REG-BARCLAYS PLC Form 8.3 - AVAST PLC
01/10/2021 13:15
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 30 September 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 20,042,943 1.94% 13,386,264 1.29%
(2) Cash-settled derivatives:
177,684 0.02% 15,012,078 1.45%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 20,220,627 1.95% 28,398,342 2.74%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 1 5.7283 GBP
10p ordinary Purchase 352 5.6602 GBP
10p ordinary Purchase 489 5.6820 GBP
10p ordinary Purchase 497 5.6760 GBP
10p ordinary Purchase 1,231 5.6860 GBP
10p ordinary Purchase 1,468 5.6560 GBP
10p ordinary Purchase 1,867 5.6971 GBP
10p ordinary Purchase 2,305 5.6725 GBP
10p ordinary Purchase 3,000 5.7005 GBP
10p ordinary Purchase 3,734 5.6686 GBP
10p ordinary Purchase 3,899 5.6619 GBP
10p ordinary Purchase 4,045 5.6999 GBP
10p ordinary Purchase 4,352 5.6920 GBP
10p ordinary Purchase 4,781 5.6655 GBP
10p ordinary Purchase 5,019 5.6900 GBP
10p ordinary Purchase 7,219 5.6791 GBP
10p ordinary Purchase 9,616 5.6926 GBP
10p ordinary Purchase 13,000 5.6948 GBP
10p ordinary Purchase 14,644 167.7290 CZK
10p ordinary Purchase 18,128 167.5877 CZK
10p ordinary Purchase 22,063 5.6808 GBP
10p ordinary Purchase 76,511 5.6911 GBP
10p ordinary Purchase 127,427 5.6780 GBP
10p ordinary Purchase 178,789 5.6771 GBP
10p ordinary Sale 177 5.7339 GBP
10p ordinary Sale 300 5.7350 GBP
10p ordinary Sale 449 5.7310 GBP
10p ordinary Sale 487 5.7355 GBP
10p ordinary Sale 489 5.6820 GBP
10p ordinary Sale 497 5.6760 GBP
10p ordinary Sale 534 5.6860 GBP
10p ordinary Sale 601 5.6906 GBP
10p ordinary Sale 788 5.7380 GBP
10p ordinary Sale 1,015 5.6878 GBP
10p ordinary Sale 1,056 5.6920 GBP
10p ordinary Sale 1,167 5.7300 GBP
10p ordinary Sale 1,191 5.6674 GBP
10p ordinary Sale 1,797 5.6676 GBP
10p ordinary Sale 2,160 5.6681 GBP
10p ordinary Sale 2,160 5.7316 GBP
10p ordinary Sale 2,212 5.6632 GBP
10p ordinary Sale 2,620 5.6783 GBP
10p ordinary Sale 7,627 5.6908 GBP
10p ordinary Sale 9,158 5.7346 GBP
10p ordinary Sale 9,349 5.6821 GBP
10p ordinary Sale 11,896 5.6753 GBP
10p ordinary Sale 14,515 167.7302 CZK
10p ordinary Sale 15,325 5.6807 GBP
10p ordinary Sale 17,876 5.6841 GBP
10p ordinary Sale 18,128 167.5877 CZK
10p ordinary Sale 20,594 5.6886 GBP
10p ordinary Sale 24,689 5.6754 GBP
10p ordinary Sale 31,349 5.6782 GBP
10p ordinary Sale 100,000 5.6968 GBP
10p ordinary Sale 109,337 5.6780 GBP
10p ordinary Sale 138,909 5.6830 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 407 5.6636 GBP
10p ordinary SWAP Long 762 5.6919 GBP
10p ordinary SWAP Long 1,390 5.6688 GBP
10p ordinary SWAP Long 2,212 5.6632 GBP
10p ordinary CFD Long 4,406 5.6632 GBP
10p ordinary SWAP Long 7,627 5.6908 GBP
10p ordinary SWAP Long 11,240 5.6935 GBP
10p ordinary SWAP Long 12,010 5.6780 GBP
10p ordinary CFD Long 14,305 5.6920 GBP
10p ordinary SWAP Long 17,876 5.6841 GBP
10p ordinary SWAP Long 24,689 5.6754 GBP
10p ordinary SWAP Long 25,202 5.6808 GBP
10p ordinary SWAP Long 76,624 5.6830 GBP
10p ordinary SWAP Short 1 5.7283 GBP
10p ordinary SWAP Short 69 5.7259 GBP
10p ordinary CFD Short 129 167.7282 CZK
10p ordinary SWAP Short 1,505 5.6786 GBP
10p ordinary SWAP Short 3,000 5.7011 GBP
10p ordinary CFD Short 4,092 5.6832 GBP
10p ordinary CFD Short 4,494 5.6867 GBP
10p ordinary CFD Short 9,616 5.6926 GBP
10p ordinary SWAP Short 13,000 5.6948 GBP
10p ordinary CFD Short 17,918 5.6892 GBP
10p ordinary SWAP Short 41,212 5.6955 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52502063&newsitemid=20211001005391&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=4b5e5b639c480ae6207dbdba52be1825)
.
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