REG-BARCLAYS PLC Form 8.3 - Avast plc
26/10/2021 13:35
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Form 8.3 - Avast plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 25 October 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,501,026 1.79% 12,151,588 1.17%
(2) Cash-settled derivatives:
314,741 0.03% 13,007,664 1.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,815,767 1.82% 25,159,252 2.43%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 1 5.5900 GBP
10p ordinary Purchase 558 5.5870 GBP
10p ordinary Purchase 671 5.6100 GBP
10p ordinary Purchase 968 5.6320 GBP
10p ordinary Purchase 1,070 5.6008 GBP
10p ordinary Purchase 1,087 5.6300 GBP
10p ordinary Purchase 1,115 5.5846 GBP
10p ordinary Purchase 1,115 5.6051 GBP
10p ordinary Purchase 1,497 5.5991 GBP
10p ordinary Purchase 2,391 5.5927 GBP
10p ordinary Purchase 3,222 5.6143 GBP
10p ordinary Purchase 10,685 5.6140 GBP
10p ordinary Purchase 18,081 5.6137 GBP
10p ordinary Purchase 20,000 5.6024 GBP
10p ordinary Purchase 39,764 5.6006 GBP
10p ordinary Purchase 189,141 170.1185 CZK
10p ordinary Sale 520 5.5940 GBP
10p ordinary Sale 671 5.6100 GBP
10p ordinary Sale 720 5.6159 GBP
10p ordinary Sale 968 5.6320 GBP
10p ordinary Sale 1,080 5.6316 GBP
10p ordinary Sale 1,087 5.6300 GBP
10p ordinary Sale 1,121 5.6095 GBP
10p ordinary Sale 1,245 5.5854 GBP
10p ordinary Sale 1,396 5.6115 GBP
10p ordinary Sale 1,905 5.5870 GBP
10p ordinary Sale 2,536 5.5902 GBP
10p ordinary Sale 2,837 170.3287 CZK
10p ordinary Sale 2,892 5.5977 GBP
10p ordinary Sale 4,359 5.6026 GBP
10p ordinary Sale 7,544 5.6068 GBP
10p ordinary Sale 9,955 5.6071 GBP
10p ordinary Sale 10,361 5.5997 GBP
10p ordinary Sale 15,767 5.5982 GBP
10p ordinary Sale 19,499 5.6086 GBP
10p ordinary Sale 20,897 5.6140 GBP
10p ordinary Sale 26,920 5.5992 GBP
10p ordinary Sale 29,902 5.5998 GBP
10p ordinary Sale 88,369 5.6058 GBP
10p ordinary Sale 200,586 5.5993 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 122 5.6154 GBP
10p ordinary SWAP Long 720 5.6159 GBP
10p ordinary CFD Long 837 169.6701 CZK
10p ordinary SWAP Long 1,080 5.6316 GBP
10p ordinary SWAP Long 1,396 5.6115 GBP
10p ordinary CFD Long 2,000 170.4306 CZK
10p ordinary SWAP Long 2,230 5.6350 GBP
10p ordinary SWAP Long 2,536 5.5902 GBP
10p ordinary SWAP Long 17,479 5.6118 GBP
10p ordinary SWAP Long 68,768 5.6041 GBP
10p ordinary CFD Long 147,177 5.5980 GBP
10p ordinary CFD Long 189,125 5.5960 GBP
10p ordinary SWAP Short 1 5.5883 GBP
10p ordinary CFD Short 122 5.5724 GBP
10p ordinary SWAP Short 720 5.6140 GBP
10p ordinary SWAP Short 1,039 5.5964 GBP
10p ordinary CFD Short 1,986 5.6112 GBP
10p ordinary CFD Short 2,623 5.5969 GBP
10p ordinary SWAP Short 2,726 5.6257 GBP
10p ordinary SWAP Short 18,263 5.6021 GBP
10p ordinary CFD Short 20,000 5.6024 GBP
10p ordinary SWAP Short 21,436 5.5980 GBP
10p ordinary CFD Short 189,141 170.2376 CZK
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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