REG-BARCLAYS PLC Form 8.3 - AVAST PLC
28/09/2021 13:00
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19,998,314 1.93% 13,403,848 1.29%
(2) Cash-settled derivatives:
140,316 0.01% 15,225,667 1.47%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 20,138,630 1.95% 28,629,515 2.77%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 22 5.6804 GBP
10p ordinary Purchase 179 5.6957 GBP
10p ordinary Purchase 484 5.7240 GBP
10p ordinary Purchase 751 5.6640 GBP
10p ordinary Purchase 1,074 5.6909 GBP
10p ordinary Purchase 1,483 5.6698 GBP
10p ordinary Purchase 2,455 5.6920 GBP
10p ordinary Purchase 3,110 169.1417 CZK
10p ordinary Purchase 3,303 5.6680 GBP
10p ordinary Purchase 3,667 5.6953 GBP
10p ordinary Purchase 3,890 5.6708 GBP
10p ordinary Purchase 7,000 5.7005 GBP
10p ordinary Purchase 10,843 169.0100 CZK
10p ordinary Purchase 16,359 5.6691 GBP
10p ordinary Purchase 29,600 5.6643 GBP
10p ordinary Purchase 37,932 5.6800 GBP
10p ordinary Purchase 97,415 5.6841 GBP
10p ordinary Purchase 549,680 5.6700 GBP
10p ordinary Sale 187 5.6772 GBP
10p ordinary Sale 603 5.6794 GBP
10p ordinary Sale 701 5.6640 GBP
10p ordinary Sale 843 5.6657 GBP
10p ordinary Sale 1,098 5.6677 GBP
10p ordinary Sale 1,800 5.6920 GBP
10p ordinary Sale 1,979 5.6674 GBP
10p ordinary Sale 2,072 5.6720 GBP
10p ordinary Sale 2,752 5.6879 GBP
10p ordinary Sale 2,987 5.6895 GBP
10p ordinary Sale 3,110 169.1417 CZK
10p ordinary Sale 4,282 5.6888 GBP
10p ordinary Sale 4,656 5.6701 GBP
10p ordinary Sale 10,218 5.6800 GBP
10p ordinary Sale 10,843 169.0100 CZK
10p ordinary Sale 14,207 5.6783 GBP
10p ordinary Sale 15,553 5.6646 GBP
10p ordinary Sale 19,316 5.6696 GBP
10p ordinary Sale 19,749 5.6802 GBP
10p ordinary Sale 20,400 5.6723 GBP
10p ordinary Sale 27,560 5.6731 GBP
10p ordinary Sale 31,647 5.6793 GBP
10p ordinary Sale 44,220 5.6817 GBP
10p ordinary Sale 242,186 5.6700 GBP
10p ordinary Sale 379,982 5.6751 GBP
10p ordinary Sale 400,000 5.6706 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 187 5.6772 GBP
10p ordinary SWAP Long 603 5.6794 GBP
10p ordinary SWAP Long 2,752 5.6879 GBP
10p ordinary SWAP Long 4,140 5.6800 GBP
10p ordinary SWAP Long 4,282 5.6888 GBP
10p ordinary SWAP Long 4,945 5.6764 GBP
10p ordinary CFD Long 8,351 5.6746 GBP
10p ordinary CFD Long 10,783 5.6875 GBP
10p ordinary SWAP Long 31,647 5.6793 GBP
10p ordinary SWAP Long 103,986 5.6748 GBP
10p ordinary SWAP Long 110,776 5.6763 GBP
10p ordinary SWAP Long 186,095 5.6740 GBP
10p ordinary SWAP Short 22 5.6803 GBP
10p ordinary SWAP Short 36 5.6913 GBP
10p ordinary SWAP Short 50 5.6640 GBP
10p ordinary SWAP Short 179 5.6957 GBP
10p ordinary CFD Short 2,032 5.7247 GBP
10p ordinary CFD Short 3,016 5.6855 GBP
10p ordinary SWAP Short 4,476 5.6690 GBP
10p ordinary SWAP Short 6,964 5.7006 GBP
10p ordinary SWAP Short 51,040 5.6856 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52499892&newsitemid=20210928005664&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=483b73a3e63136a7faead88877bffd78)
.
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