REG-BARCLAYS PLC FORM 8.3 - AVAST PLC
05/10/2021 11:20
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FORM 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19,107,296 1.85% 13,360,211 1.29%
(2) Cash-settled derivatives:
177,370 0.02% 14,073,045 1.36%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 19,284,666 1.86% 27,433,256 2.65%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 165 5.6384 GBP
10p ordinary Purchase 561 5.6376 GBP
10p ordinary Purchase 613 5.5812 GBP
10p ordinary Purchase 816 5.6060 GBP
10p ordinary Purchase 874 5.5960 GBP
10p ordinary Purchase 1,135 165.9185 CZK
10p ordinary Purchase 1,502 5.6140 GBP
10p ordinary Purchase 1,655 5.6200 GBP
10p ordinary Purchase 1,926 5.6400 GBP
10p ordinary Purchase 1,976 5.6220 GBP
10p ordinary Purchase 2,254 5.5833 GBP
10p ordinary Purchase 3,805 5.6087 GBP
10p ordinary Purchase 3,925 5.5810 GBP
10p ordinary Purchase 4,056 5.6103 GBP
10p ordinary Purchase 5,205 5.6189 GBP
10p ordinary Purchase 8,000 5.6404 GBP
10p ordinary Purchase 9,008 5.5828 GBP
10p ordinary Purchase 11,289 5.6082 GBP
10p ordinary Purchase 18,777 5.5697 GBP
10p ordinary Purchase 19,633 5.5700 GBP
10p ordinary Purchase 20,005 5.5808 GBP
10p ordinary Purchase 20,392 5.6311 GBP
10p ordinary Purchase 34,246 166.4129 CZK
10p ordinary Purchase 50,000 5.5826 GBP
10p ordinary Purchase 58,299 5.6012 GBP
10p ordinary Purchase 252,408 5.6420 GBP
10p ordinary Sale 14 5.6440 GBP
10p ordinary Sale 19 5.6100 GBP
10p ordinary Sale 514 5.6008 GBP
10p ordinary Sale 552 5.5963 GBP
10p ordinary Sale 816 5.6060 GBP
10p ordinary Sale 859 166.0529 CZK
10p ordinary Sale 874 5.5960 GBP
10p ordinary Sale 1,073 5.5843 GBP
10p ordinary Sale 1,253 5.5946 GBP
10p ordinary Sale 1,644 5.6010 GBP
10p ordinary Sale 1,655 5.6200 GBP
10p ordinary Sale 1,722 5.6305 GBP
10p ordinary Sale 1,976 5.6220 GBP
10p ordinary Sale 2,175 5.6140 GBP
10p ordinary Sale 2,408 5.6420 GBP
10p ordinary Sale 2,471 5.5760 GBP
10p ordinary Sale 2,872 5.5700 GBP
10p ordinary Sale 5,128 5.6331 GBP
10p ordinary Sale 6,002 5.6400 GBP
10p ordinary Sale 6,408 5.5886 GBP
10p ordinary Sale 7,963 5.6164 GBP
10p ordinary Sale 8,144 5.6203 GBP
10p ordinary Sale 8,484 5.6186 GBP
10p ordinary Sale 8,967 5.6158 GBP
10p ordinary Sale 9,417 5.5885 GBP
10p ordinary Sale 9,960 5.6362 GBP
10p ordinary Sale 10,239 5.6015 GBP
10p ordinary Sale 10,509 5.5994 GBP
10p ordinary Sale 13,436 5.6006 GBP
10p ordinary Sale 19,828 5.6023 GBP
10p ordinary Sale 21,547 5.5710 GBP
10p ordinary Sale 24,530 5.6317 GBP
10p ordinary Sale 34,246 166.4129 CZK
10p ordinary Sale 46,059 5.6035 GBP
10p ordinary Sale 111,984 5.6168 GBP
10p ordinary Sale 166,212 5.6018 GBP
10p ordinary Sale 650,000 5.5922 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 14 5.6442 GBP
10p ordinary SWAP Long 44 5.5838 GBP
10p ordinary SWAP Long 58 5.6010 GBP
10p ordinary CFD Long 786 5.6216 GBP
10p ordinary SWAP Long 2,471 5.5760 GBP
10p ordinary CFD Long 2,562 5.5738 GBP
10p ordinary SWAP Long 3,352 5.5919 GBP
10p ordinary SWAP Long 20,989 5.6210 GBP
10p ordinary SWAP Long 24,530 5.6317 GBP
10p ordinary CFD Long 43,394 5.5912 GBP
10p ordinary SWAP Long 63,402 5.6040 GBP
10p ordinary SWAP Long 72,022 5.6026 GBP
10p ordinary SWAP Long 650,000 5.5922 GBP
10p ordinary SWAP Short 2 5.6140 GBP
10p ordinary SWAP Short 270 5.6464 GBP
10p ordinary CFD Short 276 165.6265 CZK
10p ordinary SWAP Short 3,011 5.6385 GBP
10p ordinary SWAP Short 6,452 5.5720 GBP
10p ordinary SWAP Short 8,000 5.6404 GBP
10p ordinary SWAP Short 8,623 5.5900 GBP
10p ordinary SWAP Short 20,005 5.5808 GBP
10p ordinary CFD Short 34,246 5.6154 GBP
10p ordinary SWAP Short 45,532 5.6127 GBP
10p ordinary SWAP Short 50,000 5.5826 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52503698&newsitemid=20211005005578&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=330daa3e4f5eac8d6fd0f86efcde42a9)
.
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