REG-BARCLAYS PLC Form 8.3 - AVAST PLC
07/10/2021 11:55
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211007:nBwbLnGZ5a&default-theme=true
Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form AVAST PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 06 October 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES: NORTONLIFELOCK INC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19,086,438 1.84% 13,389,507 1.29%
(2) Cash-settled derivatives:
177,648 0.02% 14,030,714 1.36%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 19,264,086 1.86% 27,420,221 2.65%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 24 5.6240 GBP
10p ordinary Purchase 1,645 5.6134 GBP
10p ordinary Purchase 1,660 5.6236 GBP
10p ordinary Purchase 1,937 5.6297 GBP
10p ordinary Purchase 3,162 5.6232 GBP
10p ordinary Purchase 3,500 5.6120 GBP
10p ordinary Purchase 3,822 5.6053 GBP
10p ordinary Purchase 4,222 5.6195 GBP
10p ordinary Purchase 4,898 5.6300 GBP
10p ordinary Purchase 5,065 5.6201 GBP
10p ordinary Purchase 7,477 5.6197 GBP
10p ordinary Purchase 10,609 5.6270 GBP
10p ordinary Purchase 14,065 5.6291 GBP
10p ordinary Purchase 16,126 5.6215 GBP
10p ordinary Purchase 18,000 5.6193 GBP
10p ordinary Purchase 35,084 5.6140 GBP
10p ordinary Purchase 35,566 168.1207 CZK
10p ordinary Purchase 44,990 167.9255 CZK
10p ordinary Purchase 100,000 5.6279 GBP
10p ordinary Purchase 110,848 5.6105 GBP
10p ordinary Purchase 178,299 5.6224 GBP
10p ordinary Sale 247 5.6244 GBP
10p ordinary Sale 478 5.6120 GBP
10p ordinary Sale 600 5.6156 GBP
10p ordinary Sale 1,103 5.6084 GBP
10p ordinary Sale 1,650 5.6047 GBP
10p ordinary Sale 1,717 5.6076 GBP
10p ordinary Sale 2,195 5.6166 GBP
10p ordinary Sale 3,172 5.6140 GBP
10p ordinary Sale 3,456 5.6155 GBP
10p ordinary Sale 4,271 5.6153 GBP
10p ordinary Sale 5,372 5.6276 GBP
10p ordinary Sale 10,640 5.6260 GBP
10p ordinary Sale 16,136 5.6216 GBP
10p ordinary Sale 17,833 5.6091 GBP
10p ordinary Sale 24,825 5.6157 GBP
10p ordinary Sale 33,869 5.6300 GBP
10p ordinary Sale 35,844 168.1198 CZK
10p ordinary Sale 44,990 167.9255 CZK
10p ordinary Sale 50,000 5.6168 GBP
10p ordinary Sale 62,975 5.6127 GBP
10p ordinary Sale 387,666 5.6220 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 28 5.6089 GBP
10p ordinary SWAP Long 72 5.6140 GBP
10p ordinary SWAP Long 247 5.6244 GBP
10p ordinary CFD Long 278 167.8714 CZK
10p ordinary SWAP Long 338 5.6035 GBP
10p ordinary SWAP Long 600 5.6156 GBP
10p ordinary SWAP Long 1,571 5.6143 GBP
10p ordinary CFD Long 2,057 5.6155 GBP
10p ordinary SWAP Long 5,372 5.6276 GBP
10p ordinary CFD Long 14,328 5.6055 GBP
10p ordinary SWAP Long 17,439 5.6300 GBP
10p ordinary CFD Long 44,878 5.6269 GBP
10p ordinary SWAP Long 80,673 5.6231 GBP
10p ordinary SWAP Long 110,435 5.6183 GBP
10p ordinary SWAP Long 153,504 5.6224 GBP
10p ordinary CFD Short 2,677 5.6227 GBP
10p ordinary SWAP Short 18,000 5.6193 GBP
10p ordinary CFD Short 19,230 5.6222 GBP
10p ordinary SWAP Short 33,736 5.6276 GBP
10p ordinary CFD Short 35,454 5.6182 GBP
10p ordinary SWAP Short 99,904 5.6250 GBP
10p ordinary SWAP Short 100,000 5.6279 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 7 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211007005525/en/
(https://www.businesswire.com/news/home/20211007005525/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC Senior PLC - Form 8.3 SENIOR PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
AnnouncementREG - Barclays PLC Wood Group (John)PLC - Form 8.3 WOOD GROUP (JOHN) PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC SolGold PLC - Form 8.3 SOLGOLD PLC
Announcement