ordinary SWAP Long 113,086 5.7949 GBP
10p ordinary CFD Long 116,837 5.7924 GBP
10p ordinary SWAP Short 1,883 5.7883 GBP
10p ordinary CFD Short 1,999 5.7984 GBP
10p ordinary CFD Short 2,528 5.7963 GBP
10p ordinary CFD Short 2,910 5.7516 GBP
10p ordinary SWAP Short 3,463 5.8000 GBP
10p ordinary SWAP Short 4,474 5.7995 GBP
10p ordinary SWAP Short 4,683 5.7983 GBP
10p ordinary SWAP Short 4,898 5.7964 GBP
10p ordinary SWAP Short 5,338 5.8002 GBP
10p ordinary SWAP Short 7,687 5.7951 GBP
10p ordinary CFD Short 8,593 170.7055 CZK
10p ordinary CFD Short 21,142 5.8000 GBP
10p ordinary SWAP Short 64,414 5.7948 GBP
10p ordinary SWAP Short 102,423 5.7986 GBP
10p ordinary CFD Short 116,908 172.4317 CZK
10p ordinary SWAP Short 138,434 5.7962 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 23 JULY 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the AVAST PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 231,733 4.9967 European 13 Aug 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
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