REG-BARCLAYS PLC Form 8.3 - AVAST PLC
03/08/2021 13:45
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 August 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 13,405,495 1.30% 11,132,747 1.08%
(2) Cash-settled derivatives:
590,340 0.06% 11,153,185 1.08%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 13,995,835 1.36% 22,285,932 2.16%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 186 5.7939 GBP
10p ordinary Purchase 251 5.8300 GBP
10p ordinary Purchase 257 5.8020 GBP
10p ordinary Purchase 310 5.8255 GBP
10p ordinary Purchase 366 5.8320 GBP
10p ordinary Purchase 379 5.8180 GBP
10p ordinary Purchase 426 5.8681 GBP
10p ordinary Purchase 594 5.8768 GBP
10p ordinary Purchase 671 5.8225 GBP
10p ordinary Purchase 786 5.8230 GBP
10p ordinary Purchase 1,144 5.8807 GBP
10p ordinary Purchase 1,154 5.8319 GBP
10p ordinary Purchase 1,220 5.8728 GBP
10p ordinary Purchase 1,307 5.8660 GBP
10p ordinary Purchase 1,335 5.8467 GBP
10p ordinary Purchase 1,389 5.8412 GBP
10p ordinary Purchase 2,243 5.8519 GBP
10p ordinary Purchase 2,484 5.8620 GBP
10p ordinary Purchase 3,856 5.8786 GBP
10p ordinary Purchase 4,461 5.8645 GBP
10p ordinary Purchase 5,730 5.8557 GBP
10p ordinary Purchase 8,295 5.8324 GBP
10p ordinary Purchase 10,408 5.8341 GBP
10p ordinary Purchase 24,684 5.8613 GBP
10p ordinary Purchase 32,737 5.8576 GBP
10p ordinary Purchase 43,905 5.8508 GBP
10p ordinary Purchase 54,077 173.9311 CZK
10p ordinary Purchase 368,453 5.8820 GBP
10p ordinary Sale 74 5.8636 GBP
10p ordinary Sale 257 5.8020 GBP
10p ordinary Sale 294 5.8539 GBP
10p ordinary Sale 366 5.8559 GBP
10p ordinary Sale 379 5.8180 GBP
10p ordinary Sale 670 5.8710 GBP
10p ordinary Sale 912 173.7881 CZK
10p ordinary Sale 926 5.8390 GBP
10p ordinary Sale 1,307 5.8660 GBP
10p ordinary Sale 1,401 5.8419 GBP
10p ordinary Sale 2,484 5.8620 GBP
10p ordinary Sale 3,500 5.8708 GBP
10p ordinary Sale 3,985 5.8820 GBP
10p ordinary Sale 4,000 5.8155 GBP
10p ordinary Sale 8,768 5.8806 GBP
10p ordinary Sale 9,043 5.8482 GBP
10p ordinary Sale 10,053 5.8501 GBP
10p ordinary Sale 15,757 5.8532 GBP
10p ordinary Sale 27,475 5.8583 GBP
10p ordinary Sale 103,477 5.8522 GBP
10p ordinary Sale 221,967 5.8509 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 74 5.8636 GBP
10p ordinary SWAP Long 294 5.8539 GBP
10p ordinary SWAP Long 366 5.8559 GBP
10p ordinary SWAP Long 636 5.8115 GBP
10p ordinary CFD Long 912 173.6551 CZK
10p ordinary SWAP Long 926 5.8390 GBP
10p ordinary CFD Long 2,102 5.8452 GBP
10p ordinary SWAP Long 24,658 5.8577 GBP
10p ordinary CFD Long 27,274 5.8498 GBP
10p ordinary CFD Long 54,024 5.8451 GBP
10p ordinary SWAP Long 68,178 5.8573 GBP
10p ordinary SWAP Long 100,417 5.8501 GBP
10p ordinary CFD Long 129,438 5.8819 GBP
10p ordinary CFD Short 152 5.8785 GBP
10p ordinary SWAP Short 310 5.8255 GBP
10p ordinary SWAP Short 594 5.8768 GBP
10p ordinary SWAP Short 1,144 5.8807 GBP
10p ordinary SWAP Short 1,335 5.8467 GBP
10p ordinary SWAP Short 1,389 5.8412 GBP
10p ordinary SWAP Short 3,546 5.8621 GBP
10p ordinary CFD Short 3,913 5.8824 GBP
10p ordinary SWAP Short 13,974 5.8483 GBP
10p ordinary CFD Short 54,077 174.0528 CZK
10p ordinary CFD Short 168,344 5.8819 GBP
10p ordinary SWAP Short 317,912 5.8820 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 3 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52470683&newsitemid=20210803005672&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=dca70122bf6b91f658f0f256e86a8f0b)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 231,733 4.9967 European 13 Aug 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52470683&newsitemid=20210803005672&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=ce3dfe30610ad928a4754dc6a1779018)
.
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