REG-BARCLAYS PLC Form 8.3 - Avast Plc
10/09/2021 12:05
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Form 8.3 - Avast Plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 09 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 16,118,023 1.56% 6,178,483 0.60%
(2) Cash-settled derivatives:
107,147 0.01% 12,603,773 1.22%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 16,225,170 1.57% 18,782,256 1.82%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 20 5.8880 GBP
10p ordinary Purchase 387 5.8704 GBP
10p ordinary Purchase 500 5.8810 GBP
10p ordinary Purchase 541 5.8640 GBP
10p ordinary Purchase 723 5.8701 GBP
10p ordinary Purchase 773 174.0360 CZK
10p ordinary Purchase 787 5.8658 GBP
10p ordinary Purchase 837 173.6011 CZK
10p ordinary Purchase 866 5.8630 GBP
10p ordinary Purchase 2,160 5.8788 GBP
10p ordinary Purchase 4,747 5.8707 GBP
10p ordinary Purchase 6,622 5.8647 GBP
10p ordinary Purchase 20,000 5.8792 GBP
10p ordinary Purchase 22,176 173.9483 CZK
10p ordinary Purchase 34,117 5.8675 GBP
10p ordinary Purchase 54,920 5.8800 GBP
10p ordinary Sale 500 5.8810 GBP
10p ordinary Sale 541 5.8640 GBP
10p ordinary Sale 846 5.8729 GBP
10p ordinary Sale 1,514 5.8594 GBP
10p ordinary Sale 2,610 173.6863 CZK
10p ordinary Sale 2,639 5.8727 GBP
10p ordinary Sale 2,759 5.8735 GBP
10p ordinary Sale 2,818 5.8790 GBP
10p ordinary Sale 3,704 5.8711 GBP
10p ordinary Sale 8,833 5.8802 GBP
10p ordinary Sale 10,751 5.8706 GBP
10p ordinary Sale 11,782 5.8675 GBP
10p ordinary Sale 12,258 5.8663 GBP
10p ordinary Sale 15,474 5.8698 GBP
10p ordinary Sale 20,578 5.8800 GBP
10p ordinary Sale 22,176 173.9483 CZK
10p ordinary Sale 106,538 5.8753 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 846 5.8729 GBP
10p ordinary CFD Long 1,000 173.2673 CZK
10p ordinary SWAP Long 1,199 5.8779 GBP
10p ordinary SWAP Long 2,522 5.8799 GBP
10p ordinary SWAP Long 3,788 5.8800 GBP
10p ordinary SWAP Long 11,360 5.8663 GBP
10p ordinary SWAP Long 12,952 5.8678 GBP
10p ordinary CFD Long 15,614 5.8800 GBP
10p ordinary CFD Long 22,176 5.8657 GBP
10p ordinary SWAP Long 81,331 5.8746 GBP
10p ordinary CFD Short 83 5.8827 GBP
10p ordinary SWAP Short 387 5.8704 GBP
10p ordinary SWAP Short 541 5.8639 GBP
10p ordinary SWAP Short 723 5.8701 GBP
10p ordinary CFD Short 773 5.8785 GBP
10p ordinary SWAP Short 866 5.8630 GBP
10p ordinary CFD Short 3,086 5.8607 GBP
10p ordinary SWAP Short 10,878 5.8677 GBP
10p ordinary SWAP Short 13,884 5.8707 GBP
10p ordinary SWAP Short 18,298 5.8676 GBP
10p ordinary CFD Short 21,933 5.8800 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52489429&newsitemid=20210910005210&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=bd9970c886ec3d1bafb6565fa8af8ea7)
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