REG-BARCLAYS PLC Form 8.3 - Avast plc
20/10/2021 11:30
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Form 8.3 - Avast plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,600,837 1.80% 11,859,905 1.15%
(2) Cash-settled derivatives:
279,202 0.03% 13,391,170 1.29%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,880,039 1.82% 25,251,075 2.44%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 182 5.5920 GBP
10p ordinary Purchase 492 5.5960 GBP
10p ordinary Purchase 531 5.5820 GBP
10p ordinary Purchase 542 5.6100 GBP
10p ordinary Purchase 636 5.6096 GBP
10p ordinary Purchase 848 5.6040 GBP
10p ordinary Purchase 1,259 5.5884 GBP
10p ordinary Purchase 1,381 5.5977 GBP
10p ordinary Purchase 1,617 5.6034 GBP
10p ordinary Purchase 2,444 5.6087 GBP
10p ordinary Purchase 3,090 5.6162 GBP
10p ordinary Purchase 3,453 5.6113 GBP
10p ordinary Purchase 3,504 5.6115 GBP
10p ordinary Purchase 3,955 5.6109 GBP
10p ordinary Purchase 5,310 5.6116 GBP
10p ordinary Purchase 5,459 5.6106 GBP
10p ordinary Purchase 5,737 5.6140 GBP
10p ordinary Purchase 5,784 169.0268 CZK
10p ordinary Purchase 6,059 5.6101 GBP
10p ordinary Purchase 14,677 5.5955 GBP
10p ordinary Purchase 19,093 5.6130 GBP
10p ordinary Purchase 22,412 5.6467 GBP
10p ordinary Purchase 51,210 5.6103 GBP
10p ordinary Purchase 130,461 5.6017 GBP
10p ordinary Sale 150 5.5850 GBP
10p ordinary Sale 492 5.5960 GBP
10p ordinary Sale 531 5.5820 GBP
10p ordinary Sale 542 5.6100 GBP
10p ordinary Sale 708 5.6011 GBP
10p ordinary Sale 848 5.6040 GBP
10p ordinary Sale 979 5.5923 GBP
10p ordinary Sale 992 5.5957 GBP
10p ordinary Sale 1,109 5.5889 GBP
10p ordinary Sale 1,442 5.6083 GBP
10p ordinary Sale 1,588 5.6029 GBP
10p ordinary Sale 1,884 5.5961 GBP
10p ordinary Sale 2,065 5.6073 GBP
10p ordinary Sale 2,512 5.6060 GBP
10p ordinary Sale 2,798 5.6046 GBP
10p ordinary Sale 2,899 5.6044 GBP
10p ordinary Sale 3,327 5.6041 GBP
10p ordinary Sale 3,523 5.6064 GBP
10p ordinary Sale 6,384 5.6037 GBP
10p ordinary Sale 7,764 5.6054 GBP
10p ordinary Sale 11,411 5.6070 GBP
10p ordinary Sale 16,000 5.6123 GBP
10p ordinary Sale 17,186 168.9808 CZK
10p ordinary Sale 19,093 5.6133 GBP
10p ordinary Sale 21,144 5.5747 GBP
10p ordinary Sale 48,588 5.6254 GBP
10p ordinary Sale 75,612 5.6099 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 43 5.6439 GBP
10p ordinary CFD Long 5,659 5.6107 GBP
10p ordinary CFD Long 17,186 168.8625 CZK
10p ordinary SWAP Long 18,667 5.6038 GBP
10p ordinary SWAP Long 24,896 5.6053 GBP
10p ordinary CFD Long 75,612 5.6098 GBP
10p ordinary SWAP Short 1,028 5.5883 GBP
10p ordinary SWAP Short 1,617 5.6034 GBP
10p ordinary CFD Short 2,135 5.6125 GBP
10p ordinary SWAP Short 2,650 5.6008 GBP
10p ordinary SWAP Short 3,090 5.6162 GBP
10p ordinary CFD Short 5,784 169.1452 CZK
10p ordinary SWAP Short 14,677 5.5955 GBP
10p ordinary CFD Short 17,119 5.5984 GBP
10p ordinary SWAP Short 29,039 5.6086 GBP
10p ordinary SWAP Short 35,284 5.6067 GBP
10p ordinary SWAP Short 40,686 5.6110 GBP
10p ordinary SWAP Short 51,210 5.6103 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52512375&newsitemid=20211020005524&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=81a3bb9dab5aca6af91b66487e74f95f)
.
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