REG-BARCLAYS PLC Form 8.3 - AVAST PLC
09/09/2021 11:00
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210909:nBwbRWW5ma&default-theme=true
Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 16,185,514 1.56% 6,169,829 0.60%
(2) Cash-settled derivatives:
107,147 0.01% 12,685,109 1.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 16,292,661 1.58% 18,854,938 1.82%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 160 5.9120 GBP
10p ordinary Purchase 167 5.9000 GBP
10p ordinary Purchase 229 5.9200 GBP
10p ordinary Purchase 429 5.9155 GBP
10p ordinary Purchase 493 5.9110 GBP
10p ordinary Purchase 620 5.9222 GBP
10p ordinary Purchase 725 5.9208 GBP
10p ordinary Purchase 784 5.9030 GBP
10p ordinary Purchase 1,049 5.9100 GBP
10p ordinary Purchase 1,350 5.9066 GBP
10p ordinary Purchase 1,600 5.8958 GBP
10p ordinary Purchase 1,661 5.9232 GBP
10p ordinary Purchase 2,497 5.9230 GBP
10p ordinary Purchase 2,876 5.9084 GBP
10p ordinary Purchase 2,891 5.9231 GBP
10p ordinary Purchase 3,248 5.9240 GBP
10p ordinary Purchase 3,742 5.9215 GBP
10p ordinary Purchase 4,004 5.9205 GBP
10p ordinary Purchase 4,092 5.9075 GBP
10p ordinary Purchase 4,124 5.9093 GBP
10p ordinary Purchase 4,230 5.9061 GBP
10p ordinary Purchase 4,584 5.8979 GBP
10p ordinary Purchase 5,738 5.8960 GBP
10p ordinary Purchase 5,921 174.4807 CZK
10p ordinary Purchase 8,229 5.9048 GBP
10p ordinary Purchase 11,760 5.9236 GBP
10p ordinary Purchase 12,709 5.9128 GBP
10p ordinary Purchase 14,675 5.9194 GBP
10p ordinary Purchase 15,282 5.9227 GBP
10p ordinary Purchase 40,551 5.9220 GBP
10p ordinary Purchase 45,000 5.9204 GBP
10p ordinary Purchase 99,126 5.9062 GBP
10p ordinary Sale 167 5.9177 GBP
10p ordinary Sale 353 5.9174 GBP
10p ordinary Sale 398 5.9126 GBP
10p ordinary Sale 624 5.9218 GBP
10p ordinary Sale 784 5.9030 GBP
10p ordinary Sale 1,457 5.9135 GBP
10p ordinary Sale 1,943 5.8960 GBP
10p ordinary Sale 2,765 5.9081 GBP
10p ordinary Sale 3,368 5.9219 GBP
10p ordinary Sale 3,758 5.9051 GBP
10p ordinary Sale 5,079 174.1684 CZK
10p ordinary Sale 5,521 5.9202 GBP
10p ordinary Sale 6,668 5.9234 GBP
10p ordinary Sale 12,196 5.9184 GBP
10p ordinary Sale 22,215 5.9229 GBP
10p ordinary Sale 25,000 5.9223 GBP
10p ordinary Sale 35,089 5.9222 GBP
10p ordinary Sale 48,319 5.9227 GBP
10p ordinary Sale 51,362 5.9031 GBP
10p ordinary Sale 119,262 5.9200 GBP
10p ordinary Sale 257,403 174.4500 CZK
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 59 5.9136 GBP
10p ordinary SWAP Long 167 5.9177 GBP
10p ordinary SWAP Long 353 5.9174 GBP
10p ordinary SWAP Long 624 5.9218 GBP
10p ordinary SWAP Long 1,943 5.8960 GBP
10p ordinary SWAP Long 4,244 5.9219 GBP
10p ordinary SWAP Long 4,350 5.9263 GBP
10p ordinary CFD Long 5,079 174.0465 CZK
10p ordinary CFD Long 5,838 5.9160 GBP
10p ordinary SWAP Long 22,215 5.9229 GBP
10p ordinary SWAP Long 26,674 5.9137 GBP
10p ordinary SWAP Long 48,319 5.9227 GBP
10p ordinary SWAP Long 61,307 5.9222 GBP
10p ordinary CFD Long 257,403 174.4500 CZK
10p ordinary SWAP Short 429 5.9155 GBP
10p ordinary SWAP Short 620 5.9222 GBP
10p ordinary SWAP Short 725 5.9207 GBP
10p ordinary SWAP Short 1,350 5.9066 GBP
10p ordinary SWAP Short 2,876 5.9084 GBP
10p ordinary SWAP Short 4,124 5.9093 GBP
10p ordinary CFD Short 5,048 5.8950 GBP
10p ordinary CFD Short 5,921 174.6029 CZK
10p ordinary SWAP Short 11,760 5.9236 GBP
10p ordinary SWAP Short 12,478 5.9103 GBP
10p ordinary SWAP Short 12,709 5.9128 GBP
10p ordinary SWAP Short 15,079 5.9089 GBP
10p ordinary SWAP Short 15,282 5.9227 GBP
10p ordinary SWAP Short 23,924 5.9109 GBP
10p ordinary SWAP Short 100,000 5.9289 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 9 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52488681&newsitemid=20210909005458&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=82cc71d9b4869b27b8dad4e160353e1e)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210909005458/en/
(https://www.businesswire.com/news/home/20210909005458/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Inter-American Dev - Issue of Debt
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
AnnouncementREG - Barclays PLC Kitwave Group PLC - Form 8.3 KITWAVE GROUP PLC
Announcement