REG-BARCLAYS PLC FORM 8.3 - AVAST PLC
13/10/2021 11:50
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FORM 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 17,980,680 1.74% 13,509,524 1.30%
(2) Cash-settled derivatives:
220,944 0.02% 13,033,586 1.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,201,624 1.76% 26,543,110 2.56%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 24 5.6204 GBP
10p ordinary Purchase 744 5.6520 GBP
10p ordinary Purchase 985 5.6560 GBP
10p ordinary Purchase 1,463 5.6497 GBP
10p ordinary Purchase 2,006 5.6380 GBP
10p ordinary Purchase 2,358 5.6440 GBP
10p ordinary Purchase 2,545 5.6478 GBP
10p ordinary Purchase 2,730 5.6437 GBP
10p ordinary Purchase 3,048 5.6493 GBP
10p ordinary Purchase 3,781 5.6569 GBP
10p ordinary Purchase 4,191 5.6501 GBP
10p ordinary Purchase 5,595 5.6558 GBP
10p ordinary Purchase 8,612 168.4013 CZK
10p ordinary Purchase 9,250 5.6377 GBP
10p ordinary Purchase 15,276 5.6512 GBP
10p ordinary Purchase 39,492 5.6428 GBP
10p ordinary Purchase 52,600 168.2000 CZK
10p ordinary Sale 24 5.6195 GBP
10p ordinary Sale 35 5.6220 GBP
10p ordinary Sale 50 5.6500 GBP
10p ordinary Sale 272 5.6529 GBP
10p ordinary Sale 505 5.6580 GBP
10p ordinary Sale 578 5.6560 GBP
10p ordinary Sale 581 5.6540 GBP
10p ordinary Sale 620 5.6370 GBP
10p ordinary Sale 744 5.6520 GBP
10p ordinary Sale 1,195 5.6410 GBP
10p ordinary Sale 1,871 5.6400 GBP
10p ordinary Sale 2,064 5.6470 GBP
10p ordinary Sale 2,105 5.6491 GBP
10p ordinary Sale 2,149 5.6423 GBP
10p ordinary Sale 2,358 5.6440 GBP
10p ordinary Sale 3,855 5.6385 GBP
10p ordinary Sale 4,499 5.6170 GBP
10p ordinary Sale 4,666 5.6494 GBP
10p ordinary Sale 7,248 168.8436 CZK
10p ordinary Sale 9,034 5.6527 GBP
10p ordinary Sale 10,137 5.6433 GBP
10p ordinary Sale 10,490 5.6487 GBP
10p ordinary Sale 16,663 5.6380 GBP
10p ordinary Sale 25,381 5.6390 GBP
10p ordinary Sale 27,471 5.6466 GBP
10p ordinary Sale 31,417 5.6504 GBP
10p ordinary Sale 34,710 5.6452 GBP
10p ordinary Sale 66,676 5.6419 GBP
10p ordinary Sale 144,224 5.6420 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 24 5.6195 GBP
10p ordinary CFD Long 950 5.6411 GBP
10p ordinary SWAP Long 1,498 5.6479 GBP
10p ordinary SWAP Long 4,666 5.6494 GBP
10p ordinary CFD Long 7,248 168.7254 CZK
10p ordinary CFD Long 8,480 5.6483 GBP
10p ordinary SWAP Long 19,224 5.6444 GBP
10p ordinary SWAP Long 21,967 5.6487 GBP
10p ordinary SWAP Long 22,546 5.6371 GBP
10p ordinary SWAP Long 27,471 5.6466 GBP
10p ordinary SWAP Long 34,710 5.6452 GBP
10p ordinary SWAP Long 37,505 5.6430 GBP
10p ordinary CFD Long 144,224 5.6419 GBP
10p ordinary SWAP Short 24 5.6204 GBP
10p ordinary SWAP Short 1,038 5.6439 GBP
10p ordinary SWAP Short 2,098 5.6379 GBP
10p ordinary CFD Short 2,667 5.6467 GBP
10p ordinary CFD Short 3,609 5.6567 GBP
10p ordinary CFD Short 7,178 5.6443 GBP
10p ordinary SWAP Short 7,827 5.6380 GBP
10p ordinary CFD Short 8,612 168.5192 CZK
10p ordinary SWAP Short 23,528 5.6499 GBP
10p ordinary CFD Short 52,600 168.2000 CZK
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52508298&newsitemid=20211013005579&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=74a45ad788af0bc6c2f0b3805c60faac)
.
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