REG-BARCLAYS PLC Form 8.3 - Avast plc
08/09/2021 12:05
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Form 8.3 - Avast plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 07 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 16,496,018 1.59% 6,181,148 0.60%
(2) Cash-settled derivatives:
107,147 0.01% 12,911,359 1.25%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 16,603,165 1.61% 19,092,507 1.85%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 416 5.9254 GBP
10p ordinary Purchase 543 5.9160 GBP
10p ordinary Purchase 555 5.9262 GBP
10p ordinary Purchase 853 5.9220 GBP
10p ordinary Purchase 1,181 5.9300 GBP
10p ordinary Purchase 1,549 5.9293 GBP
10p ordinary Purchase 1,670 174.7942 CZK
10p ordinary Purchase 1,687 5.9241 GBP
10p ordinary Purchase 1,762 5.9273 GBP
10p ordinary Purchase 2,763 5.9292 GBP
10p ordinary Purchase 3,421 5.9261 GBP
10p ordinary Purchase 5,690 5.9243 GBP
10p ordinary Purchase 6,652 5.9257 GBP
10p ordinary Purchase 7,000 5.9294 GBP
10p ordinary Purchase 8,260 5.9291 GBP
10p ordinary Purchase 12,744 5.9295 GBP
10p ordinary Purchase 17,166 5.9282 GBP
10p ordinary Purchase 26,656 5.9280 GBP
10p ordinary Purchase 60,000 5.9286 GBP
10p ordinary Purchase 130,604 5.9260 GBP
10p ordinary Purchase 462,140 5.9277 GBP
10p ordinary Sale 63 5.9312 GBP
10p ordinary Sale 69 5.9294 GBP
10p ordinary Sale 150 175.0266 CZK
10p ordinary Sale 188 5.9261 GBP
10p ordinary Sale 346 5.9280 GBP
10p ordinary Sale 473 5.9276 GBP
10p ordinary Sale 543 5.9160 GBP
10p ordinary Sale 619 5.9288 GBP
10p ordinary Sale 640 5.9337 GBP
10p ordinary Sale 643 5.9420 GBP
10p ordinary Sale 849 5.9286 GBP
10p ordinary Sale 853 5.9220 GBP
10p ordinary Sale 1,729 5.9221 GBP
10p ordinary Sale 2,035 5.9240 GBP
10p ordinary Sale 4,584 5.9296 GBP
10p ordinary Sale 5,524 5.9250 GBP
10p ordinary Sale 7,515 5.9260 GBP
10p ordinary Sale 15,141 5.9238 GBP
10p ordinary Sale 72,845 5.9225 GBP
10p ordinary Sale 81,511 5.9278 GBP
10p ordinary Sale 95,000 5.9267 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 3 5.9200 GBP
10p ordinary SWAP Long 63 5.9313 GBP
10p ordinary SWAP Long 69 5.9294 GBP
10p ordinary CFD Long 150 174.9041 CZK
10p ordinary SWAP Long 473 5.9276 GBP
10p ordinary SWAP Long 619 5.9288 GBP
10p ordinary SWAP Long 731 5.9185 GBP
10p ordinary CFD Long 1,640 5.9258 GBP
10p ordinary SWAP Long 15,141 5.9238 GBP
10p ordinary SWAP Long 17,829 5.9250 GBP
10p ordinary SWAP Long 19,079 5.9225 GBP
10p ordinary CFD Short 120 5.9304 GBP
10p ordinary SWAP Short 378 5.9260 GBP
10p ordinary SWAP Short 416 5.9254 GBP
10p ordinary SWAP Short 555 5.9262 GBP
10p ordinary CFD Short 1,670 174.9166 CZK
10p ordinary SWAP Short 1,762 5.9273 GBP
10p ordinary CFD Short 4,408 5.9300 GBP
10p ordinary SWAP Short 7,000 5.9294 GBP
10p ordinary SWAP Short 31,306 5.9286 GBP
10p ordinary SWAP Short 45,300 5.9309 GBP
10p ordinary SWAP Short 49,145 5.9274 GBP
10p ordinary CFD Short 53,349 5.9259 GBP
10p ordinary SWAP Short 121,709 5.9289 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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