REG-BARCLAYS PLC Form 8.3 - AVAST PLC
03/11/2021 12:45
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,230,871 1.76% 11,966,391 1.16%
(2) Cash-settled derivatives:
306,582 0.03% 13,164,905 1.27%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 18,537,453 1.79% 25,131,296 2.43%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 25 168.0000 CZK
10p ordinary Purchase 105 5.5840 GBP
10p ordinary Purchase 349 5.6140 GBP
10p ordinary Purchase 443 5.6020 GBP
10p ordinary Purchase 449 5.6060 GBP
10p ordinary Purchase 492 5.6180 GBP
10p ordinary Purchase 520 5.6040 GBP
10p ordinary Purchase 941 5.5819 GBP
10p ordinary Purchase 1,088 5.5859 GBP
10p ordinary Purchase 1,743 5.6115 GBP
10p ordinary Purchase 2,230 5.6083 GBP
10p ordinary Purchase 3,792 5.5945 GBP
10p ordinary Purchase 4,421 5.6165 GBP
10p ordinary Purchase 5,126 5.5959 GBP
10p ordinary Purchase 6,052 5.5955 GBP
10p ordinary Purchase 9,269 5.6090 GBP
10p ordinary Purchase 10,888 5.6131 GBP
10p ordinary Purchase 11,411 5.6097 GBP
10p ordinary Purchase 15,932 5.6100 GBP
10p ordinary Purchase 65,913 5.5988 GBP
10p ordinary Sale 349 5.6140 GBP
10p ordinary Sale 405 5.6223 GBP
10p ordinary Sale 443 5.6020 GBP
10p ordinary Sale 492 5.6180 GBP
10p ordinary Sale 520 5.6040 GBP
10p ordinary Sale 569 5.6238 GBP
10p ordinary Sale 1,861 5.6081 GBP
10p ordinary Sale 2,024 5.6061 GBP
10p ordinary Sale 2,230 5.6083 GBP
10p ordinary Sale 2,376 5.5660 GBP
10p ordinary Sale 2,653 5.6060 GBP
10p ordinary Sale 3,648 5.5856 GBP
10p ordinary Sale 3,984 5.6048 GBP
10p ordinary Sale 6,970 5.6108 GBP
10p ordinary Sale 7,630 5.6143 GBP
10p ordinary Sale 10,532 168.0422 CZK
10p ordinary Sale 11,838 5.6100 GBP
10p ordinary Sale 13,680 5.5881 GBP
10p ordinary Sale 14,320 5.6110 GBP
10p ordinary Sale 30,633 5.5988 GBP
10p ordinary Sale 34,293 5.6084 GBP
10p ordinary Sale 57,482 5.6104 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 62 5.6058 GBP
10p ordinary CFD Long 1,560 5.6126 GBP
10p ordinary SWAP Long 1,861 5.6081 GBP
10p ordinary SWAP Long 2,138 5.6143 GBP
10p ordinary SWAP Long 3,648 5.5856 GBP
10p ordinary CFD Long 5,338 5.6052 GBP
10p ordinary CFD Long 10,532 167.9246 CZK
10p ordinary SWAP Long 12,409 5.6100 GBP
10p ordinary SWAP Long 13,680 5.5881 GBP
10p ordinary SWAP Long 14,320 5.6110 GBP
10p ordinary SWAP Long 52,578 5.6015 GBP
10p ordinary CFD Long 55,047 5.6093 GBP
10p ordinary CFD Short 25 168.1176 CZK
10p ordinary SWAP Short 834 5.5924 GBP
10p ordinary SWAP Short 941 5.5820 GBP
10p ordinary SWAP Short 1,686 5.6045 GBP
10p ordinary SWAP Short 2,831 5.6089 GBP
10p ordinary SWAP Short 7,688 5.6102 GBP
10p ordinary CFD Short 10,532 5.5824 GBP
10p ordinary SWAP Short 14,562 5.6019 GBP
10p ordinary SWAP Short 20,957 5.6030 GBP
10p ordinary SWAP Short 32,710 5.6007 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52520896&newsitemid=20211103005713&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=50a6554ae90f4bfd396ebbe4dceef411)
.
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