REG-BARCLAYS PLC FORM 8.3 - AVAST PLC
19/10/2021 17:40
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FORM 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,525,040 1.79% 11,822,673 1.14%
(2) Cash-settled derivatives:
260,535 0.03% 13,310,247 1.29%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,785,575 1.81% 25,132,920 2.43%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 41 5.6175 GBP
10p ordinary Purchase 211 5.6287 GBP
10p ordinary Purchase 313 5.6240 GBP
10p ordinary Purchase 490 5.5900 GBP
10p ordinary Purchase 500 5.5980 GBP
10p ordinary Purchase 510 5.5941 GBP
10p ordinary Purchase 559 5.5860 GBP
10p ordinary Purchase 575 5.5710 GBP
10p ordinary Purchase 587 5.5880 GBP
10p ordinary Purchase 608 5.6306 GBP
10p ordinary Purchase 1,224 5.5759 GBP
10p ordinary Purchase 1,848 5.6312 GBP
10p ordinary Purchase 2,109 5.5840 GBP
10p ordinary Purchase 2,471 5.5801 GBP
10p ordinary Purchase 3,385 5.5862 GBP
10p ordinary Purchase 3,614 5.6102 GBP
10p ordinary Purchase 5,007 5.6297 GBP
10p ordinary Purchase 5,021 5.5812 GBP
10p ordinary Purchase 5,461 5.6201 GBP
10p ordinary Purchase 5,991 5.5856 GBP
10p ordinary Purchase 7,580 5.5792 GBP
10p ordinary Purchase 10,693 5.6279 GBP
10p ordinary Purchase 18,132 5.6300 GBP
10p ordinary Purchase 20,386 168.2463 CZK
10p ordinary Purchase 238,809 5.5957 GBP
10p ordinary Sale 33 168.0000 CZK
10p ordinary Sale 51 5.6280 GBP
10p ordinary Sale 313 5.6240 GBP
10p ordinary Sale 357 5.5941 GBP
10p ordinary Sale 495 5.5830 GBP
10p ordinary Sale 533 5.5840 GBP
10p ordinary Sale 559 5.5860 GBP
10p ordinary Sale 587 5.5880 GBP
10p ordinary Sale 1,017 5.6080 GBP
10p ordinary Sale 1,073 5.5842 GBP
10p ordinary Sale 1,093 5.5843 GBP
10p ordinary Sale 1,102 5.5900 GBP
10p ordinary Sale 1,816 5.5931 GBP
10p ordinary Sale 1,856 5.5978 GBP
10p ordinary Sale 2,153 5.5919 GBP
10p ordinary Sale 2,380 5.5872 GBP
10p ordinary Sale 3,516 5.6147 GBP
10p ordinary Sale 4,226 5.5995 GBP
10p ordinary Sale 4,391 5.6004 GBP
10p ordinary Sale 4,893 5.5929 GBP
10p ordinary Sale 6,928 5.6237 GBP
10p ordinary Sale 7,189 5.5993 GBP
10p ordinary Sale 7,684 5.6012 GBP
10p ordinary Sale 15,232 5.6293 GBP
10p ordinary Sale 16,940 5.5802 GBP
10p ordinary Sale 21,500 5.6277 GBP
10p ordinary Sale 28,702 5.6016 GBP
10p ordinary Sale 30,600 5.6029 GBP
10p ordinary Sale 51,563 5.5811 GBP
10p ordinary Sale 85,202 5.6300 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 33 167.8824 CZK
10p ordinary SWAP Long 688 5.6035 GBP
10p ordinary SWAP Long 1,017 5.6080 GBP
10p ordinary SWAP Long 10,006 5.6091 GBP
10p ordinary SWAP Long 13,414 5.6104 GBP
10p ordinary SWAP Long 13,414 5.6121 GBP
10p ordinary SWAP Long 18,728 5.6046 GBP
10p ordinary CFD Long 20,278 5.5912 GBP
10p ordinary CFD Long 51,563 5.5810 GBP
10p ordinary SWAP Short 510 5.5941 GBP
10p ordinary SWAP Short 608 5.6306 GBP
10p ordinary SWAP Short 759 5.5884 GBP
10p ordinary SWAP Short 1,073 5.5856 GBP
10p ordinary SWAP Short 2,519 5.6094 GBP
10p ordinary CFD Short 6,437 5.5907 GBP
10p ordinary CFD Short 20,386 168.3641 CZK
10p ordinary SWAP Short 49,053 5.5966 GBP
10p ordinary SWAP Short 74,457 5.5910 GBP
10p ordinary SWAP Short 103,446 5.6002 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52511804&newsitemid=20211019006001&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=9a89a51afa0ca029e849abbdd8fa2923)
.
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