REG-BARCLAYS PLC Form 8.3 - AVAST PLC
20/09/2021 13:30
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 17 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19,109,261 1.85% 9,554,947 0.92%
(2) Cash-settled derivatives:
119,677 0.01% 14,622,683 1.41%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,228,938 1.86% 24,177,630 2.34%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 734 5.7867 GBP
10p ordinary Purchase 747 5.7800 GBP
10p ordinary Purchase 812 5.7634 GBP
10p ordinary Purchase 1,303 5.7818 GBP
10p ordinary Purchase 1,661 5.7799 GBP
10p ordinary Purchase 1,969 5.7798 GBP
10p ordinary Purchase 2,211 5.8000 GBP
10p ordinary Purchase 2,514 5.7505 GBP
10p ordinary Purchase 2,587 5.7831 GBP
10p ordinary Purchase 3,700 5.8170 GBP
10p ordinary Purchase 4,475 5.7801 GBP
10p ordinary Purchase 6,611 5.7841 GBP
10p ordinary Purchase 7,000 5.7884 GBP
10p ordinary Purchase 7,367 171.3350 CZK
10p ordinary Purchase 8,844 5.7847 GBP
10p ordinary Purchase 9,501 5.7722 GBP
10p ordinary Purchase 9,943 5.7769 GBP
10p ordinary Purchase 10,281 5.7714 GBP
10p ordinary Purchase 11,085 5.7873 GBP
10p ordinary Purchase 12,452 5.7850 GBP
10p ordinary Purchase 12,706 5.7820 GBP
10p ordinary Purchase 12,972 5.7564 GBP
10p ordinary Purchase 13,221 5.7752 GBP
10p ordinary Purchase 23,098 5.7824 GBP
10p ordinary Purchase 27,911 5.7836 GBP
10p ordinary Purchase 28,260 5.7522 GBP
10p ordinary Purchase 34,141 5.7507 GBP
10p ordinary Purchase 147,060 5.7740 GBP
10p ordinary Purchase 1,203,038 5.7553 GBP
10p ordinary Purchase 2,103,184 5.7500 GBP
10p ordinary Sale 60 5.8160 GBP
10p ordinary Sale 71 5.7790 GBP
10p ordinary Sale 141 5.7723 GBP
10p ordinary Sale 341 5.7800 GBP
10p ordinary Sale 614 5.7866 GBP
10p ordinary Sale 715 5.7592 GBP
10p ordinary Sale 736 5.8000 GBP
10p ordinary Sale 2,353 5.7571 GBP
10p ordinary Sale 5,797 5.7822 GBP
10p ordinary Sale 5,813 5.7899 GBP
10p ordinary Sale 5,886 5.7824 GBP
10p ordinary Sale 7,201 5.7806 GBP
10p ordinary Sale 7,367 171.3350 CZK
10p ordinary Sale 8,763 5.7802 GBP
10p ordinary Sale 9,943 5.7769 GBP
10p ordinary Sale 13,970 5.7740 GBP
10p ordinary Sale 22,724 5.8054 GBP
10p ordinary Sale 24,231 5.7500 GBP
10p ordinary Sale 45,087 5.7502 GBP
10p ordinary Sale 74,769 5.7844 GBP
10p ordinary Sale 287,920 5.7687 GBP
10p ordinary Sale 2,025,805 5.7505 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 1,485 5.7740 GBP
10p ordinary SWAP Long 2,353 5.7571 GBP
10p ordinary SWAP Long 4,278 5.7768 GBP
10p ordinary SWAP Long 5,886 5.7824 GBP
10p ordinary CFD Long 7,367 5.7891 GBP
10p ordinary CFD Long 13,436 5.7500 GBP
10p ordinary SWAP Long 78,904 5.7666 GBP
10p ordinary SWAP Long 238,770 5.7725 GBP
10p ordinary CFD Short 126 5.7500 GBP
10p ordinary SWAP Short 734 5.7867 GBP
10p ordinary SWAP Short 736 5.8000 GBP
10p ordinary SWAP Short 1,969 5.7798 GBP
10p ordinary SWAP Short 2,514 5.7505 GBP
10p ordinary SWAP Short 6,611 5.7841 GBP
10p ordinary SWAP Short 7,000 5.7884 GBP
10p ordinary SWAP Short 9,501 5.7722 GBP
10p ordinary SWAP Short 10,281 5.7714 GBP
10p ordinary SWAP Short 12,972 5.7564 GBP
10p ordinary CFD Short 23,436 5.7988 GBP
10p ordinary SWAP Short 34,141 5.7507 GBP
10p ordinary CFD Short 120,000 5.7830 GBP
10p ordinary CFD Short 136,897 5.7504 GBP
10p ordinary SWAP Short 143,855 5.7500 GBP
10p ordinary SWAP Short 376,816 5.7572 GBP
10p ordinary SWAP Short 514,488 5.7545 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52493935&newsitemid=20210920005527&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=b0d60c874d4fd48a84173deffd71a8bf)
.
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