REG-BARCLAYS PLC Form 8.3 - AVAST PLC
15/09/2021 10:30
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of discloser: Barclays PLC.
Owner or controller of interest and short
positions disclosed, if different from 1(a):
Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
Date position held/dealing undertaken: 14 September 2021
In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 16,461,415 1.59% 6,151,220 0.59%
(2) Cash-settled derivatives:
107,147 0.01% 12,942,741 1.25%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 16,568,562 1.60% 19,093,961 1.85%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 102 5.8530 GBP
10p ordinary Purchase 250 5.8220 GBP
10p ordinary Purchase 308 5.8380 GBP
10p ordinary Purchase 503 5.8320 GBP
10p ordinary Purchase 581 5.8198 GBP
10p ordinary Purchase 662 5.8340 GBP
10p ordinary Purchase 688 5.8243 GBP
10p ordinary Purchase 754 5.8400 GBP
10p ordinary Purchase 1,102 5.8362 GBP
10p ordinary Purchase 1,252 5.8381 GBP
10p ordinary Purchase 1,306 5.8285 GBP
10p ordinary Purchase 1,629 5.8200 GBP
10p ordinary Purchase 3,855 5.8339 GBP
10p ordinary Purchase 4,119 5.8324 GBP
10p ordinary Purchase 5,178 5.8319 GBP
10p ordinary Purchase 9,000 5.8182 GBP
10p ordinary Purchase 10,289 5.8397 GBP
10p ordinary Purchase 11,082 5.8344 GBP
10p ordinary Purchase 18,300 5.8355 GBP
10p ordinary Purchase 47,796 5.8376 GBP
10p ordinary Purchase 234,948 5.8351 GBP
10p ordinary Sale 467 5.8260 GBP
10p ordinary Sale 503 5.8320 GBP
10p ordinary Sale 508 5.8380 GBP
10p ordinary Sale 514 5.8280 GBP
10p ordinary Sale 558 5.8290 GBP
10p ordinary Sale 616 5.8262 GBP
10p ordinary Sale 713 5.8359 GBP
10p ordinary Sale 1,012 5.8440 GBP
10p ordinary Sale 1,106 5.8307 GBP
10p ordinary Sale 1,142 5.8360 GBP
10p ordinary Sale 1,265 5.8230 GBP
10p ordinary Sale 1,427 5.8340 GBP
10p ordinary Sale 1,570 5.8339 GBP
10p ordinary Sale 1,581 5.8330 GBP
10p ordinary Sale 1,629 5.8200 GBP
10p ordinary Sale 2,050 5.8217 GBP
10p ordinary Sale 3,791 5.8218 GBP
10p ordinary Sale 4,234 5.8354 GBP
10p ordinary Sale 6,958 5.8364 GBP
10p ordinary Sale 6,967 5.8312 GBP
10p ordinary Sale 19,114 5.8389 GBP
10p ordinary Sale 163,642 5.8400 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 46 5.8560 GBP
10p ordinary SWAP Long 545 5.8440 GBP
10p ordinary SWAP Long 2,050 5.8217 GBP
10p ordinary SWAP Long 2,634 5.8328 GBP
10p ordinary SWAP Long 3,791 5.8218 GBP
10p ordinary SWAP Long 6,760 5.8285 GBP
10p ordinary CFD Long 152,306 5.8400 GBP
10p ordinary SWAP Short 102 5.8530 GBP
10p ordinary SWAP Short 308 5.8382 GBP
10p ordinary SWAP Short 581 5.8198 GBP
10p ordinary SWAP Short 688 5.8243 GBP
10p ordinary CFD Short 755 5.8400 GBP
10p ordinary SWAP Short 1,102 5.8362 GBP
10p ordinary SWAP Short 1,165 5.8331 GBP
10p ordinary SWAP Short 1,252 5.8381 GBP
10p ordinary SWAP Short 9,000 5.8183 GBP
10p ordinary SWAP Short 10,100 5.8400 GBP
10p ordinary SWAP Short 14,076 5.8371 GBP
10p ordinary CFD Short 24,811 5.8336 GBP
10p ordinary SWAP Short 78,646 5.8346 GBP
10p ordinary SWAP Short 120,899 5.8348 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52492180&newsitemid=20210915005511&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=8a9ce903a3dfb63e127d134f739dfb99)
.
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