REG-BARCLAYS PLC Form 8.3 - Avast Plc
21/10/2021 11:25
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Form 8.3 - Avast Plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 20 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,591,408 1.80% 11,955,030 1.15%
(2) Cash-settled derivatives:
279,202 0.03% 13,267,676 1.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,870,610 1.82% 25,222,706 2.44%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 150 5.6520 GBP
10p ordinary Purchase 211 5.6160 GBP
10p ordinary Purchase 276 5.6480 GBP
10p ordinary Purchase 834 5.6365 GBP
10p ordinary Purchase 1,110 5.6283 GBP
10p ordinary Purchase 2,712 5.6460 GBP
10p ordinary Purchase 3,459 5.6040 GBP
10p ordinary Purchase 4,472 5.5998 GBP
10p ordinary Purchase 16,164 5.6442 GBP
10p ordinary Purchase 25,203 5.6020 GBP
10p ordinary Purchase 26,075 5.6239 GBP
10p ordinary Purchase 39,795 5.6017 GBP
10p ordinary Purchase 120,708 170.0466 CZK
10p ordinary Sale 187 5.6380 GBP
10p ordinary Sale 1,002 5.6620 GBP
10p ordinary Sale 1,300 5.6000 GBP
10p ordinary Sale 2,330 5.6606 GBP
10p ordinary Sale 2,580 5.6501 GBP
10p ordinary Sale 2,899 5.6600 GBP
10p ordinary Sale 3,992 170.5443 CZK
10p ordinary Sale 11,556 5.6378 GBP
10p ordinary Sale 19,846 5.6356 GBP
10p ordinary Sale 29,290 5.6316 GBP
10p ordinary Sale 40,259 5.6022 GBP
10p ordinary Sale 63,195 5.6005 GBP
10p ordinary Sale 167,287 5.6304 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 181 5.6895 GBP
10p ordinary SWAP Long 651 5.6260 GBP
10p ordinary CFD Long 1,052 169.8199 CZK
10p ordinary SWAP Long 1,300 5.6000 GBP
10p ordinary SWAP Long 2,580 5.6501 GBP
10p ordinary CFD Long 2,585 5.6032 GBP
10p ordinary CFD Long 2,940 170.6374 CZK
10p ordinary SWAP Long 19,590 5.6287 GBP
10p ordinary SWAP Long 38,349 5.6328 GBP
10p ordinary SWAP Long 44,040 5.6196 GBP
10p ordinary CFD Long 63,195 5.6004 GBP
10p ordinary CFD Long 120,522 5.6354 GBP
10p ordinary SWAP Short 584 5.6386 GBP
10p ordinary SWAP Short 697 5.6524 GBP
10p ordinary SWAP Short 869 5.6259 GBP
10p ordinary SWAP Short 1,782 5.6250 GBP
10p ordinary SWAP Short 1,895 5.6020 GBP
10p ordinary CFD Short 2,755 5.6463 GBP
10p ordinary CFD Short 3,268 5.6016 GBP
10p ordinary SWAP Short 4,472 5.5998 GBP
10p ordinary SWAP Short 16,164 5.6442 GBP
10p ordinary SWAP Short 20,297 5.6229 GBP
10p ordinary CFD Short 120,708 170.1657 CZK
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached?
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52513229&newsitemid=20211021005500&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=fe337f7a9f36e7331f5a3dffdc9284c1)
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